Electromagnetic Pulse weapons & cyberattacks can bring down the electric grid

Preface.  At some point of energy decline the electric grid will fail, and civilization will take a giant step downward (financial systems gone, knowledge stored gone, computers / phones inoperable) and so on. Vaclav Smil (2015) in his book Energy & Civilization wrote: “Reliance on this most flexible and most convenient form of energy has rapidly developed into an all-encompassing dependence. Without electricity, modern societies could not farm or eat the way they do: electricity powers compressors in both ammonia plants and domestic refrigerators. They could not prevent disease (now controlled with refrigerated vaccines) and take care of the sick (with diagnoses dependent on electricity-powered machines, from venerable x-ray machines to the latest MRI, and with extensive monitoring in intensive care units), control their transportation networks, or handle their enormous volume of information (with data centers becoming some of the largest point consumers of electricity) or urban sewage.  operating the machines that make parts with amazing precision and exact tolerance for jet engines, medical diagnostic devices, and much more”.

Below is about malware, and also cyberweapons that generate EMPs. Just as likely perhaps is a very strong solar flare like the Carrington event of 1859, one of the most violent solar storms of the past 200 years. The telegraph network collapsed in large parts of northern Europe and North America. According to estimates, the associated flare released only a hundredth of the energy of a superflare. Today, in addition to the infrastructure on the Earth’s surface, especially satellites would be at risk.

It turns out that these flares may be far more common and much stronger. Stars similar to the Sun produce a gigantic outburst of radiation on average about once every 100 years per star. These superflares release more energy than a trillion hydrogen bombs and make all previously recorded solar flares pale in comparison. This estimate is based on an inventory of 56450 sun-like stars, which shows that previous studies have significantly underestimated the eruptive potential of these stars. In data from NASA’s space telescope Kepler, superflaring, sun-like stars can be found ten to a hundred times more frequently than previously assumed. The Sun, too, is likely capable of similarly violent eruptions. Vasilyev V et al (2024) Sun-like stars produce superflares roughly once per century. Science. DOI: 10.1126/science.adl5441

According to the Russian malware article blow, the outages would last a few hours and probably not more than a couple of days, because the U.S. electric industry has trained its operators to handle disruptions caused by large storms. They’re used to having to restore power with manual operations. On the other hand, an EMP would fry transformers that can take 1 to 5 years to replace (all made abroad) A 1-year blackout could kill 90% of Americans

Alice Friedemann  www.energyskeptic.com  Author of Life After Fossil Fuels: A Reality Check on Alternative Energy; When Trucks Stop Running: Energy and the Future of Transportation”, Barriers to Making Algal Biofuels, & “Crunch! Whole Grain Artisan Chips and Crackers”.  Women in ecology  Podcasts: WGBH, Jore, Planet: Critical, Crazy Town, Collapse Chronicles, Derrick Jensen, Practical Prepping, Kunstler 253 &278, Peak Prosperity,  Index of best energyskeptic posts

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Nakashima, E. June 12, 2017. Russia has developed a cyberweapon that can disrupt power grids, according to new research. Washington Post.

Hackers allied with the Russian government have devised a cyberweapon that has the potential to be the most disruptive yet against electric systems that Americans depend on for daily life.

The malware, dubbed CrashOverridebriefly shut down one-fifth of the electric power generated in Kiev and left 225,000 customers without power. With modifications, it could be deployed against U.S. electric transmission and distribution systems to devastating effect.  And Russian government hackers have shown their interest in targeting U.S. energy and other utility systems, researchers said.  It’s the culmination of over a decade of theory and attack scenarios. It’s a game changer.

The revelation comes as the U.S. government is investigating a wide-ranging, ambitious effort by the Russian government last year to disrupt the U.S. presidential election and influence its outcome. That campaign employed a variety of methods, including hacking hundreds of political and other organizations, and leveraging social media, U.S. officials said.

“The same Russian group that targeted U.S. [industrial control] systems in 2014 turned out the lights in Ukraine in 2015,” said John Hultquist, who analyzed both incidents while at iSight Partners, a cyber-intelligence firm now owned by FireEye, where he is director of intelligence analysis.  “We believe this group is tied in some way to the Russian government…perhaps the security services.”

“U.S. utilities have been enhancing their cybersecurity, but attacker tools like this one pose a very real risk to reliable operation of power systems,” said Michael J. Assante, who worked at Idaho National Labs and is a former chief security officer of the North American Electric Reliability Corporation, where he oversaw the rollout of industry cybersecurity standards.

CrashOverride is only the second instance of malware specifically tailored to disrupt or destroy industrial control systems. Stuxnet, the worm created by the United States and Israel to disrupt Iran’s nuclear capability, was an advanced military-grade weapon designed to affect centrifuges that enrich uranium.

In 2015, the Russians used malware to gain access to the power supply network in western Ukraine, but it was hackers at the keyboards who remotely manipulated the control systems to cause the blackout — not the malware itself, Hultquist said.

With CrashOverride, “what is particularly alarming . . . is that it is all part of a larger framework,” said Dan Gunter, a senior threat hunter for Dragos.

The malware is like a Swiss Army knife, where you flip open the tool you need and where different tools can be added to achieve different effects, Gunter said.

Theoretically, the malware can be modified to attack different types of industrial control systems, such as water and gas. However, the adversary has not demonstrated that level of sophistication, Lee said.

Still, the attackers probably had experts and resources available not only to develop the framework but also to test it, Gunter said. “This speaks to a larger effort often associated with nation-state or highly funded team operations.”

One of the most insidious tools in CrashOverride manipulates the settings on electric power control systems. It scans for critical components that operate circuit breakers and opens the circuit breakers, which stops the flow of electricity. It continues to keep them open even if a grid operator tries to close them, creating a sustained power outage.

The malware also has a “wiper” component that erases the software on the computer system that controls the circuit breakers, forcing the grid operator to revert to manual operations, which means driving to the substation to restore power.

With this malware, the attacker can target multiple locations with a “time bomb” functionality and set the malware to trigger simultaneously, Lee said. That could create outages in different areas at the same time.

Bob Adelmann. May 6, 2015. EMP Threats Force NORAD Back Into Cheyenne Mountain. The New American.

NORAD (North American Aerospace Defense Command) is moving back into its previous Cheyenne Mountain underground bunker in Colorado Springs because it is EMP-hardened, and due to threats from enemies who now possess the capabilities to launch an EMP nuclear weapon from the south where NORAD is blind.

North Korea now has operational the KN-08, a nuclear-weapon-armed missile, that can be launched undetected and set off a nuclear explosion sufficient to shut down the entire North American electric grid.

NORAD is prepared to defend the country from attacks from North Korea and Iran (even if negotiations are successful), provided that those attacks come over the North Pole. But all eyes are facing north, with none facing south.

Peter Vincent Pry, executive director of the EMP Task Force, has written frequently in attempts to warn citizens of the danger. Back in August he and James Woolsey, former CIA director said in a Wall Street Journal that North Korea and Iran will soon match Russia and China in their ability to launch an EMP attack with 1) simple ballistic missiles such as Scuds launched from a freighter near our shores, 2) space-launched vehicles able to loft low-earth-orbit satellites, or 3) simple low-yield nuclear weapons that can generate gamma rays and fireballs.

Pry said it wouldn’t take much to melt the grid with an EMP strike, most likely from the detonation of a nuclear weapon in space, which would destroy unprotected military and civilian electronics worldwide, blacking out the electric grid and other critical infrastructure for months or years. Iran should be regarded as already having nuclear missiles capable of making an EMP attack against the U.S. Iran and North Korea have successfully orbited satellites on south-polar trajectories that appear to practice evading U.S. missile defenses, and at optimum altitudes to make a surprise EMP attack.

Such costs were spelled out in a dystopian novel that made it onto the New York Times best-sellers list back in 2011: One Second After, by William R. Forstchen. It’s the story of how one man struggles to deal with a world that no longer works, first evidenced when cars passing by on the highway come to an immediate and permanent halt thanks to internal computers that no longer work. In the afterword, Forstchen quotes a letter from Captain Bill Sanders of the U.S. Navy, who notes that One Second After is not so much a novel as it is a warning: “An Electronic Pulse (EPM) explosion over the continental United States would have devastating consequences for our country….A well-designed nuclear weapon detonated at a high altitude over Kansas could have damaging effects over virtually all of the continental United States. Our technologically oriented society and its heavy dependence on advanced electronics systems could be brought to its knees with cascading failures of our critical infrastructure. Our vulnerability increases daily as our use and dependence on electronics continues to accelerate.”

Joan Trossman. 21 Nov 2012. Fire in the Sky. Scientists warn of a solar flare large enough to paralyze our electrified world. Pasadena Weekly.

If you have never heard of an electromagnetic pulse, or EMP, then you have not spent any time worrying about an EMP causing the end of civilization as we know it. But scientists and some policymakers worry about such a thing happening, and for very good reason.

If an EMP were to occur over the United States, caused either by a particularly violent solar storm or by a small nuclear device detonated many miles above the ground, chances are high that the country’s entire electrical grid would fail, as a massive surge of electricity would fry the huge transformers that keep the grid humming. Satellites we rely on for navigation and communication would be damaged beyond repair, and society would crumble into a dysfunctional scramble for survival. The very necessities of life, such as clean water, food, medications, transportation, even government, would all either disappear or be in very short supply.

Given the fact that extreme solar events happen once or twice a decade, “It is just a question of not if, but when the Earth happens to be in the path of these kinds of [solar] storms,” according to Dan Baker, director of Laboratory for Atmospheric and Space Physics (LASP) at the University of Colorado.

Solar flares are not unusual.  On March 13, 1989, one blew out power in Quebec, leaving 6 million people in the dark. In 1921, a solar storm hit, but didn’t cause much damage. Today, such an occurrence would have darkened half of North America.

Last summer, Baker said there was a very close call. “Just on July 22, there was a very ugly, mean-looking active region on the sun that had moved across the face of the sun. A satellite was watching it. A huge flare, and then a CME, came at the spacecraft and it was moving at the highest recorded speed that has been seen in the modern Space Age. It reached the satellite in 17 hours. That’s an hour faster than the Carrington Event, and it led to extremely intense magnetic fields in the interplanetary medium. For all intents and purposes, that was a Carrington Event that just missed us. We dodged the proverbial bullet there. Now we know there have been others like this.

Can it happen again? “Some people say that the Carrington Event is a moldy old event and these things happen only once in 1,000 years,” Baker said. “I think recent work has suggested quite the contrary. The probability of any of these occurring during one 11-year cycle of solar storms is like 10 percent, a pretty significant probability. It’s not a rare thing.

Ultimately, whether triggered by a rogue nation’s high-altitude detonation of a small nuclear weapon or set off by a rare but possible extremely strong solar flare, the result will be the same if we continue to do nothing.

Congressional committees have acknowledged the danger since 2001. There have been studies ordered, hearings held, admissions of lack of knowledge and lists of problems. Still, it remains in the talking stages and no action has been taken to lessen the danger. The Department of Homeland Security admitted as recently as this past September that it has no estimate of the costs associated with an EMP. But experts, including Baker, have placed the cost at $1 trillion to $2 trillion. Estimates of the cost of meaningful preparation are $150 million to $200 million.

On Sept. 12, the House Committee on Homeland Security, Subcommittee on Cyber security, Infrastructure Protection, and Security Technologies held a hearing on the electromagnetic pulse threat. Rep. Dan Lungren of California chaired the hearing.

Lundgren, a former California Attorney General, said in his opening statement that an EMP from either a geomagnetic storm or an attack would wipe out the entire country’s electrical grid. Referring to a 2010 computer simulation conducted at Oak Ridge National Laboratory, Lundgren said the power system collapse could take four to 10 years from which to fully recover.

“In 2004 and 2008, the EMP Commission testified before the Armed Services Committee that the US society and economy are so critically dependent upon the availability of electricity that a significant collapse of our grid…could result in catastrophic civilian casualties,” Franks said. “This conclusion is echoed by separate reports recently compiled by the DOD (Department of Defense), DHS (Department of Homeland Security), DOE (Department of Energy), NAS (National Academy of Sciences), along with various other agencies and independent researchers.

On Oct. 18, federal regulators took the first step toward mitigating the effects of an EMP. The Federal Energy Regulatory Commission (FERC) said present standards have “a reliability gap” and “do not adequately address vulnerabilities” from a destructive solar storm. FERC called for the agency that oversees the national grid to draft rules requiring power companies to assess their weaknesses and upgrade their grids to withstand the electrical onslaught.

Most power companies in the country are privately owned. As such, those companies have categorized the danger of an EMP as highly unlikely and have refused to officially assess their own vulnerabilities. In Baker’s opinion, that’s a big mistake.

“What would a Carrington Event look like in modern times? We need to be constantly vigilant, we need to keep our eye on our beautiful but dangerous partner here, the sun,” Baker said. “Knowing what’s coming at us is going to be very advantageous.”

 

Nov 22, 2012.  Preventing Armageddon Would Cost Only $100 Million … But Congress Is Too Thick to Approve the Fix. WashingtonsBlog

Government Spends Tens of Trillions On Unnecessary, Harmful Projects … But Won’t Spend $100 Million to Prevent the Greatest Threat.

 

Newt Gingrich.  12 July 2012.  Newt Gingrich: Preparing for the next outage. Washington Post.

Gingrich is a former speaker of the House and a Republican candidate for president.

Without power, the comforts of home become worthless. You sit in the sweltering heat, realizing you are living in a box that, without electricity, is a trap. You pray for the “juice” to return before your groceries go bad. You either make do in the heat or find refuge with friends who have electricity.  I write this now because of my concern for national security and our power grid, which are susceptible to doomsday-level damage if hit by an electromagnetic pulse (EMP) strike or a major solar storm.

It is almost unthinkable, yet possible, that an enemy could detonate a nuclear weapon over the atmosphere over the continental United States, triggering an electromagnetic pulse. This would short-circuit our power grid, taking power off­line for months, perhaps even years.

A similar crisis could be sparked by a solar storm like the Carrington Event of 1859, a type of geomagnetic disturbance that occurs about every 75 years. Statistically, we are long overdue for such a storm. There have been some recent examples of the potential impact, such as the millions in Quebec who lost power for several hours in 1989 as a result of a space storm.

Our nation’s communications infrastructure, modes of transportation and many fundamentals of survival all rely on a power grid that is vulnerable. The current system lacks safety features needed to prevent damage to critical electrical infrastructure.

In 2009, my friend — and sometimes co-author — William R. Forstchen published a truly frightening book, “One Second After.” The story is fiction but based on hard facts. It is a cautionary tale about the threat of EMP strikes and major solar storms, known as coronal mass ejections.

Suppose that, rather than being a temporary disruption in our lives, the power outage lasted weeks or months, or even years. Consider what state all of us, from the richest to the poorest, would be in if we were still literally in the dark. Millions could be trapped in houses or apartments that were never designed for this climate without air conditioning. No cool air; months with no food shipments and every pharmacy shut down — no refills for life-sustaining medications.

In a crisis, many in the Washington area could not even flee because the impact of an EMP attack would disable most cars and public transportation. The water supply would go dry without electricity to pump water from rivers and wells. Imagine if you could find a bottle of potable water for, say, your children. How much would you pay? What would you pay with if every bank and ATM were shut down? Public safety? Forget it. No power means no police cars, no communications and no 911 emergency service. For criminals, it would be time to run rampant.

An exploding high-altitude (25 to 250 miles) nuclear weapon can generate an Electromagnetic Pulse (EMP) that can zap electronic systems over a wide area — several could potentially take out electronic systems across the country.

Periodically there are also solar flares emitted from the sun that could also have this effect.

This could lead to a cascade of catastrophic failures of electric power, energy, telecommunications, satellite, transportation, financial, and other essential infrastructure.  The result would be a very long, difficult recovery that would cascade into the financial system and our ability to produce goods and services and get food, water, medical care to citizens.  Since all these systems all depend on one another, it will be very hard to recover.  Potentially the mutually reinforcing outages will irreversibly affect the ability of the United States to support its population.

“The North American economy and the functioning of the society as a whole are critically dependent on the availability of electricity, as needed, where and when needed. The electric power system in the US and interconnected areas of Canada and Mexico is outstanding in terms of its ability to meet load demands with high quality and reliable electricity at reasonable cost. However, over the last decade or two, there has been relatively little large-capacity electric transmission constructed and the generation additions that have been made, while barely adequate, have been increasingly located considerable distances from load for environmental, political, and economic reasons. As a result, the existing National electrical system not infrequently operates at or very near local limits on its physical capacity to move power from generation to load. Therefore, the slightest insult or upset to the system can cause functional collapse affecting significant numbers of people, businesses, and manufacturing. It is not surprising that a single EMP attack may well encompass and degrade at least 70% of the Nation’s electrical service, all in one instant”.

ELECTRIC POWER INFRASTRUCTURE After EMPs take out electric power systems, emergency power supplies will be limited by supplies of stored fuel, which are increasingly diminishing for fire safety and pollution reasons.

“The North American economy and the functioning of the society as a whole are critically dependent on the availability of electricity, as needed, where and when needed… over the last decade or two, there has been relatively little large-capacity electric transmission constructed and the generation additions that have been made, while barely adequate, have been increasingly located considerable distances from load for environmental, political, and economic reasons. As a result, the existing National electrical system not infrequently operates at or very near local limits on its physical capacity to move power from generation to load. Therefore, the slightest insult or upset to the system can cause functional collapse affecting significant numbers of people, businesses, and manufacturing. It is not surprising that a single EMP attack may well encompass and degrade at least 70% of the Nation’s electrical service, all in one instant. P 18-19.

TELECOMMUNICATIONS plays a key role in US society in terms of its direct effect on individuals and business and due to its impact on ..critical infrastructures, such as the financial industry.

BANKING AND FINANCE  The financial services industry comprises a network of organizations and attendant systems that process instruments of monetary value in the form of deposits, loans, funds transfers, savings, and other financial transactions. It includes banks and other depository institutions, including the Federal Reserve System; investment-related companies such as underwriters, brokerages, and mutual funds; industry utilities such as the New York Stock Exchange, the Automated Clearing House, and the Society for Worldwide Interbank Financial Telecommunications; and third party processors that provide electronic processing services to financial institutions, including data and network management and check processing. Virtually all American economic activity depends upon the functioning of the financial services industry. Today, most financial transactions that express National wealth are performed and recorded electronically. Virtually all transactions involving banks and other financial institutions happen electronically. Essentially all record-keeping of financial transactions involves information stored electronically. The financial services industry has evolved to the point that it would be impossible to operate without the efficiencies, speeds, and processing and storage capabilities of electronic information technology.

FUEL/ENERGY INFRASTRUCTURE Process control systems are critical to the operation and control of petroleum refineries.

FOOD  “Technology has made possible a dramatic revolution in US agricultural productivity. The transformation of the United States from a nation of farmers to a nation where less than 2 percent of the population is able to feed the other 98 percent and supply export markets is made possible only by technological advancements that, since 1900, have increased the productivity of the modern farmer by more than 50-fold. Technology, in the form of knowledge, machines, modern fertilizers and pesticides, high-yield crops and feeds, is the key to this revolution in food production. Much of the technology for food production directly or indirectly depends upon electricity, transportation, and other infrastructures. The distribution system is a chokepoint in the US food infrastructure. Supermarkets typically carry only enough food to provision the local population for 1 to 3 days. Supermarkets replenish their stocks on virtually a daily basis from regional warehouses that usually carry enough food to supply a multi-county area for about one month. The large quantities of food kept in regional warehouses will do little to alleviate a crisis if it cannot be distributed to the population in a timely manner. Distribution depends largely on a functioning transportation system”. (page 40).

TRANSPORTATION INFRASTRUCTURE   Combustion engines are vulnerable to EMPs because they have a lot of electronics to make the engine more efficient, reduce pollution, and so on.  “significant degradation of the transportation infrastructures are likely to occur in the immediate aftermath of an EMP attack. For example, municipal road traffic will likely be severely congested, possibly to the point of wide-area gridlock, as a result of traffic light malfunctions and the fraction of operating cars and trucks that will experience both temporary and in some cases unrecoverable engine shutdown. Railroad traffic will stop if communications with railroad control centers are lost or railway signals malfunction. Commercial air traffic will likely cease operations for safety and other traffic control reasons. Ports will stop loading and unloading ships until commercial power and cargo hauling infrastructures are restored.”

America’s transportation sector consists of several separate infrastructures. Rail includes the freight railroad and commuter rail infrastructures; road includes the trucking and automobile infrastructures; water includes the maritime shipping and inland waterway infrastructures; and air includes the commercial and general aviation infrastructures.  “Increasing utilization of IT make large-scale, multimodal disruptions more likely in the future. As the infrastructure becomes more interconnected and interdependent, the transportation industry will increasingly rely on information technology to perform its most basic business functions. As this occurs, it becomes more likely that information system failures could result in large-scale disruptions of multiple modes of the transportation infrastructure

WATER SUPPLY INFRASTRUCTURE …

GOVERNMENT, MILITARY, …

SPACE SYSTEMS Satellites (and their ground control systems) are vulnerable.  Commercial satellites support many significant services for the Federal government, including communications, remote sensing, weather forecasting, and imaging. The national security and homeland security communities use commercial satellites for critical activities, including direct and backup communications, emergency response services, and continuity of operations during emergencies. Satellite services are important for national security and emergency preparedness telecommunications because of their ubiquity and separation from other communications infrastructures (page 44)

History

Although we’ve known about EMPs for a long time, our infrastructure wasn’t built to withstand them because we have depended on MAD to deter an attack.  But now there are terrorist groups as well as rogue nations such as North Korea and Iran.

“Another key difference from the past is that the US has developed more than most other nations as a modern society heavily dependent on electronics, telecommunications, energy, information networks, and a rich set of financial and transportation systems that leverage modern technology. This asymmetry is a source of substantial economic, industrial, and societal advantages, but it creates vulnerabilities and critical interdependencies that are potentially disastrous to the United States. Therefore, terrorists or state actors that possess relatively unsophisticated missiles armed with nuclear weapons may well calculate that, instead of destroying a city or military base, they may obtain the greatest political-military utility from one or a few such weapons by using them—or threatening their use—in an EMP attack. The current vulnerability of US 2 critical infrastructures can both invite and reward attack if not corrected.” (Foster)

The 1962 bomb exploded 250 miles above the Johnston Island affected the Hawaiian islands 870 miles away. Street light systems failed, burglar alarms were triggered, and a telecommunications relay facility was damaged.

In 1962 the Soviet Union also set off 300 kiloton detonations from 37 to 300 miles high that affected both overhead and underground buried cables up to 375 miles away, as well as surge arrestor burnout, spark-gap breakdown, blown fuses, and power supply breakdowns.

Implications of EMP’s to the Nuclear command and Control system (Rosenbaum)

Mutually assured destruction, or MAD, is at the basis of our nuclear deterrent system.  If we’re attacked, we’ll counterattack. EMP’s from a high-altitude nuclear blast blow MAD apart. EMPs can fry the entire nation’s ground-based electronic nuclear command and control system. We couldn’t strike back.  We wouldn’t even know it was coming.  So our MAD strategy is hollow and virtually invites a surprise nuclear attack.

References

There are hundreds of articles on the web about this topic.  The Foster article is the most comprehensive one that I found.

Foster, J., et al. 2004.   Executive Report of the Commission to Assess the Threat to the United States from Electromagnetic Pulse (EMP).

Just found an even longer, better, and more up-to-date version of the above (2008) here:

http://www.empcommission.org/docs/A2473-EMP_Commission-7MB.pdf

Rosenbaum, Ron. 2011. “How the End Begins: The Road to a Nuclear World War III”.  p 106

 

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Minerals: Coal from Ugo Bardi’s “Extracted”

Preface. This is just a small sampling of what Bardi thinks might happen post fossil fuels, mostly shortened and reworded.

Here are 7 other posts from this great book:

Alice Friedemann   www.energyskeptic.com  author of “When Trucks Stop Running: Energy and the Future of Transportation”, 2015, Springer and “Crunch! Whole Grain Artisan Chips and Crackers”. Podcasts: Practical Prepping, KunstlerCast 253, KunstlerCast278, Peak Prosperity , XX2 report

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Bardi, Ugo. 2014. Extracted: How the Quest for Mineral Wealth Is Plundering the Planet. Chelsea Green Publishing.

True large-scale coal mining started only during the 18th century in Europe, and in particular in England and France.

Initially coal was considered a poor fuel, but with the development of coking (baking coal to burn off impurities), mineral coal could be used for the same tasks as wood charcoal, but at a much lower price.

That changed many things. For instance, for most of human history iron had been smelted with charcoal, which made it such an expensive commodity that it was used to make little more than weapons and armor.

Now, produced in coal-fired forges, it became so cheap that it was possible to make everyday items in iron, such as pots, pans, and more.

Coal did more than make iron cheap; it powered the steam engine. The first steam engines were used to pump water out of coal mines. They were very inefficient, but it didn’t matter. Coal was inexpensive and abundant. The pumps made it possible to extract more coal, and more coal could power more pumps, leading to more coal being extracted.

With time, the steam engine became efficient enough that it could power ships and locomotives as well as factories. As William Stanley Jevons wrote in 1865, “Coal in truth stands not beside but entirely above all other commodities. It is the material energy of the country—the universal aid—the factor in everything we do. With coal almost any feat is possible or easy; without it we are thrown back into the laborious poverty of early times.”

With coal, Britain experienced the first industrial revolution. An awesome complex of factories, people, and machines became the inner powerhouse of the British Empire. The idea spread quickly to other countries. France had started her coal revolution perhaps even earlier than Britain; in fact the French Revolution that started in 1789 was born from the need to get rid of the old landed aristocracy to make room for a new, coal-based economy. Germany, too, developed its national mines, and slowly the revolution spread to eastern Europe, to Poland and Russia, and later on to North America.

But the domain of King Coal was not destined to last forever. Coal was perhaps the first important mineral resource of modern times to show depletion problems. England’s production peaked in the 1920s and was soon followed by Germany’s. France would peak a couple of decades later, but without ever approaching the production magnitude that England and Germany had achieved.

Coal had created the European world empires; its decline was to spell their demise. [ My comment: Just as deforestation had collapsed empires before this, see John Perlin’s “A forest journey” for the rise and fall of civilizations when wood was the main energy resource.]

King Coal was abdicating, at least in Europe. The history of coal didn’t end with the decline of the European producers. The lead was picked up by new producers in North America, China, and Australia, and coal is now the fastest growing energy resource in the world. But the importance of coal was destined to decline anyway thanks to the appearance of a new mineral commodity: crude oil, which was more versatile, more powerful, and easier to transport. The modern history of crude oil starts around the mid-19th century, and it had a very humble beginning.

 

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Mineral: Soil from Ugo Bardi’s “Extracted”

soil health globally ugo bardi extractedFIGURE 1. The state of soil health globally.

Preface. Ugo Bardi’s book on minerals covers a wide-ranging territory, including soil, which is a mineral.  In this section of the book he shows how humans have damaged the soil so much we have greatly overshot carrying capacity by lowering its capacity to grow food, and he explains why there is no way to fix this with GMO crops or other solutions.

Here are 7 other posts from this great book:

Alice Friedemann  www.energyskeptic.com  Author of Life After Fossil Fuels: A Reality Check on Alternative Energy; When Trucks Stop Running: Energy and the Future of Transportation”, Barriers to Making Algal Biofuels, & “Crunch! Whole Grain Artisan Chips and Crackers”.  Women in ecology  Podcasts: WGBH, Jore, Planet: Critical, Crazy Town, Collapse Chronicles, Derrick Jensen, Practical Prepping, Kunstler 253 &278, Peak Prosperity,  Index of best energyskeptic posts

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Bardi, Ugo. 2014. Extracted: How the Quest for Mineral Wealth Is Plundering the Planet. Chelsea Green Publishing.

Today, it is estimated that the land biosphere produces 56 billion tons of new biomass every year. Of the elements that are part of this mass, most come from the atmosphere, but about 1% must be extracted from the ground. Therefore, plants are mining about half a billion tons of materials from the crust every year. The cycle is very efficient: plants have never been in danger of “running out” of minerals at the planetary scale.

Nowadays humans extract from the ground several billion tons of materials every year. We use all 88 of the elements present in the Earth’s crust and even unstable elements that didn’t exist on Earth in measurable amounts before we started creating them. We dig at depths unthinkable for plant roots: our mines are hundreds of meters deep and our drills reach tens of kilometers into the crust, even under the sea.

Soil Fertility and Human Survival

Perhaps our most important source of minerals can be found in the rich, complex ecosystem that blankets most of the Earth’s land surface: soil. This all-important organic matter was formed over thousands of years as rock broke down into tiny particles that were gradually infiltrated by living organisms. Running anywhere between a few centimeters and several meters deep, soil sustains a diverse mix of plants and animals that forever change it as they live and die. It is moved about by wind, water, ice, and gravity—sometimes slowly, sometimes rapidly. As history has shown us, it can make or break civilizations. It’s little surprise that many ancient civilizations began where the topsoil was richest and farming was most productive. But many of these civilizations mismanaged the soil, and as their agricultural productivity declined, so did their civilizations. Occasionally they vanished entirely. Studies suggest that the 1,700-year-old Mayan civilization in South America collapsed around 900 CE because its fertile ground eroded away due to bad soil management. 3 Soil and survival are so intricately entwined because fertile soil supplies most of the elements that higher plants need to support photosynthesis and other metabolic processes.

Soil depletion occurs in many ways. In agriculture, depletion can result from excessively intense cultivation and inadequate soil management. For instance, in tropical zones where the nutrient content of soils is low, widespread soil depletion has resulted from over-tilling (which damages the soil structure), insufficient nutrient inputs (which leads to mining of the soil’s nutrient bank), and salinization.

The combined effects of growing population density, large-scale industrial logging, slash-and-burn agriculture, ranching, and other factors have in some places reduced soil fertility to nearly zero. In fact, billions of tons of soil are being physically lost each year.

The most serious losses arise from erosion— the washing or blowing away of surface soil, sometimes down to bedrock.

While some erosion takes place naturally, without human help, natural soil loss and new soil creation normally stay in balance. However, the rates of soil erosion associated with agricultural practices are accelerating, to the point of exceeding soil-loss tolerances over most of the Earth’s cropland regions.

The irrigation systems that have played an important role in increasing crop production have also had negative impacts on soil quality, with some researchers estimating that excessive watering has caused salinization.

As figure 2.1 shows, the Food and Agriculture Organization (FAO) of the United Nations estimates that 34 million hectares (Mha), or 11% of irrigated areas, are affected by some level of salinization, with China, the United States, and India representing more than 60 percent, 21 million hectares (Mha), of the total impacted land.

An additional 60 to 80 Mha are affected to some extent by water logging and related salinity.

The uncontrolled application of chemical and industrial wastes has degraded soil as well.

Not all soil loss is from farming, though. Millions of hectares of what would otherwise be good farmland are being flooded for reservoirs or paved over for highways, airports, parking lots, and expanding urban areas. Agriculture is also experiencing rising competition from fast-growing cities and urban settlements, resulting in smaller areas of productive agricultural land at a time when world population is growing and expectations are rising among people everywhere for a better life. Global warming, too, is expected to increase the rate of nutrient loss in soils, since microbial decomposition occurs faster under warmer temperatures.

The Impact on Food Supply

The world is facing a series of challenges to human survival. Water is growing increasingly scarce, water pollution is becoming more widespread, and water-related ecosystems are degrading. Global warming, air and land pollution, and the depletion of natural and mineral resources are escalating. These are all serious threats to human welfare, but the loss of suitable land and soil quality for agricultural production is no less important and no less serious.

The total land area of the world exceeds 13.2 billion hectares, but less than half of it can be used for agriculture, including grazing. The remainder is either too wet or too dry, too shallow or too rocky. The single most serious drawback to farming additional land is generally lack of water. In addition, some land is toxic, some is deficient in the nutrients that plants require, and some is permanently frozen.

A report of the Natural Resources Conservation Service of the US Department of Agriculture showed that:

  • Some of the world’s land productivity has declined by 50 percent.
  • Desertification can be observed on 33 percent of the global land surface and affects more than one billion people, half of whom live in Africa.
  • Crop yield reduction in Africa due to past soil erosion may range between 2 and 40 percent, with a mean total loss of 8.2% for the continent.

The report estimated that in 2001 southern Asia lost an estimated 36 million tons, or $5.4 billion, of cereal production to water erosion and $1.8 billion to wind erosion. On a global scale the annual loss of 75 billion tons of soil costs the world about $400 billion per year.

Unfortunately, there are no simple solutions to these gigantic, complex problems. We cannot expect that technology will come to the rescue with some miracle crop. The so-called green revolution that took place during the second half of the 20th century did increase crop yields, but in the process it used large amounts of artificial fertilizers and crops that required increased amounts of pesticides in order to survive.

The productivity of the land is limited by basic factors such as the efficiency of natural photosynthesis, which cannot be modified by humans—not even by using fancy GMO crops. We must recognize that we are in a state of deep overshoot for practically all the natural resources available to us.

What we are facing may be no different from the fate of many civilizations of the past. When farm productivity declined, society attempted to maintain production by expanding the land base under cultivation and putting more effort into cultivating the depleted areas. That led to accelerated soil loss, which became a major factor in the collapse of entire civilizations—such as the Mayan one.

World production of some mineral commodities in 2010 based on data from the British Geological Survey

Figure 2.1 World production of some mineral commodities in 2010 based on data from the British Geological Survey

 

 

 

 

 

 

 

 

 

 

 

 

 

Figure 2.1  shows some data for the total minerals produced in 2010. This amount becomes even larger if we consider the “extraction” of fertile soil in agriculture—consumed by erosion—as mining. It is estimated that about 4 billion tons of agricultural soil is eroded in the United States and dumped into the oceans every year. 61 Global estimates have ranged from 75 billion tons per year to 120 billion tons. 62 These amounts dwarf those created by natural erosion, which is at least one order of magnitude smaller.

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Plan B: How the rich are prepping for collapse

[ It’s not just individuals but nations that are seeking land to improve their security.  

As an example of what a house built by someone rich to last beyond the fossil fuel age is like, I have a description of the house George W. Bush has built in Texas.  By the way, he was certainly aware of peak oil, why do you think he invaded Iraq?

Other wealthy people have more than one rat hole to dodge into via private yacht or plane.  The rest of us, even if we’d like to live on a small farm as far from large cities as possible, can’t afford to do so.  And most of us would fail if we tried, as the millions of “back to the landers” did in the first oil crises (find out why here).

I don’t have a Plan B because I’m very happily married to an optimistic husband who like 99.9% of people recoils from the horror of peak everything and insists the scientists will come up with something.  I’d have to leave my husband to move somewhere more sustainable, and I love him too much to do that. Plus I’d have to leave other dearly loved family and friends nearby as well as delightful neighbors in our community that I’ve come to know the past 25 years.

I think most of us have strong ties and are doomed to front row seats on the roller coaster ride down the Seneca cliff and Hubbert’s curve.  

And here’s a great article about why the plans of rich preppers won’t work: 2017 The Ludicrous Prepper Plans of the Super Rich

Alice Friedemann   www.energyskeptic.com  author of “When Trucks Stop Running: Energy and the Future of Transportation”, 2015, Springer and “Crunch! Whole Grain Artisan Chips and Crackers”. Podcasts: Practical Prepping, KunstlerCast 253, KunstlerCast278, Peak Prosperity , XX2 report ]

Land Grabs

Millions of acres of land are being stolen from local people by international corporations around the globe who bribe corrupt officials to grab land, decimate (rain)forests, and grow palm oil  after the land has been stripped bare.  This releases so much carbon dioxide from the loss of the trees and peat soils that any biofuels produced (and corn ethanol for that matter), release far more greenhouse gases than fossil fuels (Pearce 2013, Institute of Medicine 2014).

Fischetti, M. May 1, 2015. To meet demand for food, fuel and wood, countries are snapping up property beyond their borders. Scientific American.

Fertile land is becoming scarce worldwide, especially for crops for food, feed, biofuels, timber and fiber such as cotton. To produce those goods, wealthy countries such as the U.S. and small countries with little space are buying up or leasing large tracts of land that are suitable for agriculture in other nations. Products are shipped back home or sold locally, at times squeezing out native farmers, landowners and businesses. In the past 15 years companies and government groups in “investor” countries have grabbed 31.8 million hectares of land, the area of New Mexico (column on right), according to the Land Matrix Global Observatory’s database of transactions that target low- and middle-income countries. Crops are being produced on only 2.7 million of those hectares thus far (column on left). Overall, a large transfer of land ownership from the global south to the global north seems to be under way.

The nations leasing or owning to most land are (see Scientific American article for graphics): Austria Belgium   Canada (10)  Chile China (6)  Cyprus   Denmark   Finland   Finland   France   Germany   India (3)   Italy   Japan   Luxembourg   Malaysia (2)   Netherlands   Norway   Portugal   Saudi Arabia (9)   Singapore (5)   South Africa   South Korea (8)  Sweden Thailand   U.K. (7)  United Arab Emirates (4)  USA (1)   Vietnam

The Top 10 countries leasing or selling land IN PRODUCTION are (10,425 square miles, in order of most to least): Ukraine, Indonesia, Uruguay, Brazil, Laos, Papua New Guinea, China, Romania, India, Madagascar

The top 10 countries with LAND UNDER CONTRACT (122,780 square miles): South Sudan, Democratic Republic of the Congo, Papua New Guinea, Indonesia, Republic of Cong, Ukraine, Mozambique, Sierra Leone, LIberia, Sudan

Former President George Bush’s ranch house in Crawford, Texas

The Texas Two-Step. George W. and Laura Bush’s new Crawford, Texas home boasts a stunning array of eco-friendly features—perhaps not what you’d expect from one of the least environmentally friendly administrations since…um, creation. By Rose Marie Berger

http://www.sojo.net/magazine/index.cfm/action/sojourners/issue/soj0107/article/010722.html

The Bush ranch house in Crawford, Texas, balances beauty with state-of-the-art energy efficiency. Designed by Austin environmental architect David Heymann, and built by members of a religious community from nearby Elm Mott, George W. and Laura Bush’s dream home is built of a BTU-efficient, honey-toned native limestone quarried from the nearby Edwards Limestone Formation.

The passive-solar house is positioned to absorb winter sunlight, warming the interior walkways and walls. Underground water, which remains a constant 55 degrees year-round, is piped through a heat exchange system that keeps the interior warm in winter and cool in summer. A graywater reclamation system treats and reuses waste water. Rain gutters feed a cistern hooked to a sprinkler system for watering the fruit orchard and grass. Clearly, Bush goes home from the White House to a green house.

http://www.nowra.org/?p=186 Western White House Turns Green with Innovative Onsite Treatment System by Melinda Suchecki

His 1500-acre ranch is located near Crawford, Texas, about 30 miles west of Waco. Aside from the gray and black water recycling and irrigation systems, the home features geothermal heating, active and passive solar energy, and a rainwater collection system with a 40,000-gallon underground cistern. The purpose of the cistern and a separate gray water system is for surface irrigation of fruit trees.

The black water system features over 2000 gallons of pre-treatment and equalization tanks which meter close to a 1000GPD Hoot Aerobic System. However, the treatment process doesn’t stop there. The effluent leaves the aerobic system through a Polylok Effluent Filter and enters a recirculating media filter, which acts like a sand filter. The effluent passes through a unique medium several times prior to discharge from the filter, where it passes through yet another media filter before entering the pump tank. “With this design, we were able to incorporate the high efficiency of an extended aerobic system with the startup and shock load capability of a sand filter. However, the established aeration system will prevent the potential plugging effect seen in sand filters because the water enters in 95% reduced of both BOD and TSS.”

The effluent leaves the recirculating filter and is stored in a pump tank. The Hoot Control Center operates the Lighthouse Beacon Filtration System. The filter not only performs effluent filtration, but automatically back-flushes and performs scheduled field flush cycles as well. The effluent is filtered through the 3-dimensional, 100-micron filter before being pumped 350 feet away to a four-zone drip irrigation field. The drip tubing is Netafim Bioline .62 GPH and features a pressure-compensating emitter design. The pressure-compensating design ensures even distribution throughout the entire field. The zones are automatically advanced each time the system doses, ensuring even distribution. If low levels of water usage are observed, the system can utilize just one zone to encourage plant growth.

Further complicating the design was the system location. If the system was to gravity flow, it would require all the treatment equipment to be placed right out-side the bedroom of George and Laura, between them and their new 7-acre lake. This proved to be unacceptable.

The system needed both gray and black water lift stations from the main house to pump to the location of the equipment, over 500 feet away behind the garage. The guest house gravity flows to the system. All of the controls are remotely mounted inside a specially designed utility room inside the middle of the garage. Over two miles of wiring were used to complete the remote location project.

Each tank has duplex pumps and a separate, independent alarm circuit that goes to an alarm system control panel. The system has the ability to remotely alert if one of the duplex pumps fails, latch to the next, then independently alert of a high water situation. This system is in every tank, and works even in the event of a power failure. The system is remotely monitored by an alarm company that can tell service personnel exactly what the problem is and a determination can be made if it requires immediate attention, or if a problem can wait until the next day. For example, if one of the pumps in the recirculation system has failed, then it may not require immediate attention. “If there is a high water level in the lift station on the main house,” Ron asserted, “well, there will be three of us racing to see who gets out there first.”

The Hoot systems, lift stations, and standard as well as custom tanks to complete the project were all pre-cast concrete, made by CPI of Waco, Texas. Mark Kieran of Brazos Wastewater was the installer of the system, with the majority of the hookup being completed by Ron, Jim, and Jim’s father, Frank Prochaska, from Lorena, Texas.

The incorporation of an innovative onsite wastewater strategy is a testament to the acceptance of onsite as a long-term treatment solution. The Bushes’ incorporation of environmentally sensitive approaches to their new home is an example of what individuals can do to create a better place for us all to live.

Also see:

Robinson, M. June 13, 2017. Billionaires are stockpiling land that could be used in the apocalypse — here’s where they’re going. Business Insider.

10/23/15  Superyacht Getaway Subs And Luxury Bomb Shelters: The Elite Are The Most Paranoid Preppers Of All. zerohedge.com

Wellman, A. 26 Jan 2015. Panicked super rich buying boltholes with private airstrips to escape if poor rise up. The Mirror.

References

Institute of Medicine. The Nexus of Biofuels, Climate Change, and Human Health: Workshop Summary. Washington, DC: The National Academies Press, 2014.

Pearce, F. 2013. The Land Grabbers: The New Fight over Who Owns the Earth. Beacon Press.

Also see: http://www.hootsystems.com/bush.pdf

http://www.whitehouse.gov/news/releases/2001/08/20010825-2.html

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America’s energy future. U.S. House hearing 2011

[  It’s always good to look back in time to when our representatives were worried about our dependency on oil.  Apparently they were desperate, since the proposed H.R. 909 bill included Coal-To-Liquids (CTL), much of it for the military.  I predict that when the shale oil and gas boom goes bust, CTL will be back again as a “solution”.  And that anyone who thinks we have less than 250 years of coal left won’t be invited to speak at hearings, and that the military will grab most of it to try to keep the oil flowing.

DEVIN NUNES, CALIFORNIA.  “H.R. 909 would enhance our national security by removing barriers to expand our Nation’s secure coal supplies to fill the tanks of the American military vehicles and jets. In fact, the bill’s near-term goal is to produce at least 300,000 barrels of CTL, coal to liquid. Such supply would equal the amount of fuel consumed daily by the U.S. military for domestic operations.  The American people are looking to us for leadership. They know intuitively that we are running out of time, and they are worried about the future of our country and for their-and our country’s future for their children”.

David Sandalow. “We are supporting reducing our dependence on oil by developing the next generation of biofuels”. [ I guess he hasn’t read my post “Peak soil: Why biofuels destroy ecosystems and civilizations”.

Thomas Hicks is the only one who understands that a “drop-in replacement fuel is critical”.

Alice Friedemann   www.energyskeptic.com  author of “When Trucks Stop Running: Energy and the Future of Transportation”, 2015, Springer and “Crunch! Whole Grain Artisan Chips and Crackers”. Podcasts:  KunstlerCast 253, KunstlerCast278, Peak Prosperity]

House Serial No. 112–57. June 3, 2011.  The American energy initiative part 9:  H.R. 909, A roadmap for America’s energy future. House of Representatives.

HENRY A. WAXMAN, CALIFORNIA;   Today we are holding a hearing on a bill that is titled, ‘‘Roadmap for America’s Energy Future.’’ Our Nation faces major energy challenges and we need to have a serious conversation about the American energy future

But I am sad to say the legislation we are examining today proposes no innovative solutions to our Nation’s energy needs. It doubles down on oil, and it doubles down on old, ineffective policies. We have seen this roadmap before. This is a recycled version of a plan developed by the secretive Bush-Cheney Energy Task Force and pushed through Congress by Republicans while they were in office. The Bush administration and Congressional Republicans spent 8 years following this roadmap. They pushed oil and gas drilling, onshore and offshore. They expedited permits and weakened environmental protections. They opposed efforts to increase fuel economy. They called for nuclear fuel reprocessing. They tried to greenwash proposals for drilling in the Arctic National Wildlife Refuge by implying congressional appropriators could use royalty revenues to support renewable energy. They pushed the dirtiest alternative and unconventional fuels, coal-to-liquids, oil shale, and tar sands. And where did this roadmap lead us? Energy prices soared, and carbon pollution increased. And we have become even more dependent on foreign oil. In the last year of the Bush administration the Energy Information Administration projected that our dependence on oil and oil imports would continue to rise year after year. Today, we are sending nearly $1 billion per day overseas for foreign oil. We use 25% of the world’s oil, but we only have 2% of the world’s oil reserves. We’ve worked to increase our domestic crude oil production by nearly 300,000 barrels per day. And yet gas prices remain high. Increasing oil production is not going to solve our energy needs.

Even if we doubled our oil production, oil prices would still be set by world markets and leave us vulnerable to price shocks. H.R. 909’s roadmap doesn’t lead to the future. It leads to the past. The technology to turn coal into liquid fuel has been around since World War II. Its problem is as it has always been: huge amounts of carbon pollution that will drive uncontrolled climate change.

American entrepreneurs and inventors are using technology to unlock real energy solutions: energy sources that are clean, safe, and affordable, and grow our economy. In testimony provided to the committee for today’s hearing, we will hear that the wind and solar industries will create over 200,000 new jobs. But H.R. 909 would abandon our clean energy future to China. For many reasons it is unlikely to help renewable energy, because of flaws in its reverse auction mechanism.

The bill does nothing on efficiency, which is the cheapest and most reliable new source of supply. It promotes the form of nuclear energy that risks putting nuclear bomb grade material into the hands of terrorists. It does nothing to develop carbon capture and storage, the technology that coal needs to remain a competitor in a carbon-constrained world. In 2001, Vice President Cheney said, ‘‘Conservation may be a side of personal virtue, but it is not a sufficient basis for a sound, comprehensive energy policy.’’ Ten years later the Republican budget defunds the federal investment in energy conservation and innovation. The rest of the world has been racing ahead over the last decade. It is too bad the Republicans’ energy policies have not.

DEVIN NUNES, CALIFORNIA.  Our Nation has been blessed with great abundance of natural resources. Consider these astounding facts. ANWR potentially contains 10 billion barrels of oil, the Outer Continental Shelf is estimated to hold 85 billion barrels of oil and 420 trillion cubic feet of natural gas, and over two trillion barrels of oil are held in oil shale deposits, more than are contained in all of the countries in the Middle East combined. Additionally, our Nation has nearly 250 billion tons of recoverable coal reserves, which is the estimated equivalent of 800 billion barrels of oil and constitutes more than three times Saudi Arabia’s proven oil reserves. Unbelievably, our government has chosen not to utilize these resources fully, despite the repeated promises to achieve energy independence by both Democrats and Republican administrations and Congresses alike. But continued inaction is unacceptable with stubbornly high unemployment, lackluster economic growth, widespread unrest in the Middle East, and the prospect of escalating gas prices punishing American families. Nothing done by our government in the past 4 decades has actually helped to achieve the goal of energy independence, or for that matter, kept energy prices affordable for American families and businesses. The reverse is true. We are more dependent on foreign oil today than ever before and far more economically vulnerable than at any point in our Nation’s history.

The energy roadmap is not a radical alternative to current energy policy. That is, while we can all agree that we need a comprehensive approach, this approach must be market-based and gradual if we are to achieve true energy independence. The energy roadmap would lift restrictions on development and extraction of resources in ANWR and OCS. The roadmap recognizes that dependence on any one fuel source is dangerous and short-sighted.

Another component of the roadmap would establish or would mandate that 200 reactors permits be granted by 2040. This bill would provide new, streamlined regulations and a system to manage the waste that will drive private sector investments in these facilities, which today are stalled as a result of red tape, lawsuits, and parochial concerns. Nuclear power in my estimation is essential to achieving an abundant and affordable supply of electricity to fuel our Nation’s economy

H.R. 909 would enhance our national security by removing barriers to expand our Nation’s secure coal supplies to fill the tanks of the American military vehicles and jets. In fact, the bill’s near- team goal is to produce at least 300,000 barrels of CTL, coal to liquid. Such supply would equal the amount of fuel consumed daily by the U.S. military for domestic operations.

The American people are looking to us for leadership. They know intuitively that we are running out of time, and they are worried about the future of our country and for their—and our country’s future for their children.

Mr. WHITFIELD. In your proposal you talk about licensing 200 new nuclear plants in a relatively short time, by 2040. But we have a significant issue of how do we dispose of this waste because the administration has basically stopped Yucca Mountain after the expenditure of $15 billion and after judgments against the Federal Government of $15 billion and after taxpayers and energy users have paid the fee for this, how do you propose that we would get rid of this waste?

Mr. NUNES. What I tried to achieve in drafting this legislation was to create a scenario where the Congress forces an administration to act one way or the other on Yucca Mountain and reprocessing and a whole host of issues, because as you know, it seems like every President, no matter if it is Republican or Democrat is—they are all for nuclear power yet nothing ever happens

Mr. David Sandalow, Assistant Secretary for Policy and International Affairs at the U.S. Department of Energy

The administration agrees with many of the goals of this bill. For example, the administration believes that facilitating the efficient responsible development of our oil and gas resources is a necessary component of energy security. We are working to expand cleaner sources of energy, including renewables like wind, solar, and geothermal, nuclear power, as well as clean coal and natural gas on public lands. However, the administration has serious concerns with many provisions in this legislation. For example, a number of the changes in Title I would make amendments to Interior’s Offshore Energy Program, undercutting safety and environmental reforms adopted in the wake of the Deepwater Horizon oil spill, and it would open the coastal plain of the Arctic National Wildlife Refuge to oil and gas drilling. Department of the Interior and other involved agencies may have additional views on this legislation.

Many countries are moving aggressively to develop and deploy the clean energy technologies that the world will demand in the coming years and decades. As the President said, this is our generation’s Sputnik moment. We must rev up the great American innovation machine to win the clean energy race and secure our future prosperity. To that end, President Obama has called for increased investments in clean energy research, development, and deployment. In addition, he has proposed generating 80 percent of America’s electricity from clean energy sources by 2035.

A clean energy standard will provide a clear, long-term signal to industry to bring capital off the sidelines and into the clean energy sector. It will grow the domestic market for clean sources of energy, creating jobs, driving innovation, and enhancing national security. And by drawing on a wide range of energy sources, including renewables, nuclear, clean coal, and natural gas, it will give utilities the flexibility they need to meet our clean energy goals while protecting consumers in every region of the country. The Department of Energy’s goal is to strengthen the Nation’s economy, enhance our security, and protect the environment by investing in key priority, including supporting groundbreaking basic research, leading in the development and deployment of clean and efficient energy technologies to reduce our dependence on oil, and strengthening national security by reducing nuclear dangers, maintaining a safe and secure and effective nuclear deterrent and cleaning up our cold war legacy. As the President said in his State of the Union address, investing in clean energy will strengthen our security, protect our planet, and create thousands of new jobs here at home. We are doing this through programs to make, for example, homes and buildings more energy efficient with a new Better Buildings Initiative. We are also developing new sources of wind, solar, and geothermal supporting the modernization of the electric grid and carbon capture and sequestration technologies. We are supporting reducing our dependence on oil by developing the next generation of biofuels and promoting electric vehicle research and deployment supporting the President’s goal of putting one million electric vehicles on the road by 2015.

THOMAS HICKS.  Department of the Navy. As the Deputy Assistant Secretary I have been actively involved in assessing the policy, economic, technological, and environmental costs and benefits associated with the use of fossil fuels and alternative fuels. I and many members of my staff and colleagues have personally met with dozens of industry representatives of U.S.-based organizations from a wide range of interests including alternative fuel companies, large oil companies, venture capital, private equity, and industry associations. We have also met with government experts from DOE, the Department of Defense, Department—U.S. Department of Agriculture, NASA, EPA, and others. So the perspective provided here today is drawn on these discussions and on contemporary studies and analysis on the topic of alternative fuels.

Changing the way the United States uses, produces, and acquires energy is one of the central policy challenges that confront the Nation.

As a military and as a country, we rely far too much on fossil fuels, far too much on foreign sources of oil. This dependency degrades our national security and negatively impacts our economy. Our dependency on fossil fuels makes us more susceptible to price shocks, supply shocks, natural and man-made disasters, and, as we have recently seen, political unrest in countries halfway around the world.

The challenges we face today are not just about what types of fuels we use or where and how those fuels are produced. Clearly we must be more efficient in the fuels that we use. The best barrel of oil is the barrel of oil we do not use. The challenge we face in the Navy today is the 280 ships we have today, the 3,700 aircraft are largely the ones we are going to have tomorrow and into the future, so focusing on new sources of fuel, drop-in replacement fuel is critical.

The Department of the Navy’s interest in this topic of alternative fuels is fundamentally about improving our national security and our long-term energy security. The more we replace for in sources of oil with more diverse, domestically-produced alternative fuels the better we are as a military and the better we are as a Nation. How one successfully accomplishes that objective is where the debate lies, and it is a topic that the Department of the Navy has a perspective.

It has recently suggested before this committee that the best near-term approach to meet the Department of Defense fuel needs is essentially a coal-derived or a mixture of coal-derived and biomass Fischer-Tropsch fuels. Fischer-Tropsch is a thermo-chemical conversion process invented and developed in pre-World War II Germany to convert resources such as coal, natural gas, and biomass to fuel oil.

In this country given the enormous quantities of biomass required and its relative limited availability at the scales required to run a Fischer-Tropsch or an FT plant, biomass as a long-term feedstock is typically not considered. More often than not, coal is viewed as the primary, if not exclusive, feedstock, and as a result, in addition to requiring large, new sources of coal, it requires enormous quantities of water, $5 to $10 billion in capital per plant to provide a fuel result that is more than twice as carbon intensive as petroleum.

From the Navy’s perspective, there simply are too many questions to suggest that this is the best near-term solution. In our ongoing dialogue with industry, venture capital, and the equity communities, one thing is clear. America’s advanced biofuel industry knows no geopolitical boundaries, and unlike the proposed near- term solution, the feedstocks and refineries needed to produce advanced biofuels to power the fleet or our aircraft can literally be produced in every State, all 50 States. The U.S.-based companies comprising this industry that are currently producing or will soon be producing fuels across the spectrum from the tens of thousands of gallons to the tens of millions of gallons. These are companies new and old, some are small businesses, and some are now publicly traded. These companies represent the type of innovation and spirit needed to meet the energy demands of the future. In conclusion, a robust advanced drop-in biofuels market is an essential element of our national energy security. Energy security for the Nation requires unrestricted, uninterrupted access to affordable energy sources to power our economy and our military. Traditional fossil-fuel based petroleum derived from crude oil has an increasingly challenging market and supply constraints. Chief among these is limited, unevenly distributed, and concentrated global sources of supply. Advanced biofuels that use domestic, renewable feedstock provide a secure alternative that reduces the risks associated with petroleum dependence.

WHITFIELD.   Mr. Sandalow, you are Assistant Secretary for Policy and International Affairs at DOE, and you know as well as any of us that we are utilizing about 20 million barrels of oil a day here in the U.S. for all of our needs, most of it transportation. And since 1976, when Jimmy Carter was President, and the big push was made, we have got to be less dependent on foreign oil. Now, this administration in my personal view is overselling the electric cars and some of these renewable energy mechanisms, not that we don’t need them but I don’t realistically think that they are going to be able to meet all of our increased energy demands any time soon. But you have probably studied this even more than I have since you are head of policy. What is your realistic appraisal on our ability to significantly reduce the amount of oil that we are buying from the Middle East and other countries, and what kind of timeframe from your analysis do you think is realisti

Mr. SANDALOW. I think the ability of this country to meet any great challenge is extraordinary and I believe that if we set our minds to it that we can reduce our dependence on oil, reduce our dependence on imported oil, and we can do it by following a number of different pathways. I do believe that electric vehicles have tremendous potential, and by the way, not just to reduce our dependence on oil but also to create jobs in this country.

Mr. GONZALEZ. You said a couple of things that were rather interesting. Regarding DOD and the role that it can play as we go in search for alternatives, on page 3 of your testimony, ‘‘the camelina grown in Florida and Montana, the algae grown in New Mexico, Hawaii, or in Pennsylvania, for example, can be turned into fuels blended in existing infrastructure in the Gulf or on the East or West Coast to power the Fleet.’’ So you are saying that that may be a realistic alternative in your opinion?

Mr. HICKS. It certainly is a realistic and growing alternative for us, literally and figuratively. I mean, it is one that we are seeing— today we are aware of a facility in the—in Texas, for example, that is capable of alternative fuels, bio-based alternative fuels, 90 million gallons per year, and claiming at competitive prices with petroleum. So we are seeing that. You know, what we are looking at is fuels that don’t need new infrastructure, and that is both for the commercial sector but also for us. We need ready, dropped-in fuels, fuels that don’t require changes to our platforms and our engines, that don’t require changes to our infrastructure to store and use the fuel, and that is exactly what we are getting by looking at these advanced biofuels. And to be clear, we are looking at these in 50/50 blends, so these are blended with petroleum, and that is a common point for the commercial industry as well, going to a 50/50 blend.

TERRY. In your opening you made statements and suggestions about making the Navy vehicles more energy efficient, and of course, you also then mentioned that the major users of fuel are ships and planes. How do you make them more fuel efficient? How do you get better air miles per gallon for your planes and ocean miles for your ships? And following up, if you can make them more efficient, why haven’t you?

Mr. HICKS. We are making them more efficient, and the way you do that in surface vessels as well as aircraft, we are putting propeller coatings on ships to be silkier in the water, better able to float through the water. We are also putting coatings on the stern flaps of many of our ships, where it is economically justified in the lifespan of those platforms, as they go through their dry docking procedures. We are putting coatings on our aircraft as well.

We have a program in shipping called INCON, which is a way for the skipper of the ship to plot out their course in a more efficient w

I think we are very comfortable with the program that we are on, and we feel that that is the best near-term solution for the Department of Navy is one that is focused on alternative biofuels. The challenges with coal to liquids, as has been mentioned before, it is a technology that has been around since pre- World War II Germany. The challenges there are the capital expenditures required, $5 to $10 billion, the amount of water and the sources of water that you need for that, the amount of waste that is generated from those plants, and then certainly there is the carbon picture there that—which is typically those plants without carbon capture and storage—— and that’s why it hasn’t been done in this country.

Mr. WAXMAN.  Mr. Sandalow, the bill before us purports to be a roadmap to our energy future, but it omits key policies that many recognize are critically important. For example, it does not even mention energy efficiency. It also fails to mention technologies that show so much promise and are just now beginning to be commercialized like electric vehicles. Instead it seems to be a proposal to return to the energy policies of the Bush administration with a focus on drilling in the Arctic Refuge and the Outer Continental Shelf.

JAMES T. BARTIS. I will be focusing my remarks today on the policy implications of sections of H.R. 909 that deal with oil shale and coal liquefaction, as is RAND’s policy.

The United States has enormous oil shale [my comment: not true, it is not even close to being commercial, there’s not enough water, and so on — see Shale Oil], has an enormous oil shale resource base, enough to support the production of millions of barrels per day for centuries. But getting a useful fuel from this resource is technically complex, requiring temperatures that are much higher than those used in processing Canadian oil sands. Moreover, nearly all of the high-value oil shale resources are geographically concentrated on federally managed lands in a very small area, roughly 30 by 35 miles in Colorado’s Piceance Basin and within a small portion of the Uinta Basin within Utah. That oil shale belongs to all of us. The public value is potentially tens of trillions of dollars. But reaping that public benefit, not to mention the energy security benefits of domestic alternative fuels production, requires the development of a commercial oil shale industry capable of producing a few million barrels per day. That level of production should be the long-term strategic goal for oil shale. At this stage I don’t know if that goal can be achieved. We are talking about a tremendous amount of industrial activity, especially when we consider supporting infrastructure within a very small area. Extensive measures will be required to prevent serious adverse ecological and social economic impacts and to protect the quality of the Colorado River. My analysis of the oil shale provisions of H.R. 909 is that they do not move our Nation towards that long-term strategic goal of large and sustainable commercial production.

There are a few areas where Congress may need to provide direction so that the Nation can realize the full opportunity that oil shale offers. The critical step is obtaining early production experience. Until we understand the performance of the process options, it is not productive to engage in establishing a detailed, regulatory structure for a large, multi-million barrel-per-day commercial industry.  You should require that the Departments of Energy and the Interior and the Environmental Protection Agency cooperatively develop and publish a federal plan for promoting the construction and operation of a limited number of pioneer commercial plants. That plan should be designed to attract America’s top high-technology firms. You should also require the Department of the Interior develop, publish, and implement a 15-year schedule for multiple offerings of small R&D leases. Finally, require the preparation of plans for conducting critical environmental and ecological research and an assessment of the carbon management options in the vicinity of the federally managed oil shale lands

I am concerned with the slow progress towards gaining commercial experience in coal-derived liquids production in the United States. However, I do not believe that government ownership of alternative fuels production facilities is a credible solution. If the Congress is interested in using the purchasing power of the Defense Department to promote early commercial experience, I suggest providing the Department with the authority to make long- term agreements to guarantee a minimum sale price to the benefit of the alternative fuel producer in the event that oil prices are low. In return for this benefit the Department would negotiate a maximum purchase price that would be lower than world oil prices in the event that world oil prices pass a specified threshold.

Mr. AUERBACH. The United States has plenty of resources. I agree with what the Congressman is saying. If we are going to develop more clean energy and use technologies that are now commercially available and coming down rapidly in cost like electric cars, we need to have a resource strategy, and it has to be domesticated more than it is today.

 

 

Posted in Coal to Liquids (CTL), U.S. Congress Energy Dependence | Tagged , | Comments Off on America’s energy future. U.S. House hearing 2011

Why Civilizations Fail by William Ophuls

[ These are my notes from the book, not a proper book review, and since the notes are disjointed, you’d be wise to buy the book–  it’s excellent!  Plus then it’s on your shelf for future generations to understand what happened. It’s possible that after the crash, future politicians and religious leaders will have explanations far from the truth to gain more followers and wealth.

Alice Friedemann   www.energyskeptic.com  author of “When Trucks Stop Running: Energy and the Future of Transportation”, 2015, Springer and “Crunch! Whole Grain Artisan Chips and Crackers”]

William Ophuls. December 28, 2012. Immoderate Greatness: Why Civilizations Fail. 118 pages.

Excerpts:

My analysis suggests that there is very little that we can do. Most of the trends I identify are inexorable, and complex adaptive systems are ultimately unmanageable.

The city is an ecological parasite. It arrogates to itself matter and energy that do not naturally belong to it by sucking resources away from its hinterland. So the central institution of civilization exists, and can only exist, by systematically exploiting its rural and natural periphery. It is this exploitation that supports the higher level of social and economic complexity that characterizes civilization.

Thus every known civilization has caused environmental harm and ecological degradation to some degree.

Nor does the city live by bread alone. It needs water, so it must build dams and aqueducts. It needs wood for fuel and timber, so it must chop down forests. It needs metal for coins, swords, and ploughshares, so it must dig mines. It needs stone to erect palaces, courts, temples, and walls, so it must quarry away mountains. And it must build the roads and ports needed to transport all the necessities of urban life.

A city lives by both consuming and damaging a wide array of ecological resources.

It is in the nature of civilizations to wax greater. In a positive feedback loop, the ready availability of virgin resources generates a larger, wealthier population that consumes more; increased demand then spurs further resource development, and so on. Thus, little by little, renewable flow resources like forests and fisheries are overexploited, and nonrenewable stock resources like minerals are drawn down.

As a process, civilization resembles a long-running economic bubble. Civilizations convert found (or conquered) ecological wealth into economic goods and population growth. As the bubble expands, a spirit of “irrational exuberance” reigns.

Few take thought for the morrow or consider that they are borrowing from posterity. Finally, however, resources are either effectively exhausted or no longer repay the effort needed to exploit them. As massive demand collides with dwindling supply, the ecological “credit” that has fueled expansion and created a large population accustomed to living high off the hog is choked off. The civilization begins to implode, in either a slow and measured decline or a more rapid and chaotic collapse.

Stealing resources from others is not a permanent solution, because conquest, too, has serious costs: “imperial overstretch” has spelled the downfall of many empires. Even peaceful trade provides no escape from biophysical limits. To get resources from others, you must normally give something valuable in return—either resources themselves, or goods and services that depend ultimately on resources.

If you use renewable resources faster than they can regenerate, they will dwindle and ultimately disappear; if you produce wastes faster than they can be rendered harmless, they will poison you; and if you use nonrenewable resources to fuel current consumption, they will eventually run out.

To make matters worse, it is not resources in general that matter, for natural processes are governed by a basic ecological principle called “the law of the minimum.” Thus the factor in least supply is controlling. For example, to grow cereals takes soil, seeds, fertilizer, and water as well as labor. Not only must all of these factors of production be present for there to be a crop, but they must be present in the right quality or proportion. Thin soils or poor seeds will stunt crop growth even if all the other factors are present in abundance. Thus some resources are more critical for civilization than others. The most critical of all is water, without which life simply cannot be sustained. But as civilizations develop, they tend to overuse and misuse their water supplies, with consequences that can be serious.  For example, salinization due to inappropriate irrigation plagued many ancient civilizations (and continues to be a problem today). Civilizations also damage watersheds by cutting down the forests that mode rate climate, promote rainfall, and store water.

A money economy takes the disconnection, and therefore the failure, one step further. The higher the level of economic development, the more money tends to become an abstraction rather than a counter for something concrete. Thus the economy can boom as the ecology disintegrates. This is particularly true if the society resorts to currency debasement or loose credit as a way to evade encroaching physical limits and foster an artificial prosperity, for then the economy becomes completely unhinged from concrete ecological reality. Overshoot and collapse is the inevitable result.

Why is it that civilizations have tended to see the natural world as cornucopian—that is, as a banquet on which they were free to gorge without limit? In large part this deluded view has prevailed because human beings do not readily comprehend the nature and power of exponential growth.

The human mind is still fundamentally Paleolithic. That is, it was hardwired by evolution for the life of a hunter-gatherer on the African savannah, a life centered on day-to-day survival in small bands of intimates and kinsmen. In practice, this means that human beings excel at concrete perception but are much less adept at abstraction. And they are quick to perceive the immediate and dramatic but likely to overlook long-term trends and consequences. They are therefore strongly present-oriented and tend to neglect or devalue the future. The upshot is that the human mind is not well equipped for the cognitive demands of civilized life in general, and it is singularly ill equipped to deal with the implications of exponential growth in particular.

Although the logic is irrefutable, the flaw in the reasoning lies precisely in the term “present value,” which reveals that the economist is still a caveman at heart. It is now that matters—not next year, let alone twenty or a hundred years from now. So industrial civilization quite “rationally” burns through its stocks of fossil fuels, even though a moment’s reflection shows that they will be much more valuable in the future. Moreover, even if people sense that something is not quite right—civilization has gotten too big, too complex, too hard to manage—they may still not see that the problems are caused in large part by exponential growth and that the solution therefore lies in controlling that growth, not in programs or technologies designed to allow it to continue. For if you remove one constraint, renewed growth quickly pushes the civilization up against the next one, and so on, until it buckles under the strain.

Agricultural production is the foundation of civilized life. But the word production is a misnomer, for what humans actually do is mine the topsoil. Virgin soil is a complex ecosystem developed over millennia that contains a myriad of chemical elements and biological beings within a very specific physical structure. Humanity breaks into this ecological climax to profit from the rich store of energy that it contains. The product is food for human consumption—but the byproduct is erosion, compaction, leaching, and other damage to the soil’s vitality and integrity. And the nutrients in the food are not usually returned to the land but instead excreted into latrines and sewers, whence they are dispersed into rivers, lakes, and oceans never to be recaptured (except in the negative form of pollution). Thus the entropy of the system has increased. The originally rich topsoil has become poorer or has even eroded away, and the wider environment has also been impoverished.

Or take one of the great inventions of civilization: the bath. Whether it is the Roman thermae, the Arab hammam, or the traditional Japanese furo, they were all heated with wood. But in the process most of the energy in the wood was wasted. That is, it turned into smoke, ashes, and heat—some of which did the work of making hot water, but most of which escaped up the chimney. And even the useful heat in the bath water was soon dissipated into the atmosphere, just like the cold in the glass of lemonade. In addition, it took matter and energy to build the baths in the first place and to maintain them thereafter (not to mention aqueducts, roads, and other supportive infrastructure). Creating the amenity that elevates civilization over savagery therefore involves converting concentrated energy and matter into useless waste products, while extracting a modicum of useful work along the way. A contemporary example will illustrate the point more concretely and also make clear why technology cannot forever overcome the limits imposed by thermodynamics. When coal is burned to produce electricity, only about 35% of the energy in the coal is converted into electrical energy. The rest becomes waste heat, various gases (such as carbon dioxide), various chemicals (such as sulfuric acid), particulates, and ash. And even the electricity dissipates into the environment as waste heat once it has done its work. From the physicist’s point of view, the books are balanced—there is just as much matter and energy in the overall system as before—but what remains is significantly lower in quality. The upshot is that for every unit of good that man creates using this particular technology, he manufactures two units of bad—and even the good is ephemeral.

To make a car requires not only many direct inputs—steel, copper, fuel, water, chemicals, and so forth—but also many indirect ones such as a factory and labor force as well as the matter and energy needed to sustain them. To use a technical term, the “embodied energy” in the car is many times that in the horse.

The auto requires oil wells, refineries, tankers, gasoline stations, mechanics’ shops, and so on.

Above all, technology depends critically on energy density. The total amount of available energy is staggering, but very little of it is available in concentrated form. That is the beauty of fossil fuels. They are the energy-dense residue of past solar energy in the form of buried organic matter that has been subjected to eons of geological heat and pressure. With such a concentrated source of energy, technology can perform wonders.  Dispersed energy can do much less work and therefore limits what technology can do. Solar rays will make hot water for a household but do not lend themselves to running a large power plant.

In addition, the law of the minimum applies. For instance, many “unconventional” fossil-fuel projects require water to enable the process, often in large quantities, and water is already becoming scarce.

A homely metaphor will illustrate the point. A juggler, no matter how dedicated and skilled, can only handle only so many balls. Add even one more, and he loses control. Now imagine that same juggler trying to keep his own balls in the air while simultaneously fielding and throwing balls from and to multiple others. That is roughly the situation in a complex civilization: many millions of individuals and entities are engaged in a mass, mutual juggling act. How likely is it that there will be no dropped balls? And how will it be possible to keep adding balls and participants and not overload the system so that it begins to break down?

Modern civilization offers numerous examples of diminishing returns. We have already seen that extracting energy resources has become more difficult, dangerous, and expensive and will become even more so in the future. We picked the low-hanging fruit first and must now scrabble for smaller, poorer, or dirtier deposits in hostile locations.

We like to think that we have attained our current level of complexity through sheer scientific prowess. But this is at best a half-truth. It takes vast energy resources to implement the technological solutions that enable our complexity. For example, we have already seen that the enormous “productivity” of industrial agriculture is a sham. It is a machine for converting ten calories of fossil-fuel energy into one calorie of food. Thus if the quantity or quality of available energy declines significantly—either because of supply problems or because more energy is required to achieve the same ends—the civilization is in trouble. It can no longer afford its attained level of complexity and must either simplify itself until complexity and energy are once again in balance, or it must, like the Romans, squeeze more out of its resource base than can be sustained over the long term, which simply postpones the inevitable. In short, because energy is the sine qua non of complexity, anything that diminishes the quantity, quality, or efficiency of energy threatens a complex civilization’s survival.

“An actor in a complex system controls almost nothing,” says Scott Page, yet “influences almost everything.”  Just understanding system behavior, let alone controlling it, challenges the human mind. As Meadows points out, our minds and language are linear and sequential, but systems happen all at once and overwhelm us intellectually: Systems surprise us because our minds like to think about single causes neatly producing single effects. We like to think about one or at most a few things at a time…. But we live in a world in which many causes routinely come together to produce many effects.

In short, limited, fallible human beings are bound to bungle the job of managing complex systems. What they can neither understand nor predict, they cannot expect to control, so failure is inevitable at some point. The tedious repetition of financial crises provides a perfect illustration. The financial system is the epitome of a chaotic system, and generation after generation of highly motivated, talented, and well-capitalized individuals in both the public and private sectors have time and again failed to prevent intoxicating booms from becoming devastating busts—and this despite the lessons of economic history, which are quite well understood.

The potential for catastrophe is ever present in chaotic systems. The gradual accumulation of small changes can push a system over an unseen threshold and thereby precipitate rapid and radical change. For example, once over exploitation causes fish stocks to decline below a critical, but unquantifiable, level they can no longer reproduce.

The very fact that complex systems have key links and nodes connected by multiple feedback loops means that they are vulnerable to a cascade of failure. To put it another way, systems that are too tightly coupled or too efficient are fragile; they lack resilience. That is how region-wide electrical outages propagate. The failure of one sector brings down another and another until the grid itself fails, and once down it takes heroic effort to get it up and running again.

Dire implications follow directly from seeing civilizations as chaotic in the scientific sense. Complex adaptive systems are stable until they are overstressed. Then one perturbation too many, or one that arrives at the wrong moment, can tip the system into instability virtually overnight, with unpredictable and frequently distressing consequences. As Will Durant noted, “From barbarism to civilization requires a century; from civilization to barbarism needs but a day.” Thus, says Niall Ferguson, the standard historian’s view of decline and fall—that it is a relatively gentle and gradual process—is too sanguine: Empires do not in fact appear, rise, reign, decline, and fall according to some recurrent and predictable life cycle. It is historians who retrospectively portray the process of imperial dissolution as slow-acting, with multiple over-determining causes. Rather, empires behave like all complex adaptive systems. They function in apparent equilibrium for some unknowable period. And then, quite abruptly, they collapse…. [T]he shift from consummation to destruction and then to desolation is not cyclical. It is sudden.

Once a civilization is plagued by numerous intractable problems, most attempts at reform will therefore either fail or make matters worse. Indeed, ironically, it may be the very effort to reform that precipitates the collapse. It was perestroika and glasnost that allowed the stupendous fabric of the USSR to implode. Similarly, it was Louis XVI’s convening of the Estates-General that triggered the revolution and regicide that liquidated the ancien régime. As these examples suggest, the timing and trajectory of collapse are essentially unpredictable and uncontrollable. Hence planning to avoid breakdown or to make a gentle and controlled transition from one stable state to another may be next to impossible. That does not mean that planning is useless.

Indeed, the real product of genuine systems analysis is not solutions but wisdom. To wit, understanding that excessive complexity is both costly and perilous and that management in the sense of control is unachievable. This would lead us to see that the proper (or only) way to “manage” civilization is by not allowing it to become too complex—in fact, deliberately designing in restraints, redundancy, and resiliency, even if the price is less power, freedom, efficiency, or profit than we might otherwise gain through greater complexity. To revert to our financial metaphor, to prevent busts, one must stop booms from happening in the first place by taking away the punchbowl of credit well before the party has gotten out of hand.

Unfortunately, although naturally clever, human beings are not innately wise, and any attempt to take away the punchbowl meets with fierce resistance.

However, the most dangerous byproduct of the unceasing cacophony is a growth in civil dissension. As Glubb notes, people are “interminably different, and intellectual arguments rarely lead to agreement.” To the contrary, they lead to polarization, so “internal rivalries become more acute.”

Another source of division within the polity arises from an influx of foreigners drawn irresistibly to the panoply of imperial wealth and glory. The result is an increasingly polyglot population that no longer shares the same values.

Thanks to the demolition job performed by the intellectuals, the society is increasingly “value free”—that is, it no longer believes in much of anything or takes anything seriously. The original élan, the moral core, and the guiding ideal of the civilization are now a distant memory. An Age of Decadence inevitably follows. Frivolity, aestheticism, hedonism, cynicism, pessimism, narcissism, consumerism, materialism, nihilism, fatalism, fanaticism, and other negative attributes, attitudes, and behaviors suffuse the population.

Politics is increasingly corrupt, life increasingly unjust. A cabal of insiders accrues wealth and power at the expense of the citizenry, fostering a fatal opposition of interests between haves and have-nots. Mental and physical illness proliferates. The majority lives for bread and circuses; worships celebrities instead of divinities; takes its bearings from below rather than above; throws off social and moral restraints, especially on sexuality; shirks duties but insists on entitlements; and so forth.  The society’s original vigor, virtue, and morale have been entirely effaced. Rotten to the core, the society awaits collapse, with only the date remaining to be determined.

In theory, says Glubb, a wider knowledge of this historical trend should enable societies to make different choices and thereby forestall the descent into decadence. In reality, however, he sees no escape from the socioeconomic dynamic he identifies. Stability and peace are bound to foster manufacture, trade, and the rise of a commercial class; affluence and all the later stages follow as a matter of course. And there is also no escape from the succession of generations; each new cohort grows up in altered circumstances that incline it to move further away from the original values, virtues, and ideals of the civilization. Rung by rung, the civilization drops ever lower on the ladder of decline. Indeed, Glubb finds a remarkable regularity in the historical record. Barring an earlier dissolution due to external forces, it seems to take a mere ten generations for a civilization to traverse the arc from élan to decadence. Hence they appear to have a natural lifespan of roughly 250 years that human action can do little to extend.

As has been shown, a developing civilization grows steadily more complex and increasingly less manageable over time, preparing the way for its eventual demise. Only a race of supremely intelligent, rational, and wise beings could so order their affairs and so limit their behavior as to avoid this outcome. Human beings are not such a race. At best, they manage their affairs by muddling through—a mode of operation that has many virtues and advantages but that also postpones dealing with fundamental issues until they become intractable. At worst, they actively prepare their own downfall through greed, arrogance, obstinacy, shortsightedness, laziness, and stupidity. Because humans are more focused on the present than the future, and complex systems are unpredictable, decisions at all levels of society are bound to be increasingly “suboptimal” as a civilization grows in complexity.

Selfishness crowds out sacrifice, the interests of mass and elite diverge, and the elite itself is divided into warring factions. Solvable problems turn into insolvable plights. Planning for the long term becomes an unaffordable luxury. The society drifts, following the line of least resistance by taking merely expedient actions that postpone rather than resolve problems. Posterity is left to fend for itself. Complexity is only one part of the challenge. As it develops, a civilization accumulates an investment in physical and social infrastructure that increasingly limits its freedom of action, and it adheres to a certain way of thinking that increasingly limits its freedom of choice. These entrenched habits, patterns, structures, institutions, ideologies, and interests prevent adaptation to changed conditions.  In effect, civilizations suffer from a structural incapacity to respond to altered circumstances.

It could not be otherwise. Institutions are by their very nature resistant to change, for if not, society would be in a constant state of flux. As time goes on, institutions therefore grow steadily more hidebound, inflexible, and unresponsive.

Like Gulliver, the civilization finds itself tied down by a multitude of vested interests—physical, social, economic, financial, political, and psychological. Enmeshed in this legacy of the past, it cannot save itself.

The civilization’s elites may understand that the system is dysfunctional, but fundamental reform would require major sacrifice on their part, so they fight to preserve their privilege and power instead. Increasingly polarized, they dissipate their energy in factional struggle instead of problem solving. Besides, says Ronald Wright, “They continue to prosper in darkening times long after the environment and general populace begin to suffer.

In the end, the elites prefer an advantageous present, however problematic, to an uncertain and poss ibly disadvantageous future. Again, the upshot is stagnation.

Human societies are addicted to their ruling ideas and their received way of life, and they are fanatical in their defense. Hence they are extraordinarily reluctant to reform. “To admit error and cut losses,” said Tuchman, “is rare among individuals, unknown among states.”  Instead of changing their minds, leaders redouble their efforts to do what no longer works, wooden-headedly persisting in error until the bitter end.

The society is in crisis. What used to work no longer does. Institutions and infrastructures have broken down. A hypertrophied bureaucracy strangles the society in red tape. Rent-seeking insiders batten on the public purse, and selfish elites feather their own nests. The gap separating rich and poor becomes a chasm. As problems multiply and become chronic, overloaded leaders struggle to cope. Addressing one problem creates new ones; not addressing small problems turns them into big ones. The elite is divided by interest or ideology into factions, so politics is gridlocked, or even fratricidal.

In the end, the social contract unravels. The populace and even members of the elite lose all faith in the system and in their leaders, who are seen as ineffective at best, incompetent and corrupt at worst.

But if incompetent or corrupt leaders certainly make matters worse, they are not the real cause of failure. Faced with deteriorating ecological, physical, social, economic, and political conditions and with declining returns on the civilization’s investment in complexity, even capable and honest leaders have no viable way forward. Although the problems may be insoluble, something must be done, and since expediency no longer suffices, they resort to stupidity—doing what has never worked in the past, what cannot succeed in the present, and what will destroy the future both morally and practically. First, by engaging in unnecessary wars or imperial ventures that drain the civilization of blood and treasure. Second, by buying off the populace with bread, circuses, and entitlements, thereby promising more than can be delivered over the long term. Third, by deliberately debasing the currency—that is, consciously adopting a policy of inflation.

Leaders resort to inflation because they are desperate. They have been backed into a corner by events and lack the moral courage or the political support to institute fundamental reforms, which would require them to inflict pain on the mass of commoners and vanquish powerful elites. (In addition, as previously noted, those in power instinctively understand that reforming a corrupt polity can precipitate chaos and collapse, so they legitimately fear embarking on change.) Charged with governing a populace accustomed to living well beyond its means, overwhelmed by a multiplicity of difficult problems, hemmed in by a host of vested interests, burdened by a deteriorating physical and social infrastructure that is increasingly costly to maintain, encumbered with ecological, thermodynamic, and fiscal debts that have come due, rulers bereft of backbone, ingenuity, and capital attempt to postpone the impending crisis by inflating, whether this takes the form of clipping coins, printing money, or loosening credit.

By a continuing process of inflation, governments can confiscate, secretly and unobserved, an important part of the wealth of their citizens. By this method they not only confiscate, but they confiscate arbitrarily; and, while the process impoverishes many, it actually enriches some.

Most actions that the Roman government took in response to crises—such as debasing the currency, raising taxes, expanding the army, and conscripting labor—were practical solutions to immediate problems. It would have been unthinkable not to adopt such measures. Cumulatively, however, these practical steps made the empire ever weaker, as the capital stock (agricultural land and peasants) was depleted through conscription and taxation. In the end, says Tainter, “The empire could no longer afford the problem of its own existence.”  A mature civilization is caught in an entropy trap from which escape is well-nigh impossible. Because the available energy and resources can no longer maintain the existing level of complexity, the civilization begins to consume itself by borrowing from the future and feeding off the past, thereby preparing the way for an eventual implosion.

Once a civilization has reached this point, not even a miraculous new technology can save it. Even if it had the will, it no longer has either the resources or the time to dismantle the legacy of the past and build the infrastructure of a viable future.

There is nothing more difficult to carry out, nor more doubtful of success, nor more dangerous to handle, than to initiate a new order of things. For the reformer has enemies in all those who profit by the old order, and only lukewarm defenders in all those who would profit by the new order, this lukewarmness arising partly from fear of their adversaries, who have the laws in their favor; and partly from the incredulity of mankind, who do not truly believe in anything new until they have had actual experience of it.

Civilizations are unnatural accumulations of wealth and power that cannot be sustained over the long term. Insuperable biophysical limits combine with innate human fallibility to precipitate eventual collapse.

As Gibbon said, instead of asking why Rome fell, “we should rather be surprised that it had subsisted so long.

Before civilization became universal, the consequences of decline and fall may have been catastrophic for a particular society and for many or even most of its inhabitants, but they were not fatal to civilization itself. There were always others to keep the flame alive. Or a lurking horde of barbarians poised to bring fresh blood to a tired and moribund society.

But now that a highly interdependent, global, industrial civilization extends its monopoly to the ends of the earth, there are no others to pick up the baton, nor any barbarian reservoirs to replenish its élan. “Collapse, if and when it comes again, will this time be global,” says Tainter. It will also be uniquely devastating. Given the enormous growth of populations and the extent of ecological devastation and social dislocation caused by industrialization—as well as the degree to which the methods and materials of traditional agriculture have been abandoned in the rush to ramp up yields by converting fossil fuel into food—a gradual and gentle transition to a viable agrarian civilization capable of supporting large numbers of people and a reasonable level of complexity is extremely unlikely. In fact, says Tainter, the collapse of today’s highly developed societies “would almost certainly entail vast disruptions and overwhelming loss of life, not mention a significantly lower standard of living for the survivors.” Wright’s metaphor perfectly captures our plight: “As we climbed the ladder of progress, we kicked out the rungs below,” leaving ourselves with no non-catastrophic way back to a less complex mode of existence.

At this point, even a return to hunting and gathering would be challenging. Apart from a few bands of isolated Tupi-Guarani in the Amazon, almost all of the remaining, scattered tribal peoples have lost the territory, knowledge, and traditions that would enable them to survive if industrial civilization were to collapse. What is to be done? First, we must recognize that the deep structural problems elucidated above have no feasible solutions.

Like Glubb, but for different reasons, Tainter does not believe that today’s societies can escape the dynamic that eventuates in collapse. A military-industrial arms race among the sub-units of the existing global civilization “drives increased complexity and resource consumption regardless of costs, human or ecological.”  Hence, second, the task is not to forestall a foreordained collapse but, rather, to salvage as much as possible from it, lest the fall precipitate a dark age in which the arts and adornments of civilization are partially or completely lost. To this end, just as prudent mariners carry lifeboats and practice abandoning ship, a global civilization in its terminal phase would be well advised to prepare arks, storehouses, and banks designed to preserve the persons, tools, and materials with which to retain or reconstitute some semblance of civilized life post-collapse.

This appeal to prudence will not be readily accepted. For the hubris of every civilization is that it is, like the Titanic, unsinkable. Hence the motivation to plan for shipwreck is lacking. In addition, the civilization’s contradictions and difficulties are seen not as symptoms of impending collapse but, rather, as problems to be solved by better policies and personnel. In other words, the populace does not yet understand that the civilization has reached an impasse. As Tainter notes, “It takes protracted hardship to convince people that the world to which they have been accustomed has changed irrevocably.”  Moreover, although collapse may be foreordained, its course and timing are largely unpredictable. Collapse could happen suddenly or gradually, sooner or later, so why act now? To make matters worse, preparing for this uncertain future requires present sacrifice—that is, the diversion of resources from both current consumption and from the task of coping with today’s problems—at a time when those very same resources are becoming scarcer and more expensive. In short, denial, evasion, and procrastination are all but inevitable. Thus if preparations for collapse are made at all, they are likely to be too little and too late.

Modern civilization is therefore bound for a worse fate than the Titanic. When it sinks, the lifeboats, if any, will be ill provisioned, and no one will come to its rescue. Humanity will undoubtedly survive. Civilization as we know it will not.

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Ugo Bardi on money, gold, and silver

What follows is from a really great book:

Bardi, Ugo. 2014. Extracted: How the Quest for Mineral Wealth Is Plundering the Planet. Chelsea Green Publishing.

Alice Friedemann   www.energyskeptic.com  author of “When Trucks Stop Running: Energy and the Future of Transportation”, 2015, Springer and “Crunch! Whole Grain Artisan Chips and Crackers”. Podcasts:  KunstlerCast 253, KunstlerCast278, Peak Prosperity]

MONEY & PRECIOUS METALS.

The emergence of paper currencies provided state institutions with a crucial controlling mechanism over investor expectations.

Without any physical links to restrain their supply, paper currencies can be managed so that they never become better investments themselves than tangible assets.

In other words, they are abstract, and modern abstract currencies function as stores of value only if properly invested. Without this system, the economic growth of the second half of the 20th century would not have been possible.

But for this system to work, central banks have to manage the prices of precious metals. The goal is to avoid the latter becoming more desirable investments than paper currencies. To this end, central banks built strategic gold stocks, selling or leasing these stocks in order to stabilize prices as necessary.

By allowing a tame appreciation, they activate recycling processes that convert jewelry into bullion, thus guaranteeing an influx of metal into the market. The value of gold has been a sort of sword of Damocles over the heads of modern abstract currencies, but so far central banks have managed to maintain control, weathering serious crises in 1968 and 1980.

At the end of 2011 the World Gold Council estimated that over 170 kilo tons of above ground gold was distributed across jewelry (50%), central bank stocks (18%), investment assets such as coins and bars (19%), and industrial stocks.

These ratios largely reflect the relative abundance of these two metals in the Earth’s crust: for each gram of gold in the crust there are about 18 of silver.  After 1900 silver progressively lost value against gold, reaching a low of 100 to 1 in 1990 and hovering around 55 to 1 today. This devaluation of silver is possibly associated with modern mining techniques, whereby silver is obtained through catalytic refining of ores extracted in mines dedicated to other metals like copper, nickel, and zinc. This depressed price has promoted the loss of silver stocks. Silver dispersed in cheap jewelry, outdated coins, photographic film, obsolete electronic devices, and other items has been ending up in dumps, and some of it might have even already been lost at sea (in the form of finely dispersed particles eroded from silver artifacts), from where it will never be recovered. The result is a relatively small industrial stock of silver, equaling about 25 kilotons—less than 4 grams per person on the planet, less than one year of mining supply, 25 and less than one-sixth of the world’s gold stocks.

All this makes for an unsustainable scenario in the coming years: growing demand, dwindling reserves, uncertain stocks, and prices unaligned with physical abundance. This scenario could lead to three outcomes:

  1. an increase in silver recycling, with a relevant rise of nonindustrial stocks flowing to the market;
  2. the evolution of mining toward silver-dedicated mines, if lower ore grades are technically feasible;
  3. the substitution of silver by copper in industrial applications where possible.

All of these outcomes, not mutually exclusive, will certainly require considerably higher silver prices, and possibly a return to the historical silver-to-gold ratio. This poses a serious challenge to central banks, which largely lack mechanisms to fight liquidity runs into silver.

Gold and silver are not precious by chance, and considering that two-thirds of gold and three-fourths of silver reserves have already been mined, they will certainly retain their value in coming years.

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Why can’t we have a global government?

MacKenzie, D. September 6, 2014. Imagine there’s no countries…it isn’t hard to do, sang John Lennon. Actually it is. Is there an alternative?  NewScientist.

Nation states cause some of our biggest problems, from civil war to climate inaction.

Try, for a moment, to envisage a world without countries. Imagine a map not divided into neat, colored patches, each with clear borders, governments, laws. Try to describe anything our society does – trade, travel, science, sport, maintaining peace and security – without mentioning countries. Try to describe yourself: you have a right to at least one nationality, and the right to change it, but not the right to have none.

Those colored patches on the map may be democracies, dictatorships or too chaotic to be either, but virtually all claim to be one thing: a nation state, the sovereign territory of a “people” or nation who are entitled to self-determination within a self-governing state. So says the United Nations, which now numbers 193 of them.

Even as our economies globalize, nation states remain the planet’s premier political institution.

Yet there is a growing feeling among economists, political scientists and even national governments that the nation state is not necessarily the best scale on which to run our affairs. We must manage vital matters like food supply and climate on a global scale, yet national agendas repeatedly trump the global good. At a smaller scale, city and regional administrations often seem to serve people better than national governments.

How, then, should we organize ourselves? Is the nation state a natural, inevitable institution? Or is it a dangerous anachronism in a globalized world?

Before the late 18th century there were no real nation states, says John Breuilly of the London School of Economics. If you travelled across Europe, no one asked for your passport at borders; neither passports nor borders as we know them existed. People had ethnic and cultural identities, but these didn’t really define the political entity they lived in.

But they also had limits. Robin Dunbar of the University of Oxford has shown that one individual can keep track of social interactions linking no more than around 150 people. Evidence for that includes studies of villages and army units through history, and the average tally of Facebook friends.

But there was one important reason to have more friends than that: war. “In small-scale societies, between 10 and 60 per cent of male deaths are attributable to warfare,” says Peter Turchin of the University of Connecticut at Storrs. More allies meant a higher chance of survival.

Turchin has found that ancient Eurasian empires grew largest where fighting was fiercest, suggesting war was a major factor in political enlargement. Archaeologist Ian Morris of Stanford University in California reasons that as populations grew, people could no longer find empty lands where they could escape foes. The losers of battles were simply absorbed into the enemy’s domain – so domains grew bigger.

How did they get past Dunbar’s number? Humanity’s universal answer was the invention of hierarchy. Several villages allied themselves under a chief; several chiefdoms banded together under a higher chief. To grow, these alliances added more villages, and if necessary more layers of hierarchy.

Hierarchies meant leaders could coordinate large groups without anyone having to keep personal track of more than 150 people. In addition to their immediate circle, an individual interacted with one person from a higher level in the hierarchy, and typically eight people from lower levels, says Turchin.

These alliances continued to enlarge and increase in complexity in order to perform more kinds of collective actions, says Yaneer Bar-Yam of the New England Complex Systems Institute in Cambridge, Massachusetts. For a society to survive, its collective behaviour must be as complex as the challenges it faces – including competition from neighbours. If one group adopted a hierarchical society, its competitors also had to. Hierarchies spread and social complexity grew.

Larger hierarchies not only won more wars but also fed more people through economies of scale, which enabled technical and social innovations such as irrigation, food storage, record-keeping and a unifying religion. Cities, kingdoms and empires followed.

But these were not nation states. A conquered city or region could be subsumed into an empire regardless of its inhabitants’ “national” identity. “The view of the state as a necessary framework for politics, as old as civilization itself, does not stand up to scrutiny,” says historian Andreas Osiander of the University of Leipzig in Germany.

One key point is that agrarian societies required little actual governing. Nine people in 10 were peasants who had to farm or starve, so were largely self-organizing. Government intervened to take its cut, enforce basic criminal law and keep the peace within its undisputed territories. Otherwise its main role was to fight to keep those territories, or acquire more.

Even quite late on, rulers spent little time governing, says Osiander. In the 17th century Louis XIV of France had half a million troops fighting foreign wars but only 2000 keeping order at home. In the 18th century, the Dutch and Swiss needed no central government at all. Many eastern European immigrants arriving in the US in the 19th century could say what village they came from, but not what country: it didn’t matter to them.

Before the modern era, says Breuilly, people defined themselves “vertically” by who their rulers were. There was little horizontal interaction between peasants beyond local markets. Whoever else the king ruled over, and whether those people were anything like oneself, was largely irrelevant.

Such systems are very different from today’s states, which have well-defined boundaries filled with citizens. In a system of vertical loyalties, says Breuilly, power peaks where the overlord lives and peters out in frontier territories that shade into neighboring regions. Ancient empires are coloured on modern maps as if they had firm borders, but they didn’t. Moreover, people and territories often came under different jurisdictions for different purposes.
Simple societies

Such loose control, says Bar-Yam, meant pre-modern political units were only capable of scaling up a few simple actions such as growing food, fighting battles, collecting tribute and keeping order. Some, like the Roman Empire, did this on a very large scale. But complexity – the different actions society could collectively perform – was relatively low.

Complexity was limited by the energy a society could harness. For most of history that essentially meant human and animal labor. In the late Middle Ages, Europe harnessed more, especially water power. This boosted social complexity – trade increased, for example– requiring more government. A decentralised feudal system gave way to centralised monarchies with more power.

But these were still not nation states. Monarchies were defined by who ruled them, and rulers were defined by mutual recognition – or its converse, near-constant warfare. In Europe, however, as trade grew, monarchs discovered they could get more power from wealth than war.

In 1648, Europe’s Peace of Westphalia ended centuries of war by declaring existing kingdoms, empires and other polities “sovereign”: none was to interfere in the internal affairs of others. This was a step towards modern states – but these sovereign entities were still not defined by their peoples’ national identities. International law is said to date from the Westphalia treaty, yet the word “international” was not coined until 132 years later.

By then Europe had hit the tipping point of the industrial revolution. Harnessing vastly more energy from coal meant that complex behaviors performed by individuals, such as weaving, could be amplified, says Bar-Yam, producing much more complex collective behaviors.

End of nations: Is there an alternative to countries?

This demanded a different kind of government. In 1776 and 1789, revolutions in the US and France created the first nation states, defined by the national identity of their citizens rather than the bloodlines of their rulers. According to one landmark history of the period, says Breuilly, “in 1800 almost nobody in France thought of themselves as French. By 1900 they all did.” For various reasons, people in England had an earlier sense of “Englishness”, he says, but it was not expressed as a nationalist ideology.

Part of the reason was a pragmatic adaptation of the scale of political control required to run an industrial economy. Unlike farming, industry needs steel, coal and other resources which are not uniformly distributed, so many micro-states were no longer viable. Meanwhile, empires became unwieldy as they industrialised and needed more actual governing. So in 19th-century Europe, micro-states fused and empires split.

These new nation states were justified not merely as economically efficient, but as the fulfilment of their inhabitants’ national destiny. A succession of historians has nonetheless concluded that it was the states that defined their respective nations, and not the other way around.

France, for example, was not the natural expression of a pre-existing French nation. At the revolution in 1789, half its residents did not speak French. In 1860, when Italy unified, only 2.5% of residents regularly spoke standard Italian. Its leaders spoke French to each other. One famously said that, having created Italy, they now had to create Italians – a process many feel is still taking place.

Sociologist Siniša Maleševic of University College Dublin in Ireland believes that this “nation building” was a key step in the evolution of modern nation states. It required the creation of an ideology of nationalism that emotionally equated the nation with people’s Dunbar circle of family and friends.

That in turn relied heavily on mass communication technologies. In an influential analysis, Benedict Anderson of Cornell University in New York described nations as “imagined” communities: they far outnumber our immediate circle and we will never meet them all, yet people will die for their nation as they would for their family.

Such nationalist feelings, he argued, arose after mass-market books standardized vernaculars and created linguistic communities. Newspapers allowed people to learn about events of common concern, creating a large “horizontal” community that was previously impossible. National identity was also deliberately fostered by state-funded mass education.

The key factor driving this ideological process, Maleševic says, was an underlying structural one: the development of far-reaching bureaucracies needed to run complex industrialized societies. For example, says Breuilly, in the 1880s Prussia became the first government to pay unemployment benefits. At first they were paid only in a worker’s native village, where identification was not a problem. As people migrated for work, benefits were made available anywhere in Prussia. “It wasn’t until then that they had to establish who a Prussian was,” he says, and they needed bureaucracy to do it. Citizenship papers, censuses and policed borders followed.

That meant hierarchical control structures ballooned, with more layers of middle management. Such bureaucracy was what really brought people together in nation-sized units, argues Maleševic. But not by design: it emerged out of the behaviour of complex hierarchical systems. As people do more kinds of activities, says Bar-Yam, the control structure of their society inevitably becomes denser.

In the emerging nation state, that translates into more bureaucrats per head of population. Being tied into such close bureaucratic control also encouraged people to feel personal ties with the state, especially as ties to church and village declined. As governments exerted greater control, people got more rights, such as voting, in return. For the first time, people felt the state was theirs.
Natural state of affairs?

Once Europe had established the nation state model and prospered, says Breuilly, everyone wanted to follow suit. In fact it’s hard now to imagine that there could be another way. But is a structure that grew spontaneously out of the complexity of the industrial revolution really the best way to manage our affairs?

According to Brian Slattery of York University in Toronto, Canada, nation states still thrive on a widely held belief that “the world is naturally made of distinct, homogeneous national or tribal groups which occupy separate portions of the globe, and claim most people’s primary allegiance”. But anthropological research does not bear that out, he says. Even in tribal societies, ethnic and cultural pluralism has always been widespread. Multilingualism is common, cultures shade into each other, and language and cultural groups are not congruent.

Moreover, people always have a sense of belonging to numerous different groups based on region, culture, background and more. “The claim that a person’s identity and well-being is tied in a central way to the well-being of the national group is wrong as a simple matter of historical fact,” says Slattery.

Perhaps it is no wonder, then, that the nation-state model fails so often: since 1960 there have been more than 180 civil wars worldwide.

Such conflicts are often blamed on ethnic or sectarian tensions. Failed states, such as Syria right now, are typically riven by violence along such lines. According to the idea that nation states should contain only one nation, such failures have often been blamed on the colonial legacy of bundling together many peoples within unnatural boundaries.

But for every Syria or Iraq there is a Singapore, Malaysia or Tanzania, getting along okay despite having several “national” groups. Immigrant states in Australia and the Americas, meanwhile, forged single nations out of massive initial diversity.

What makes the difference? It turns out that while ethnicity and language are important, what really matters is bureaucracy. This is clear in the varying fates of the independent states that emerged as Europe’s overseas empires fell apart after the second world war.

According to the mythology of nationalism, all they needed was a territory, a flag, a national government and UN recognition. In fact what they really needed was complex bureaucracy.

Some former colonies that had one became stable democracies, notably India. Others did not, especially those such as the former Belgian Congo, whose colonial rulers had merely extracted resources. Many of these became dictatorships, which require a much simpler bureaucracy than democracies.

Dictatorships exacerbate ethnic strife because their institutions do not promote citizens’ identification with the nation. In such situations, people fall back on trusted alliances based on kinship, which readily elicit Dunbar-like loyalties. Insecure governments allied to ethnic groups favour their own, while grievances among the disfavored groups grow – and the resulting conflict can be fierce.

Recent research confirms that the problem is not ethnic diversity itself, but not enough official inclusiveness. Countries with little historic ethnic diversity are now having to learn that on the fly, as people migrate to find jobs within a globalized economy.

How that pans out may depend on whether people self-segregate. Humans like being around people like themselves, and ethnic enclaves can be the result. Jennifer Neal of Michigan State University in East Lansing has used agent-based modelling to look at the effect of this in city neighborhoods. Her work suggests that enclaves promote social cohesion, but at the cost of decreasing tolerance between groups. Small enclaves in close proximity may be the solution.

But at what scale? Bar-Yam says communities where people are well mixed – such as in peaceable Singapore, where enclaves are actively discouraged – tend not to have ethnic strife. Larger enclaves can also foster stability. Using mathematical models to correlate the size of enclaves with the incidences of ethnic strife in India, Switzerland and the former Yugoslavia, he found that enclaves 56 kilometers or more wide make for peaceful coexistence – especially if they are separated by natural geographical barriers,

Switzerland’s 26 cantons, for example, which have different languages and religions, meet Bar-Yam’s spatial stability test – except one. A French-speaking enclave in German-speaking Berne experienced the only major unrest in recent Swiss history. It was resolved by making it a separate canton, Jura, which meets the criteria.

Again, though, ethnicity and language are only part of the story. Lars-Erik Cederman of the Swiss Federal Institute of Technology in Zurich argues that Swiss cantons have achieved peace not by geographical adjustment of frontiers, but by political arrangements giving cantons considerable autonomy and a part in collective decisions.

Similarly, using a recently compiled database to analyze civil wars since 1960, Cederman finds that strife is indeed more likely in countries that are more ethnically diverse. But careful analysis confirms that trouble arises not from diversity alone, but when certain groups are systematically excluded from power.

Governments with ethnicity-based politics were especially vulnerable. The US set up just such a government in Iraq after the 2003 invasion. Exclusion of Sunni by Shiites led to insurgents declaring a Sunni state in occupied territory in Iraq and Syria. True to nation-state mythology, it rejects the colonial boundaries of Iraq and Syria, as they force dissimilar “nations” together.
Ethnic cleansing

Yet the solution cannot be imposing ethnic uniformity. Historically, so-called ethnic cleansing has been uniquely bloody, and “national” uniformity is no guarantee of harmony. In any case, there is no good definition of an ethnic group. Many people’s ethnicities are mixed and change with the political weather: the numbers who claimed to be German in the Czech Sudetenland territory annexed by Hitler changed dramatically before and after the war. Russian claims to Russian-speakers in eastern Ukraine now may be equally flimsy.

Both Bar-Yam’s and Cederman’s research suggests one answer to diversity within nation states: devolve power to local communities, as multicultural states such as Belgium and Canada have done.

“We need a conception of the state as a place where multiple affiliations and languages and religions may be safe and flourish,” says Slattery. “That is the ideal Tanzania has embraced and it seems to be working reasonably well.” Tanzania has more than 120 ethnic groups and about 100 languages.

In the end, what may matter more than ethnicity, language or religion is economic scale. The scale needed to prosper may have changed with technology – tiny Estonia is a high-tech winner – but a small state may still not pack enough economic power to compete.

That is one reason why Estonia is such an enthusiastic member of the European Union. After the devastating wars in the 20th century, European countries tried to prevent further war by integrating their basic industries. That project, which became the European Union, now primarily offers member states profitable economies of scale, through manufacturing and selling in the world’s largest single market.

End of nations: Is there an alternative to countries?

What the EU fails to inspire is nationalist-style allegiance – which Maleševic thinks nowadays relies on the “banal” nationalism of sport, anthems, TV news programs, even song contests. That means Europeans’ allegiances are no longer identified with the political unit that handles much of their government.

Ironically, says Jan Zielonka of the University of Oxford, the EU has saved Europe’s nation states, which are now too small to compete individually. The call by nationalist parties to “take back power from Brussels”, he argues, would lead to weaker countries, not stronger ones.

He sees a different problem. Nation states grew out of the complex hierarchies of the industrial revolution. The EU adds another layer of hierarchy – but without enough underlying integration to wield decisive power. It lacks both of Maleševic’s necessary conditions: nationalist ideology and pervasive integrating bureaucracy.

Even so, the EU may point the way to what a post-nation-state world will look like.

Zielonka agrees that further integration of Europe’s governing systems is needed as economies become more interdependent. But he says Europe’s often-paralyzed hierarchy cannot achieve this. Instead he sees the replacement of hierarchy by networks of cities, regions and even non-governmental organizations. Sound familiar? Proponents call it neo-medievalism.

End of nations: Is there an alternative to countries?

“The future structure and exercise of political power will resemble the medieval model more than the Westphalian one,” Zielonka says. “The latter is about concentration of power, sovereignty and clear-cut identity.” Neo-medievalism, on the other hand, means overlapping authorities, divided sovereignty, multiple identities and governing institutions, and fuzzy borders.

“The future exercise of power will resemble the medieval model”

Anne-Marie Slaughter of Princeton University, a former US assistant secretary of state, also sees hierarchies giving way to global networks primarily of experts and bureaucrats from nation states. For example, governments now work more through flexible networks such as the G7 (or 8, or 20) to manage global problems than through the UN hierarchy.

Ian Goldin, head of the Oxford Martin School at the University of Oxford, which analyses global problems, thinks such networks must emerge. He believes existing institutions such as UN agencies and the World Bank are structurally unable to deal with problems that emerge from global interrelatedness, such as economic instability, pandemics, climate change and cybersecurity – partly because they are hierarchies of member states which themselves cannot deal with these global problems. He quotes Slaughter: “Networked problems require a networked response.”

Again, the underlying behavior of systems and the limits of the human brain explain why. Bar-Yam notes that in any hierarchy, the person at the top has to be able to get their head around the whole system. When systems are too complex for one human mind to grasp, he argues that they must evolve from hierarchies into networks where no one person is in charge.

Where does this leave nation states? “They remain the main containers of power in the world,” says Breuilly. And we need their power to maintain the personal security that has permitted human violence to decline to all-time lows.

Moreover, says Dani Rodrik of Princeton’s Institute for Advanced Study, the very globalized economy that is allowing these networks to emerge needs something or somebody to write and enforce the rules. Nation states are currently the only entities powerful enough to do this.

Yet their limitations are clear, both in solving global problems and resolving local conflicts. One solution may be to pay more attention to the scale of government. Known as subsidiarity, this is a basic principle of the EU: the idea that government should act at the level where it is most effective, with local government for local problems and higher powers at higher scales. There is empirical evidence that it works: social and ecological systems can be better governed when their users self-organize than when they are run by outside leaders.

However, it is hard to see how our political system can evolve coherently in that direction. Nation states could get in the way of both devolution to local control and networking to achieve global goals. With climate change, it is arguable that they already have.

There is an alternative to evolving towards a globalized world of interlocking networks, neo-medieval or not, and that is collapse. “Most hierarchical systems tend to become top-heavy, expensive and incapable of responding to change,” says Marten Scheffer of Wageningen University in the Netherlands. “The resulting tension may be released through partial collapse.” For nation states, that could mean anything from the renewed pre-eminence of cities to Iraq-style anarchy. An uncertain prospect, but there is an upside. Collapse, say some, is the creative destruction that allows new structures to emerge.

Like it or not, our societies may already be undergoing this transition. We cannot yet imagine there are no countries. But recognizing that they were temporary solutions to specific historical situations can only help us manage a transition to whatever we need next. Whether or not our nations endure, the structures through which we govern our affairs are due for a change. Time to start imagining.

 

Posted in GOVERNMENT | 2 Comments

Climate change effects on conflict, social unrest, health, mass migration, food, and national security

[ Since oil shortages from exponential decline rates of conventional oil will affect every aspect of civilization from farming to electricity to supply chains far harder and sooner than sea-level rise and other climate change problems, think “energy shortage” whenever climate change is mentioned below. Oil shortages can also arise suddenly from terrorism, war, blocking of oil tankers from key choke-points as well as declining imports as exporting nations keep more and more of their oil within their own country for their citizens. 

And when oil declines CO2 levels will begin to decline.  This is because oil is the master resource that makes all other resources available.  Conventional oil peaked in 2005, it’s highly unlikely unconventional deep ocean, tar sands, and fracked unconventional oil will be able to keep up with conventional oil rate decline (90% of our oil) and population growth, as soon as this year perhaps, and almost certainly by 2030. That means the dire predictions of CO2 increasing until 2100 are unfounded.  Anyhow, the one good thing about peak fossils now or soon is that we may be able to avoid a Permian-level extinction rate.  Though not, unfortunately, the ongoing 6th extinction as a still exponential birth rate forces human development to expand and pollute remaining (rain)forests, wild lands, wetlands, and other biodiverse habitat.

Alice Friedemann   www.energyskeptic.com  author of “When Trucks Stop Running: Energy and the Future of Transportation, 2015, Springer]

National Research Council. 2013. Climate and Social Stress: Implications for Security Analysis. Committee on Assessing the Impacts of Climate Change on Social and Political Stresses, J.D. Steinbruner, P.C. Stern, and J.L. Husbands, Eds. Board on Environmental Change and Society, Division of Behavioral and Social Sciences and Education. Washington, DC: The National Academies Press. 253 pages.

Excerpts:

How might climate change lead to new or increased risks to U.S. national security? Might it, for example, put new stresses on societies or on systems that support human well-being, such as supply chains for food or energy, and thus pose or alter security risks to the United States?

Unusually severe climate perturbations will be encountered in some parts of the world over the next decade with increasing frequency and severity thereafter. There is a compelling reason to presume that specific failures of adaptation will occur with consequences more severe than any yet experienced,

This report has been prepared at the request of the U.S. intelligence community with these circumstances in mind. The U.S. intelligence and security communities have begun to examine a variety of plausible scenarios through which climate change might pose or alter security risks.

First, we focused on social and political stresses outside the United States because such stresses are the main focus of the intelligence community. Second, we concentrated on security risks that might arise from situations in which climate events (e.g., droughts, heat waves, or storms) have consequences that exceed the capacity of affected countries or populations to cope and respond.

Growth in peer-reviewed literature on climate stress and armed political conflict1980–2012

 

FIGURE 5-4 Growth in peer-reviewed literature on climate stress and armed political conflict, 1980–2012.

Events within the United States and those outside the country affect each other, indirect links between climate and conflict can be related to direct ones, and the effects of climate change will not stop beyond a 10-year horizon and, in fact, can be expected to increase at an increasing rate.

Many of these events will stress communities, societies, governments, and the globally integrated systems that support human well-being.

Conclusion: Given the available scientific knowledge of the climate system, it is prudent for security analysts to expect climate surprises in the coming decade, including unexpected and potentially disruptive single events as well as conjunctions of events occurring simultaneously or in sequence, and for them to become progressively more serious and more frequent thereafter, most likely at an accelerating rate. The climate surprises may affect particular regions or globally integrated systems, such as grain markets, that provide for human well-being. The conjunctions of events will likely include clusters of apparently unrelated climate events occurring closely in time, although perhaps widely separated geographically, which actually do have common causes; sequences or cascades of events in which a climate event precipitates a series of other physical or biological consequences in unexpected ways; and disruptions of globally connected systems, such as food markets, supply chains for strategic commodities, or global public health systems. The surprises are likely to appear first as unusually severe extensions of familiar experience.

Events of a magnitude that has not been disruptive in the past can cause major social and political disruption if exposure and susceptibility are sufficiently great and response is inadequate or widely seen as such.

Conclusion: It is prudent to expect that over the course of a decade some climate events—including single events, conjunctions of events occurring simultaneously or in sequence in particular locations, and events affecting globally integrated systems that provide for human well-being—will produce consequences that exceed the capacity of the affected societies or global systems to manage and that have global security implications serious enough to compel international response. It is also prudent to expect that such consequences will become more common further in the future.

Available knowledge is consistent with a model in which the link of climate events to the potential for significant violence, conflict, or breakdown depends on these factors:

  • the nature, breadth or concentration, and depth of pre-existing social and political grievances and stresses;
  • the nature, breadth or concentration, and depth of the immediate impacts of the climate event;
  • the socioeconomic, geographic, racial, ethnic, and religious profiles of the most exposed groups or subpopulations, as well as their susceptibilities and coping capacities;
  • the ability and willingness of the incumbent government and its internal and external supporters to devise, publicize, and implement effective, transparent, and equitable short-term emergency response and then longer-term recovery plans;
  • the extent to which emergent or established anti-government or anti-regime movements or groups are able to take strategic or tactical advantage of grievances or problems related to responses to the event;
  • the type, breadth, and depth of legitimacy and support for authorities, the government, the regime, or the nation–state; and
  • the coercive and repressive capacities of the government and its willingness and ability to engage and carry out repression.

Within the U.S. government, the entity charged with developing fundamental knowledge about climate vulnerabilities is the U.S. Global Change Research Program (USGCRP).

Countries, regions, and systems of particular security interest should be prime targets for periodic stress testing.

No more than 12 to 15 countries will need to be monitored and subjected to periodic stress tests over the next decade, many of which are likely to be in critical, and often shared, watershed areas in South Asia, the Middle East, and Africa. If the criteria for importance to the United States are expanded to include foreign policy and humanitarian concerns, then the number of countries to be monitored and stress-tested regularly over the next decade may rise to between 50 and 60. Stress testing should also be applied periodically to global systems that meet critical needs, including food supply systems, global public health systems, supply chains for critical materials, and disaster relief systems.

This mission covers a broad range of risks. It includes possible military attacks on the United States, its allies and partners, and American facilities overseas, but it is much broader. The intelligence community is also responsible for assessing the likelihood of violent subnational conflicts in countries and regions with extremist groups, dangerous weapons, critical resources, or other conditions of security concern. It must also anticipate and assess various other risks to the stability of states and regions

How might climate change lead to new or increased risks to U.S. national security? Might it, for example, put new stresses on societies or on systems that support human well-being, such as supply chains for food or energy, and thus pose or alter security risks to the United States?

The assessment itself is still classified, but the methodology and principal conclusions of the report were presented in the statement for the record prepared in conjunction with testimony to the House Permanent Select Committee on Intelligence and the House Select Committee on Energy Independence and Global Warming.

The National Intelligence Council also sponsored an extensive set of unclassified reports and conferences on the potential effects of climate change on key regions and countries; the materials may be found at http://www. dni.gov/index.php/about/organization/national-intelligence-council-nic-publications

While climate change alone does not cause conflict, it may act as an accelerant of instability or conflict, placing a burden to respond on civilian institutions and militaries around the world. In addition, extreme weather events may lead to increased demands for defense support to civil authorities for humanitarian assistance or disaster response both within the United States and overseas. The most frequently cited potential climate events include sea-level rise, the shrinking of glaciers and the Arctic icecap, an increase in extreme weather events, and increasingly intense droughts, floods, and heat waves. The scenarios and examples presented in the above reports address broad consequences for fundamental societal needs such as food, health, and water and also the likely implications for specific regions and countries. Although the reports generally agree that future climate events are likely to increase tensions and political instability within and between states and perhaps also increase internal conflicts, they do not forecast an increase in interstate conflict.

Statements About Climate and Security Connections from Previous Security Analysis

“Climate change acts as a threat multiplier for instability in some of the most volatile regions of the world.”

“[T]he United States can expect that climate change will exacerbate already existing north–south tensions, dramatically increase global migration both inside and between nations (including into the United States), spur more serious public health problems, heighten interstate tension and possibly conflict over resources, challenge the institutions of global governance, cause potentially destabilizing domestic political and social repercussions, and stir unpredictable shifts in the global balance of power, particularly where China is concerned. The state of humanity could be altered in ways that create strong moral dilemmas for those charged with wielding national power, and also in ways that may either erode or enhance America’s place in the world.” (Lennon et al., 2007:103)

“We assess that climate change alone is unlikely to trigger state failure in any state out to 2030, but the impacts will worsen existing problems—such as poverty, social tensions, environmental degradation, ineffectual leadership, and weak political institutions. Climate change could threaten domestic stability in some states, potentially contributing to intra- or, less likely, interstate conflict, particularly over access to increasingly scarce water resources.”

“Since climate change affects the distribution and availability of critical natural resources, it can act as a ‘threat multiplier’ by causing mass migrations and exacerbating conditions that can lead to social unrest and armed conflict.”

“While climate change alone does not cause conflict, it may act as an accelerant of instability or conflict, placing a burden to respond on civilian institutions and militaries around the world. In addition, extreme weather events may lead to increased demands for defense support to civil authorities for humanitarian assistance or disaster response both within the United States and overseas.”

“Climate change is likely to have the greatest impact on security through its indirect effects on conflict and vulnerability.”

“Climate change is not happening in a vacuum: in many areas of the world it will be accompanied by rapid population growth, resource shortages, and energy price increases. Analytically, it is difficult to separate the effects of climate change from other factors, such as food shortages, migration, ethnic tensions and other issues that could drive violence. However, the potential impacts of climate change on water, energy, and agriculture will make it a central driver of conflict. The impacts of climate change combine to make it a clear threat to collective security and global order in the first half of the 21st Century.”

Declines in food and water security are among the most frequently cited kinds of harm, and sub-Saharan Africa is often singled out as the region most likely to experience the greatest effects on security. For example, Fingar (2008) wrote: We judge that sub-Saharan Africa will continue to be the most vulnerable region to climate change because of multiple environmental, economic, political, and social stresses. . . . Many African countries already challenged by persistent poverty, frequent natural disasters, weak governance, and high dependence on agriculture probably will face a significantly higher exposure to water stress owing to climate change.

In some of the scenarios increasing food and water insecurity interact to increase risks to health. In others health risks result from changes in weather patterns that shift the ranges for vector-borne diseases. Several scenarios see such declines in food or water security or disease outbreaks as likely drivers of population migrations, both within and across borders, that result in political or social stress, usually in the countries that receive the immigrant populations.

Two of the most-often cited scenarios are increased flooding or a rise in sea level forcing millions of Bangladeshis into India and an increasing desertification and drought forcing people from northern and sub-Saharan Africa into Europe. In both scenarios immigration issues are already a source of major tension.

Energy security also figures prominently in several projected climate–security scenarios, in which climate change is seen not only as yielding potential benefits for natural gas and perhaps biofuels producers but also as increasing the vulnerability of countries and industrial systems that rely on imported fuel.

The paths envisioned from climate events to specific security consequences are often complicated. For example, tensions could increase over access to increasingly scarce resources, and that escalation, especially if it led to overt conflict, could in turn further limit access to resources so that people who had not previously been affected would now face shortages. Some scenarios suggest that diminished national capacity or outright state failure would create increasing opportunities for extremism or terrorism. Again, sub-Saharan Africa is often cited as the most vulnerable region. In addition to these specific scenarios, many of the reports foresee increasingly frequent and increasingly severe natural disasters that will strain the capacity to cope with the resulting humanitarian emergencies, both in the United States and overseas.

These climate–security analyses raise concerns about several security issues beyond those of inadequate adaptation leading to humanitarian disasters, political instability, or violent conflict.

One class of scenarios involves direct threats of climate change to the ability of the U.S. military to conduct its missions. An example is the threat that sea level rise, possibly in combination with more intense coastal storms, poses to naval bases in low-lying coastal areas. More generally, analyses foresee climate change having broad negative effects on military organization, training, and operations—for example, by exacerbating operational difficulties for troops and equipment in already difficult locations. Other concerns include the vulnerability of U.S. Department of Defense (DOD) fuel supplies to severe weather that disrupts supply lines and the possibility of droughts restricting access to water for forces and facilities overseas. Perhaps the most frequently cited security risk from climate change is the possibility of melting Arctic sea ice leading to increased international tensions over newly accessible sea routes and natural resources in the Arctic. A recent NRC study, addresses these and other security issues of interest to the U.S. naval forces.

INCREASING RISKS OF DISRUPTIVE CLIMATE EVENTS

It is now clear from an accumulation of scientific evidence that the risks of potentially disruptive climate events are increasing.

The rate of carbon dioxide buildup in the atmosphere is now a factor of 10,000 greater than it was during any period on geological record prior to human civilization, and sea levels during prior interglacial periods with comparable average surface temperatures were substantially higher than they currently are. The unprecedented rate of carbon dioxide accumulation means that Earth’s climate system—and likely its ecological system as well—will continue to undergo a very large energy balance adjustment, possibly at an unprecedented rate. One can confidently expect that there will be significant consequences. Although we do not know the exact magnitude, timing, or character of all of these consequences, it is prudent to assume that some of them will appear as surprises in the form of unanticipated events that compel some reaction. National security decision makers do not like surprises and expect the intelligence community to provide sufficient warning to make it possible to avoid, ameliorate, or alter the undesired consequences of emerging developments.

Another factor limiting confidence in the projections of extreme climate events is that the fundamental attributes of Earth’s climate system have moved or very soon will move beyond the bounds of experience on which models are based. For example, the concentrations of greenhouse gases (GHGs) in the atmosphere are now greater than they have been for at least 800,000 year, and the current rate of carbon dioxide accumulation in the atmosphere is at least an order of magnitude greater than the natural rate that prevailed prior to the rise of human civilizations

As climate moves outside the range of experience, models of the effects of higher GHG concentrations cannot be validated against the kinds of high-resolution observational data that provide the most desirable basis for model testing.

Global average temperature already is or soon will be higher than it has been at any time in recorded human history, and it is increasing at an unprecedented rate

This does not mean that climate science has nothing to say about the future of extreme events that can be useful to the intelligence community. What it means is that there are multiple scenarios of the future of climate events that are each likely enough that they deserve consideration by the intelligence community. They should not be treated as predictions but rather as possibilities for evaluation in terms of the social and political scenarios they might set in motion, the security issues that might ensue, and the preparedness of the U.S. government to deal with the consequences.

In security policy the practice for deciding whether to take a hazard seriously is much different from the practice in making scientific claims. Security analysts are focused on risk, which is usually understood to be the likelihood of an event multiplied by the seriousness of the consequences if it should occur. Thus security analysts become seriously concerned about very high-consequence negative events even if scientists cannot estimate the probability of their occurrence with confidence and, indeed, sometimes even if they are fairly confident that the probability is quite low. During the Cold War, for example, most people thought that deterrence was robust, and few thought the likelihood that the Soviet Union would actually initiate a nuclear attack against the United States was anything but minuscule. But because the consequences would have been so dire, tremendous efforts were made by the intelligence and national security communities to monitor events that might provide early warning of the possibility of such a strike. The same is true of threats of terrorist attacks on the U.S. homeland today. Even though there have been few terrorist attacks altogether—and no major ones on the United States since 2001—substantial resources are allocated to identifying threats and reducing risks.

The kind of process that could lead to surprising and very extreme events can be drawn from evidence in the paleoclimate records combined with recognition of enhanced polar temperature variations due to changes in GHG concentrations. Citing an observation by Bintanja et al. (2005) that over the past 800,000 years a 1°C increase in global mean temperature was associated with increased equilibrium sea levels of about 20 meters, Hansen and Sato (2012) have suggested that the sea level rise in the next century may well be on the order of 5 meters. They argue that an increase of 3.6°F (2°C) over pre-industrial temperature levels, which is highly likely to occur in this century, would commit the planet to sea level rise of many meters. Given the considerable uncertainty in the science of glaciology about the stability of major ice sheets, it is unclear whether their contribution to sea level rise over the next century will be linear or will follow a nonlinear trajectory with an increasing rate of change over time. If nonlinear processes prevail, then the common projection of up to 1 meter by the end of the century may be a lower bound rather than an upper bound. The rate at which the sea level rise would occur is critically important, of course, in terms of the social and political consequences.

To better evaluate the import for U.S. national security of scenarios like this, which have some scientific plausibility but which extend beyond the current scientific consensus, the intelligence community might benefit from several types of knowledge that could be developed in the coming decade to help analysts anticipate security issues that might arise if such a scenario is realized.

These would include improved measures of rates of change in temperature and glacier ice cover in the polar regions; the use of existing climate models to project how this degree of ice melting would affect such outcomes as coastal inundation, extreme precipitation, and cyclonic storm severity; and assessments of the exposure, vulnerability, and response capacity of key countries and regions to these outcomes. Several other examples of potential rapid-onset extreme climate event scenarios can readily be found. For instance, models of changes in the Indian summer monsoon indicate that several sharply different but potentially dangerous shifts in the intensity of the monsoon are plausible, with the changes possibly occurring with a transition time of only a year or so. From a security perspective it may make sense to take each of the model-projected futures through a what-if scenario mode. Similarly, projections of the West African monsoon point to a Sahel (the east–west stretch of Africa south of the Sahara desert and north of the Sudanian savannahs) that is either wetter or drier or else has no average change in rainfall but has a doubling of the number of anomalously dry years—three scenarios that could be examined in terms of their social and political implications.

The expanded use of nuclear power in some countries to replace fossil fuels could increase risks of nuclear proliferation. Some policies to increase biofuel production could contribute to food price spikes and thus reduce effective food availability to low-income populations around the world. A single country’s decision to counter global warming by geoengineering, perhaps by fertilizing the ocean to grow photosynthetic organisms or by injecting sulfate particles into the stratosphere, could create conflict with other countries.

An upstream country might impound water from a river to guard against drought and thus reduce water supplies for its downstream neighbors. Or one country might purchase land in another country to produce food for its domestic consumption, creating conflict if a future food shortage hits the country where the food is being produced for export.

Our study focuses largely on developments and vulnerabilities external to the United States, a drought in U.S. agricultural areas that led to a spike in the global price of corn or wheat could lead indirectly to a humanitarian or political crisis elsewhere that could become a national security issue for the United States. Our study does examine such scenarios, but it does not examine the social and political consequences such events might have within the United States, nor does it examine the social and political consequences within the United States of climate events occurring elsewhere that disrupt global systems such as public health or the supply systems for critical commodities.

We emphasize, however, that such a separation between domestic and foreign impacts reflects only the division of missions among federal agencies, not the characteristics of climate phenomena or their consequences.

People and societies depend for their lives and well-being on a number of complex and interrelated systems that may be affected by climate variability and change. The most important systems are those that meet critical human needs by protecting health and providing water, food, energy, shelter, transportation, and essential commercial products. Each of these human life-supporting systems is affected by physical and biological systems, including climate, and by the socioeconomic and political conditions that

organize how people and societies interact with those systems to meet their needs. It is important to recognize that some human life-supporting systems, including international disaster assistance, protections against pathogens, and markets for key commodities such as grains and petroleum, are global. This means that climate-related events anywhere that affect these systems have the potential to create disruptions elsewhere on the planet.

Disputes about the proper attribution of the events can themselves contribute to social disruption. For example, between 2010 and 2012 Pakistan experienced a series of electrical blackouts and shortages of irrigation water, both attributable in part to decreased flows in the Indus River. The decreased flows occurred in the context of a long-term decline in per capita water availability, which by 2010 was less than a third of what it had been in the 1950s as a result of the increasing demands for irrigation water to feed a rapidly growing population, inefficient drainage practices, and possibly inequitable water allocation between regions and uses. Drought arrived on top of these stresses. Protest demonstrations and riots occurred with increasing frequency and intensity during 2010 and 2011, tied mainly to the power blackouts. The blackouts and water shortages themselves were disruptive enough, but, in addition, their cause became a contentious political issue with the potential to inflame Pakistan–India relations. The Pakistani foreign minister blamed the decreased flows on illegal water withdrawals upstream by India.

A simple example is the growing risk to human populations in coastal areas from storm surge and sea level rise. Climate and environmental change are exposing more land to these hazards, but in many regions rapid population growth and infrastructure development resulting from birth rates exceeding death rates, net migration, and economic development are putting people and property in harm’s way faster than climate and environmental change alone.

In many developing countries economic development and urbanization are making large populations less dependent on subsistence agriculture and local food supplies. This trend will decrease these populations’ vulnerability to extreme climate events affecting local crops and meat supplies. At the same time the dependence of low-income populations on imported food supplies provided by global markets may increase their vulnerability to climatic or economic events in other parts of the world that sharply increase the prices of the foods they have come to depend upon.

Disaster researchers point out that both “social capital” in the affected communities and formal emergency response institutions and infrastructure play important roles in mediating the net degree of loss, disruption, and stress that result from extreme environmental events, including climate events. Effective response also depends on the economic and other resources available to the governments of the affected populations and on the governments’ allocation of those resources. Whether or not climate events become social and political stresses serious enough to destabilize a government or generate violent conflict may depend on whether or not governments’ disaster response efforts are perceived to be under-resourced, poorly managed, or characterized by favoritism, corruption, and lack of compassion.

Thresholds or tipping points have received much attention in the literature of physical climate science. In Chapter 3 we discuss evidence on the likelihood, in the next decade, of crossing important physical thresholds that could lead to a sharply altered climate regime. Less commonly examined are the ways in which changes in human systems might sharply alter vulnerabilities and thus contribute to the potential of even small climate events to have major impacts. Such changes could contribute to social and political stresses.

Relatively slow climatic, ecological, or economic changes can shift the balance of supply and use of natural systems at a local or regional level to the point that adequate supply can be achieved only with favorable climate conditions. The effects may not be noticeable until an unusual climate event occurs,

Increasing Dependence on Global Markets

Economic development in most countries has generally been marked by a pattern in which livelihoods depend decreasingly on subsistence agriculture and the local manufacture of essential products and increasingly on wage labor and the purchase of necessities in global markets. This transition usually includes a rural–urban shift in national populations as well. Historically, these changes have tended to decrease vulnerability of food supplies to local climate events because when destructive climate events occur locally, necessities can be purchased from places where such events have not occurred. But while direct vulnerability to events that limit local food production has decreased, vulnerability, especially of the lowest-income groups, remains and may be increased with respect to events that limit distribution or that sharply increase prices in global markets for necessities that cannot be acquired locally. Economic globalization thus changes the nature of vulnerability to climate events as well as the degree of that vulnerability. With globalization, populations become increasingly interconnected via international trade so that it becomes possible, for example, for a climatic event that affects one of the world’s grain-producing regions to influence global commodities markets in ways that can seriously affect populations that do not directly experience the climate event. In this way the well-being of households in Lagos or Nairobi can be sharply affected by a drought in Ukraine or the United States.

Climate change can alter the ranges of certain species of pests or pathogens, increasing the exposure of human populations or economically important nonhuman species. The expansion of the pine bark beetle in North America is a familiar example. As average temperatures in the region increased, making additional areas suitable for beetle infestations, the beetle expanded its range northward and toward higher elevations (Carroll et al., 2003). The ecological change did not become seriously disruptive to human populations until the increased prevalence of dead trees combined with drought and hot weather to produce major wildfires that affected populated areas.

climate change wildfire usa

 

 

 

 

 

 

 

 

 

 

 

FIGURE 3-2 Map of increased risk of fire in the western United States as a result of rising temperatures and increased evaporation. The figure shows the percentage increase in burned areas in the West for a 1.8°F (1°C) increase in global average temperatures relative to the median area burned during 1950–2003. For example, fire damage in the northern Rocky Mountain forests, marked by region B, is expected to more than double annually for each 1.8°F (1°C) increase in global average temperatures. With the same temperature increase, fire damage in the Colorado Rockies (region J) is expected to be more than seven times what it was in the second half of the 20th century. SOURCE: National Research Council 2011a.

Slow climate change could potentially have similar effects on the evolution or distribution of human pathogens (influenza, yellow fever, etc.) or of pests of major crop or livestock species. When one of these pests or pathogens makes contact with a vulnerable population, epidemics, epizootics, or crop failures can spread rapidly, leading to major losses of human life and well-being. Slow processes of ecological change or slow changes in the resistance of host populations to disease organisms could lead to the crossing of a tipping point in vulnerability, at which point the meeting of pest and host populations can set off a highly disruptive chain of events.

Policy makers have limited cognitive bandwidth, so they can pay attention to only so many warnings.

Risk is typically defined as the severity of an undesired outcome multiplied by the likelihood of its occurrence. Climate change alters both the likelihood of occurrence and the likely severity of certain events that may degrade human life-supporting systems. Changes in these systems may in turn alter the likelihood and severity of social disruption, stress on political systems, and events of potential importance to U.S. national security—violent internal or international conflict, state failure, and so forth.

The security risks posed by climate change are multidimensional. The overall risk may depend on attributes of: Climate events: 1. Types of climate events (e.g., floods, crop failures, and disease outbreaks)

Earth’s climate provides the environment in which humanity has evolved and in which human societies have expanded and thrived. It also periodically generates events that disrupt those societies—in some historic cases, apparently causing the failure of entire civilizations, although in many of those cases considerable dispute exists about the precise cause.

The fundamental science of climate change suggests that continued global warming will increase the frequency or intensity (or both) of a great variety of events that could disrupt societies, including heat waves, extreme precipitation events, floods, droughts, sea level rise, wildfires, and the spread of infectious disease. Underpinning many of these extreme events is an acceleration of the global hydrological cycle. For each 1.8°F (1°C) increase in the global mean surface temperature, there is a corresponding 7 percent increase in atmospheric water vapor. Because warm air holds more water vapor than cool air, this leads to more intense precipitation. Essentially, warm air increases evaporation from the ocean and dries out the land surface, providing more moisture to the atmosphere that will rain out downwind. Water vapor is also a powerful naturally occurring greenhouse gas. As such it is the source of a very strong positive feedback to the coupled climate system that amplifies any external forcing by a factor of approximately 1.6.

Severely burned forest lands are also more prone to erosion in storms, indicating that forest fires increase the risks of soil degradation and of mudslides.

Climate change may thus be playing at least four different roles in this dynamic: It promotes bark beetle infestations, weakens trees, dries the environment, and creates weather conditions conducive to fire outbreak. These conditions, connected in sequence, increase the risks of major forest fires and their hydrological and human consequences.

Climate events occurring in one part of the world have the potential to affect other parts of the world through important, globally integrated systems other than climate itself. One example is the potential influence of climate events on the world supply—and therefore the prices—of international traded commodities, such as grains. By this mechanism an event such as the 2012 drought in the central United States, still developing as this is being written, could affect world corn or wheat prices in ways that make essential foods unaffordable for populations in Africa or Asia.

Constraints on the availability of humanitarian aid for a country because aid providers are responding to situations elsewhere in the world. Yet another would be a climate event that altered the distribution of a major pathogen affecting people or staple crops. These examples, which are discussed in greater detail in Chapter 4, indicate that there are numerous ways in which climate events could create shocks to integrated global social, economic, health, or technological systems and thus have effects far removed geographically from where the events occur.

A special focus should be on quantifying risks of events and event clusters that could disrupt vital supply chains, such as for food grains or fuels, and thus contribute to global system shocks.

Bread or flour are often subsidized, demonstrations and even riots frequently occur in response to efforts by governments to reduce subsidies, for example as part of structural adjustment policies. In general these disturbances are contained without an impact on the regime, even if there may be significant violence or property damage. The issue with regard to climate change is whether that pattern could change and that the countries most vulnerable to food price increases could become vulnerable to severe social and political unrest. Unfortunately, there is very little in the peer-reviewed literature concerning the links between food price increases and political unrest. One notable exception is a recent working paper that presented an econometric analysis of global data since 1990 and found that high food prices were significantly correlated with political unrest related to food prices, with the latter measured by counting the number of news stories with at least five mentions of terms related to food and riots (or their synonyms). Interest in the topic has increased in recent years, particularly within the community concerned with food security, spurred on by the question of whether rising food prices played a role in sparking the unrest of the “Arab Spring” of 2011. It is worth noting that the rapid food price increases in the MENA during this period were not driven by local weather conditions, but by events around the world including a severe heat wave in Russia. A report by Lagi et al. (2011) notes that clusters of unrest in the MENA region in 2008 and early 2011 both began immediately after the United Nations Food and Agriculture Organization food price index passed a value of 210. Although they do not identify a causal link between high food prices and riots, the authors argue that a food price index value of 210 represents a simple potential predictor of increased unrest in food-importing countries. Breisinger et al. (2011) find that the unrest was preceded by a drop in food security across the MENA, and Ciezadlo (2011) emphasizes the role that food subsidies have played in popular attitudes toward regimes throughout the region. Johnstone and Mazo (2011) draw connections between climate events (which reduced global food production in the years preceding 2011) and the uprisings, describing climate change as a potential “threat multiplier” in the case of already unstable situations. All of these analyses are careful to note that drawing direct causal links between food prices and political instability is not possible, but they argue that food prices must be considered along with political and cultural factors in explanations of the uprisings.

Possibilities for energy system shocks to have global impacts in the coming decade lie primarily in the petroleum sector. The integration of petroleum markets was stimulated by desires to safeguard the supply of oil from manipulation by political actors in the wake of Organization of Petroleum Exporting Countries embargoes in the 1970s. A consequence of this integration was that by the 2000s the petroleum system had become so complex and interconnected that, as one study concluded, “a disruption in one part of the infrastructure can easily cause severe discontinuities elsewhere in the system”.

Furthermore, the sensitivity of the system has increased because of a rapid growth in global petroleum consumption that has not been matched by a corresponding increase in production. The result has been an extremely tight market, with petroleum supplies not significantly greater than demand. This “demand shock”, led by the emerging economies in China and India, has left global markets volatile and very sensitive to disruptions in supply.

In this tight, sensitive market, climate events that disrupt the production or distribution of oil could lead to price spikes across the global energy market. Several types of climate events could cause such disruptions. Tropical storms and the increased storm surges that result from sea level rise and, in some cases, land subsidence, can disrupt production, refining, and transport of petroleum. One-third of U.S. petroleum refining and processing facilities are located in coastal areas vulnerable to storms and flooding. Similar infrastructure vulnerabilities exist in Europe and China as well. In addition, because offshore oil and gas platforms are generally not designed to accommodate a permanent rise in mean sea level, climate-related sea level rise would disrupt production. The effects of Hurricanes Katrina and Rita in 2005 illustrate this potential. The storms disrupted oil and gas production from offshore rigs, refining at facilities in the coastal zone, and transportation via port facilities and pipelines, causing a spike in global prices. The pattern repeated, although with a smaller magnitude, when Hurricanes Gustav and Ike hit the Gulf Coast region in 2008, destroying drilling rigs and disrupting refineries. Other climate events could also affect the global oil market. Oil refining requires large amounts of water for cooling purposes; hence, reduced water availability during a drought would reduce refining capacity. If drought is accompanied by increased temperatures, refineries will require more cooling water to operate, potentially exacerbating the situation. Also, Arctic energy infrastructure (pipelines and drilling operations) is vulnerable to damage from subsidence caused by melting permafrost.

There has been some analysis of their potential macroeconomic effects. Hamilton (2003, 2008), reviewing six decades of oil price and macroeconomic data, reported a very strong relationship between oil price shocks and recessions. To the extent that economic disruptions drive political instability, it is plausible that an oil price shock could increase instability, particularly in a situation that is already politically sensitive. However, little research to date has directly addressed the political impacts of energy price shocks, whether caused by climate-related supply disruptions or other factors. These possibilities deserve more careful empirical analysis, particularly as energy markets continue to tighten with increased consumption from Asian nations and as risks increase of climate events disrupting energy supplies.

Strategic Product Supply Chains

Over the past few decades the globalization of many industries has been accompanied by a streamlining of their supply chains in order to reduce costs. However, as a 2012 World Economic Forum publication noted, “the focus on cost optimization has highlighted the tension between cost elimination and network robustness—with the removal of traditional buffers such as safety stock and excess capacity” (p. 10). Climate events can thus be a source of major disruptions in world markets for critical non-food commodities. Such events are counted as one of the major risks to be addressed in the U.S. National Strategy for Global Supply Chain Security, released in January 2012 (White House, 2012).

The floods in Thailand in 2010–2011 illustrate how an extreme climate event that stresses a government’s ability to respond can have global consequences. Much of Thailand, including portions of the capital Bangkok and its surrounding manufacturing districts, was flooded for extended periods between July 2011 and January 2012. The flooding resulted in more than 800 deaths, affected 13.6 million people, damaged 7,700 square miles of farmland, and caused more than $45 billion in economic losses. Resistance appeared in some localities where flooding had increased due to barriers designed to protect neighboring communities. Some people ripped down the sandbags that they saw as unfairly diverting flood waters to their areas.

The floods also caused significant disruption to regional and global supply chains. Manufacturing parks located near Bangkok supply parts for the worldwide automobile and electronics industries. One-third of the world’s hard drives and high percentages of other key computer components are built there. Many of these Thai manufacturing areas were covered by up to 3 meters of water, causing parts shortages worldwide. Even the computer firms located elsewhere in Thailand that escaped the flooding found they could not get critical parts. Production is not expected to fully recover until 2013. In the meantime, component prices rose as suppliers attempted to stockpile what was available and manufacturers found they could not get the parts they needed. The flooding of automotive parts production facilities forced Honda and Toyota to slow production lines in many countries.

A study by Dell et al. (2012) found that a 1°C rise in temperature in a given year increased the probability of “irregular” leadership transitions (such as coups) in poor countries.

Traditionally, the primary security concerns of the United States and other nations have included the prevention of external assault, the prevention of insurrections and other large-scale domestic violence, and the maintenance of the political and economic stability of the state. U.S. national security concerns also extend to similar threats faced by our allies and by other states considered to be of critical importance for our national security. Other situations, such as major humanitarian crises, pandemics, or disruptive migration, which may threaten the stability of U.S. allies or other states and perhaps lead to a direct U.S. response, are also increasingly considered part of the landscape of potential security risks.

Water is essentially irreplaceable. With other resources, such as energy and food resources, there are a number of substitutes that can be used to meet the societal needs for these resources. Currently, however, water can only be replenished at costs that are beyond the reach of many of the most water-stressed countries. Conflict over water availability or caused by issues related to delivery of water resources to meet competing needs of energy, food, and health thus have the potential to define critical climate-related conflicts and relief challenges across the globe.

The agricultural sector is currently responsible for around 70% of freshwater consumption.

“There are 263 rivers around the world that cross the boundaries of two or more nations”. In total, these river basins account for just under half of Earth’s land area, are home to 40% of the world’s population, and make up some part of 145 countries. A number of these basins—the Indus, Nile, Tigris–Euphrates, Jordan, Brahmaputra, and Amu Darya river systems, for example—are in areas of strategic importance for the United States. “In addition, about 2 billion people worldwide depend on groundwater, which includes approximately 300 transboundary aquifer systems”.

In defining migration, a distinction is typically made between internal migration, which entails population movement within a country, and international migration, where population movement extends across international borders. It is also important to keep in mind other features of population movement, such as whether it is temporary or permanent and whether it is voluntary or forced. Even within these different categories, migration can take a variety of forms, including: temporary or permanent displacement of a population following some type of climate event or other disruptive event, such as a tsunami or nuclear accident; forced or voluntary migration out of an area of political or military conflict; temporary or permanent relocation of a population from an area threatened by flooding or inundation; and temporary or permanent movement from one region or country to another for economic opportunity.

Given the emphasis in this report on climate change and U.S. national security, we are particularly interested in a specific type of migration, which we term “disruptive migration.” Disruptive migration, which may be internal or international, generally involves large-scale movements of populations that are socially, economically, or politically disruptive, either in the area of origin, the area of destination, or in sensitive border regions that may be affected by population movements.

Climate change may constitute a direct environmental driver of either temporary or permanent migration via its effects on the availability of ecosystem services including, for example, the supply of freshwater, which may change under altered rainfall regimes; coastal flood protection, which may be lost as the result of sea level rise; and changes in the productivity of agricultural lands as a result of changes in temperature and precipitation regimes. Climate change may also affect the likelihood of droughts, coastal storms, and other types of hazardous climate events, which may temporarily or permanently displace susceptible households. Climate change may indirectly contribute to migration, whether temporary or permanent, via effects on economic, political, and social drivers. For example, climate change may influence agricultural and natural resource–related livelihood opportunities in a particular region, or it may contribute to political conflicts within a region over water or other resources.

Climate change–related threats to human security may be just as prominent in areas of migration destination, particularly urban ones that receive large numbers of immigrants, as in areas of emigration. Migrants into new areas may also place strains on governmental or other resources and may potentially contribute to new types of conflicts, particularly within receiving areas that are already under social stress

Migration typically requires a significant outlay of financial resources, yet actions needed to cope with environmental changes (e.g., selling land or livestock) can reduce a household’s assets to the point that family members who could adapt by migrating may not have the resources to do so. Those households or individuals who cannot migrate out of a region that is undergoing environmental change are among the most vulnerable (Black et al., 2011c). Regions with large concentrations of “trapped” populations that are unable to migrate may pose a new type of human security threat. When an extreme climate event occurs, these “poorest of the poor” may end up trapped in environmentally degraded areas.

The Political Instability Task Force (PITF) is an ongoing and unclassified research program funded by the Central Intelligence Agency that began work in 1994 as the Task Force on State Failure, a panel of academic scholars and methodologists. Its original task was to assess and explain the vulnerability of states around the world to political instability and state failure, focusing on events like the collapse of state authority in Somalia and the former Zaire and other onsets of disruptive regime change, civil war, genocide and mass killing, and onsets and terminations of democratic government.

Extreme political instability has generally not explored potential climate–security connections. As the Bates (2008) and Marten (2010) reviews make clear, most of the efforts to understand the origins of state failure focus primarily on economic factors, various forms of ethnic divisions, and the state of democratization in a particular country.

One literature that does provide a more detailed exploration of potential climate–security links is the literature on the potential political impacts of disasters. Its findings generally support the conclusion that climate events that trigger disasters of various types are associated with political instability, although not in a straightforward way. The relationships, including causes and effects, are highly complex and contingent. The overall analytic challenge was well captured in a recent review of detailed analyses of several major disasters of the past, including some that led to state failures (Butzer, 2012). The review found that in many, but not all, instances, states survived the calamities, and it cautioned against drawing too straight a line between disasters and state failures, noting that state breakdowns differ because of the “great tapestry of variables” involved.

The scenarios in which climate events are most likely to lead to risks to U.S. national security are in countries of security concern that have a significant likelihood of exposure to particular climate events combined with susceptible populations and life-supporting systems, weak response capacity, and underlying sources of potential political instability. Pakistan offers a case that illustrates these points particularly well, as described below.

Of the many places in the world where climate dynamics might induce globally consequential disruption within a decade, Egypt is a principal possibility. Egypt’s population of some 80 million people consumes 18 million tons of wheat annually as a dietary staple, half of which is imported, with virtually all the rest dependent on water from the Nile River. The Nile flows through Sudan and Ethiopia before entering Egypt and accumulates nearly all of its volume upstream. The production of wheat and other food crops supported by the river is being burdened by population increases in all three countries. The countries’ current combined total of 208 million people is projected to reach 272 million by 2025, presumably generating an increase in agricultural production demand on the order of 30% or more within the watershed. In addition South Korea and Saudi Arabia have purchased large tracts of land in the watershed to assure imports for their own populations, and that will also add to the demand for water.

Pakistan is at risk

Pakistan presents a clear example of a country where social dynamics and susceptibility to harm from climate events combine to create a potentially unstable situation. Pakistan’s economy depends heavily on water from the Indus River, and competition for this water is increasing. Therefore, Pakistan’s political and economic systems may be vulnerable to hydrological changes in the Indus system such as have been observed recently and which may be affected by climate change and variability at a subcontinental scale. Agriculture is a central component of the Pakistani economy. The sector accounts for 21% of annual gross domestic product (the second-largest fraction by sector) and is by far the largest source of employment, employing 45% of Pakistani workers.

These percentages do not capture the dependence of other sectors on agriculture. Much of the agricultural production feeds domestic industry, particularly the cotton grown for the country’s large textile industry. Textiles and clothing make up a very large portion of Pakistan’s exports—approximately 50% in recent years—thus representing the country’s most important source of foreign currency.

Given the low levels of rainfall in the agricultural areas of the country, Pakistan’s agricultural sector relies heavily on irrigation. The ratio of area of irrigated to rain-fed agricultural land is 4-to-1, the highest ratio worldwide. Water for irrigation is drawn primarily from three storage reservoirs on the Indus, making this crucial economic sector highly dependent on adequate flows in the Indus system. Further stressing the Pakistani water system, demands for water for agricultural, domestic, and industrial uses are increasing. Agricultural production is intensifying, shifting from subsistence crops to commodity crops (mostly cotton, sugarcane, and rice) that produce more output but require more water; manufacturing activity is increasing as a share of the economy; and population growth, especially in urban areas, is requiring more withdrawals of Indus water for domestic consumption. Also, hydroelectric power provides 37% of Pakistan’s electricity, mostly from reservoirs also used for irrigation-water storage, creating competition for water resources between agriculture and energy,

Protests over power outages, although not new in Pakistan, have led to increasing civil unrest over the past five years. With the onset of a sweltering summer, power shortfall hit a record high of 8,000 megawatts in 2012, or nearly 45% of national demand, leading to 18 to 20 hours per day of power outages and stoking riots and mass-scale protests. Reports from the ground recorded violent protests throughout the country. In a recent episode of escalating violence, rioters burned trains, damaged banks and gas stations, looted shops, blocked roads, and, in some instances, targeted homes of members of the National Assembly and provincial assemblies. According to a senior local police officer in the largest city, Karachi, on average there were at least six protests against power outages in the city per day in 2011. Competition between water uses is likely to increase if government plans are implemented to increase hydroelectric capacity as a cheaper alternative to imported fossil fuels. As a result of these demographic and economic changes, an already tight water supply is becoming increasingly stressed, to the point that

Beyond the short-term events, there is some evidence that the mass balance of the Karakoram glaciers in the headwaters of the Indus system— the source for the great majority of the river’s water (Archer and Fowler, 2004)—has been changing in ways that may reduce river flows. Glacial and snow melt are more important to water supplies in Pakistan than they are to countries farther east in the Himalayan region, where monsoons provide a much larger share of river flows (Bolch et al., 2012). Precipitation levels in winter, when most glacial accumulation occurs in the Karakoram area, have recently increased

INTERSTATE AND INTRASTATE CONFLICT AND VIOLENCE

Patterns of Violent Conflict

As background for the discussion of research about climate–conflict connections, it is useful to note several general trends in global patterns of internal and interstate conflict since the end of World War II. Traditionally researchers have used the threshold of 1,000 battle-related deaths in a year when defining a “war.” There are several large databases that track the incidence of conflicts, including different types of wars and armed conflicts around the world. In addition, there are projects to track other forms of political violence (e.g., armed attacks and political murders) or political conflict that may fall short of violence (e.g., riots).

The limitations imposed on forecasting by the relatively small number of interstate wars in recent decades are compounded by the continuing changes in the fundamental characteristics of the international system since the end of the Cold War. These circumstances make it extremely difficult to test competing hypotheses about risk factors for interstate conflict that would be relevant to current circumstances. In addition to these difficulties there is a lack of consensus among scholars about the causes of such wars and about how they compare with the sources of internal conflict. These are problems that affect any effort to understand the risks of a return to more frequent interstate conflict.

There has also been almost no effort to explore empirically whether climate factors might lead to or exacerbate tensions between states to a point short of outright war.

The core thesis for those arguing for a link between climate and violent conflict is that climate change–induced health problems and resource scarcity (in particular, the availabilities of water, food, and energy) will lead to interstate violence and intrastate unrest, instability, and armed conflict in the most directly affected nations or regions. Homer-Dixon (1991, 1994, 1999, 2007) and Swart (1996) were among the earlier articulators of this concern in the peer-reviewed literature, followed later by Sachs (2005, 2007), Kahl (2006), Stern (2007), and Lee (2009), among others.

Adverse climate change could lead to increasing natural disasters, rising sea levels, and worsening resource scarcities, all three of which are posited to lead directly to increased or forced migration and then, both directly and indirectly, to “loss of economic activity, food insecurity, and reduction in livelihoods” There are also pre-existing conditions as poor governance, societal inequalities, and “bad neighbors” (countries characterized by ongoing violence) as well as population pressure exacerbated by migration, and five “social effects of climate change [that] have been suggested as intermediating catalysts of organized violence”: political instability, social fragmentation, economic instability, inappropriate response (possibly meaning inappropriate adaptation), and additional migration, all of which act in a feedback loop. These five putative social effects of adverse climate change could lead to either increased opportunities to organize violence or increased motivation to instigate violence, with the end result being an increased risk of armed conflict.

Conclusion: It is prudent to expect that over the course of a decade some climate events—including single events, conjunctions of events occurring simultaneously or in sequence in particular locations, and events affecting globally integrated systems that provide for human well-being—will produce consequences that exceed the capacity of the affected societies or global systems to manage and that have global security implications serious enough to compel international response. It is also prudent to expect that such consequences will become more common further in the future.

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Climate change is already collapsing nations

Global frequency of heat wave events. Source : National Academy of Sciences, graph
derived from EM DAT, International Disaster Database, Universite Catholique de Louvain,
Brussels

 

Ahmed, Nafeez. 2017. Failing States, Collapsing Systems BioPhysical Triggers of Political Violence. Springer.

“The last half century has seen a dramatic increase in the frequency and severity of extreme weather events in the form of droughts, wildfires, extreme rainfall, floods, hurricanes and tornadoes. The Met Office concludes that despite scientists’ reluctance to attribute specific extreme weather events to human-induced climate change, there is now no longer any doubt that climate change is making extreme weather increasingly likely all over the world (Stott 2016).

By far the most disturbing study led by the University of Hawaii argued that the pattern of escalating intensity and frequency indicates that anthropogenic climate change is rapidly pushing the climate system into a ‘new normal’, that breaks fundamentally with the preceding 150 years. The paper came up with the concept of “climate departure” to explain its prediction that in coming decades, the trajectory of escalating extreme weather signals that the climate is destined to ‘depart’ from the historical norm of weather as we have known it. On a business-as-usual trajectory, the initial locus of this “climate departure” will occur within the next decade in the tropics—that is, a vast region encompassing parts of the Middle East, Central Asia, South Asia and Africa. On a global scale, “climate departure”—the entry into a ‘new normal’ of extreme weather—will hit around 2047. Even under stringent carbon emission mitigation scenarios, this tendency to “climate departure” will not be halted—only postponed a few more decades, to around 2069 (Mora et al. 2013).

While the oceans are dying, above the oceans the atmosphere is already experiencing the direct impact of climate change in the form of intensifying heatwaves and extreme weather events. The increasing frequency—and increasing intensity—of heat waves is perhaps one of the most overt manifestations of the dangerous impacts of climate change. Since 1950, the number of heat waves worldwide has increased, heat waves have become longer, and the hottest days and nights are hotter than ever before. In recent years, the global area affected by summer heatwaves has increased 50-fold. Within the US, the direct impact of more frequent and intense heatwaves is an increasing frequency and duration in wildfires (Trendberth et al. 2012).

Heatwaves would likely occur 10 times more than they do now. Such intolerable conditions would endanger the lives of the regions’ 500 million inhabitants, and force people to migrate simply to survive (Lelieveld et al. 2016).

This means, very simply, that no matter what mitigation efforts look like on climate change, the coming decades will see increasing instability in the Middle East and North Africa, and an ever greater exodus from parts of the region into the Northern hemisphere. Intensifying climate-induced droughts and heatwaves will create conditions that no regional state will be able to cope with.

Food Production

Climate change is already dramatically affecting the global food system. Many of the extreme weather events in recent years have been concentrated in some of the world’s most critical food basket regions, contributing directly to prolonged crop failures that have been linked to global food price spikes and other phenomena. It is already known that anthropogenic climate change to date has had a debilitating impact on global food production, partly associated with the impact of more frequent extreme weather events on crop production. Total losses in national cereal production from 1964 to 2007 due to droughts and extreme heat likely caused or exacerbated by climate change have been estimated at 9–10% (Lesk et al. 2016).

Corresponding to the rising trends of increasing climate disruption and energy decline, recent decades have seen a marked increase in political violence worldwide. These outbreaks of political violence demonstrate that prevailing national state institutions and their domestic monopolies in the means of violence (which is the basic underpinning of state power as defined by the capacity to mobilize violence to control a defined national territory) are increasingly being challenged and undermined. In other words, what we are witnessing is a creeping acceleration of the forces of non-state political violence that directly weaken the very fundamentals of state power.

30 May 2012 by Michael Marshall. Extra heatwaves could kill 150,000 Americans by 2099. NewScientist.

[ My comment: Meanwhile, climate change will be causing blackouts and brownouts, so millions more won’t have air conditioning, which could lead to even higher death tolls].

By the end of the century, heatwaves caused by global warming could kill 150,000 people who would otherwise live.

A report by the US Natural Resources Defense Council (NRDC) estimates how many extreme heat events will hit the US this century, assuming greenhouse gas emissions continue on their current path according to the report – Killer Summer Heat: Projected death toll from rising temperatures in America due to climate change.

Climate models suggest that by 2099 the 40 most populous cities will have approximately eight times as many days of extreme heat per year as today.

The figure may actually be an underestimate, because the US population is ageing and older people are more vulnerable to heat. Louisville, Kentucky will be the worst affected city, with an extra 19,000 deaths by 2099.

The European heatwave of 2003 killed 35,000 people, so the report’s estimate is “not unrealistic”, says Andreas Sterl of the Royal Netherlands Meteorological Institute in De Bilt.

References

Lelieveld, J., Y. Proestos, P. Hadjinicolaou, M. Tanarhte, E. Tyrlis, and G. Zittis. 2016. Strongly Increasing Heat Extremes in the Middle East and North Africa (MENA) in the 21st Century. Climatic Change 137(1–2): 245–260.

Mora, Camilo, et al. 2013. The Projected Timing of Climate Departure from Recent Variability. Nature 502(7470): 183–187.

Stott, Peter. 2016. How Climate Change Affects Extreme Weather Events. Science 352(6293): 1517–1518.

Trendberth, Kevin, Jerry Meehl, Jeff Masters, and Richard Somerville. 2012. Heat Waves and Climate Change. https://www.climatecommunication.org/wp-content/uploads/2012/06/Heat_ Waves_and_Climate_Change.pdf

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