The electric grid could be down for years if LPTs destroyed

Large Power Transformer Source: ABB Conversations (2013)

Preface. This post contains excerpts from two Department of Energy documents and one about large geomagnetic storms and how they would affect Large power transformers (LPT) and the U.S. electric grid. They are key essential critical infrastructure to keep the electric grid up, and enormous, up to 800,000 pounds making them expensive and hard to deliver. And vulnerable to supply chain failures because the largest ones are not made in the U.S.

If large power transformers are destroyed by a geomagnetic disturbance (GMD) electromagnetic pulse (EMP), cyber-attack, sabotage, severe weather, floods, or simply old age, parts or all of the electric grid could be down in a region for 6 months to 5 years.

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550,000 abandoned mines, $50 billion to clean up the worst of them

Aerial photo of waste water rushing out of the Gold King mine in Silverton, CO. Photo: Steve Garrison/The Daily Times

Aerial photo of waste water rushing out of the Gold King mine in Silverton, CO. Photo: Steve Garrison/The Daily Times

Preface. Below are excerpts of a US House 2010 congressional hearing on cleaning up abandoned mines.

Abandoned mines can cause soil erosion, heavy metal contamination (i.e., cyanide, lead, arsenic, mercury, uranium), and acid drainage that threatens thousands of streams and rivers. The EPA estimates it would cost $50 billion to reclaim abandoned and inactive mine sites. Cleanup funds don’t exist because mining companies, unlike gas and oil concerns, do not pay royalties to the federal government for what they extract from public lands.

The U.S. Bureau of Land Management began requiring funds from miners in 2001 to use for cleanup, though many doubt there is enough money.  Environmental groups are also trying to force the EPA to require mining companies to set aside cleanup money.

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Cybersecurity supply chain deep dive assessment U.S. Department of Energy

Preface. I’ve been reading about cyber threats since 2007, and a problem still true today is that the government can do nothing except a few puny regulations here and there for the most part, since critical infrastructure like energy and finance are in PRIVATE hands.

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Uranium waste from 50+ sites contaminating groundwater

Preface. One of the top priorities of collapse from energy decline is to clean up nuclear (Superfund and other hazardous) wastes NOW, while we have the energy and technical ability to do so. Future generations will be thrown back into the 14th century (life before coal), we simply must clean up our mess to keep from harming thousands of future generations.

Summary. ProPublica writes about during the cold war the U.S. quickly mined and processed uranium at over 50 sites with no plan for cleaning up the 250 million tons of toxic & radioactive tailings left behind. Because of that over 84% of these sites have polluted groundwater. Most of them are out west where water is scarce and valuable. Cleanup is proceeding slowly for reasons such as too many bureaucracies and infighting among regulatory agencies.

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Risks of cyber attack on Infrastructure

Delacourt TP (2022) Cyberattacks on Critical Infrastructure as the New WMD. Homeland Security.

Preface. What follows are several articles on how cyber attacks could harm our infrastructure across at least 16 systems we depend on.  Although it is the decline of fossil fuels that will cause the most suffering and deaths, we’ve allowed modern civilization to be almost as dependent on electricity across infrastructure (health, finance and more).  This issue is so widespread, of such magnitude that I have made many posts on this topic to try to convey the myriad complexities, which I continue to marvel at.  So there are other posts on this topic here too.

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Infrastructure interdependencies: an attack on one is an attack on all

EnergyInfra affects all other Infra

An Attack on Energy Infrastructure would affect all other Infrastructure

I should consolidate my many posts on cyber attacks, EMPs, and other ways the electric grid could come down, but our dependencies are just so widespread that I don’t want to bury gather the myriad ways our lives depend on electricity in a gigantic post no one will read. The grid will come down eventually though, because it is still nearly two-thirds powered by FINITE coal and natural gas power plants, and as I explain in posts in category Energy Storage, there is no way to store electricity long enough to keep the grid up.

Developments in digital information and telecommunications dramatically increased inter-dependencies among U.S. critical infrastructures. Each depends on others to function successfully. Disruptions in a single infrastructure can generate disturbances within others over long distances and amplify the effects of a disruption. The energy infrastructure provides essential fuel to all of the other critical infrastructures, and in turn depends on the Nation’s transportation, information technology (IT), communications, finance, and government infrastructures. Over time cyber/IT dependencies have increased.  Energy control systems and the information and communications technologies on which they rely play a key role in the North American energy infrastructure. They are essential in monitoring and controlling the production and distribution of energy. They have helped to create the highly reliable and flexible energy infrastructure in the U.S.

Alice Friedemann  www.energyskeptic.com  Author of Life After Fossil Fuels: A Reality Check on Alternative Energy; When Trucks Stop Running: Energy and the Future of Transportation”, Barriers to Making Algal Biofuels, & “Crunch! Whole Grain Artisan Chips and Crackers”.  Women in ecology  Podcasts: WGBH, Jore, Planet: Critical, Crazy Town, Collapse Chronicles, Derrick Jensen, Practical Prepping, Kunstler 253 &278, Peak Prosperity,  Index of best energyskeptic posts

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Energy Infrastructure

Electric Grid – see “What would happen if the electric grid was cyberattacked?

Energy distribution, equipment, refineries, and so on rely on SCADA and other computer systems that could be cyber (and physically) attacked.   In fact, the entire oil refining process depends on computers, from computer operation stations with digital proximity switches and other devices to operate valves and switches, monitor critical parameters, and provide automatic shutdown procedures.

Without a stable energy supply, health and welfare are threatened and the U.S. economy cannot function.

Petroleum

  • 525,000 crude oil producing wells
  • 30,000 miles of oil gathering pipelines
  • 51,000 miles of crude oil pipeline
  • 116,000 miles of product pipeline
  • 150 petroleum refineries
  • 1,400 petroleum terminals

Natural Gas

  • 478,562 gas production and condensate wells
  • 20,215 miles of gathering pipes
  • 550 gas processing plants
  • 319,208 miles of interstate and intrastate distribution pipelines
  • 399 underground storage facilities
  • 1,200,000 miles of pipelines to distribute natural gas to homes and businesses

How hard would it be to attack (energy) infrastructure?

STATEMENT OF JAMES A. LEWIS, DIRECTOR AND SENIOR FELLOW, TECHNOLOGY AND PUBLIC POLICY PROGRAM, CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES

You can download the tools that will find critical infrastructure vulnerabilities easily off the internet. I did it last week and I toyed around with it and found 6,000 vulnerable networks  Combine these reconnaissance tools with the attack tools available in the cyber crime black market, and someone with good hacking skills—and there are many in these groups—could attack the poorly-defended critical infrastructures that are found in this country.

As cyber attack capabilities become commoditized, the temptation for these politically motivated groups to use them against vulnerable U.S. targets will increase.

The number of nations seeking to acquire cyber attack capabilities is growing rapidly— cyber attack is becoming a standard element in military planning. A more troubling development is that new classes of opponents are seeking the ability to launch cyber attacks. These new classes of opponents will not be as easily constrained. They are more likely to use cyber attack and all evidence suggests that we have nothing in the way of adequate defense. We simply do not take the threat of cyber attack seriously.

The area of greatest concern is in the diffusion of the ability to attack critical infrastructure, to less responsible and less deterrable actors who may calculate that it is in their interest to launch a cyber attack against the United States. Attack capabilities could spread if private hackers to independently discover the techniques currently possessed by governments. Some members of the hacker community have amazing capabilities. Another way attack capabilities could spread would be for hackers who are government proxies in Russia and China to ‘‘commercialize’’ the skills and tools they have been provided for official purposes. These proxies receive training and support from military and intelligence agencies. They also participate in the cyber crime black markets. The flow from government agencies to proxies to the black market is likely.

Unfortunately, even private hackers can exploit freely available information on vulnerabilities and penetration techniques to attack many commercial networks and the critical infrastructure connected to them. Why use an advanced attack like Stuxnet when a simple attack will work so well? There are tools that allow anyone to scan the internet to find unprotected digital devices at critical infrastructure facilities that connect control systems to the internet. You can scan for devices that are improperly configured, devices such as wireless routers that come from the manufacturer with the password set as ‘‘password.’’ It does not take a mastermind to break into such systems. These tools are widely available. Informal tests using these tools can find several thousand insecure connections in the United States on any given day. They provide a ‘‘consumer version’’ of the cyber reconnaissance an advanced power would carry out in planning an attack against the United States. Combine these publicly available reconnaissance tools with attack tools available on the cyber crime black market, and anyone with sufficiently advanced hacking skills will be able to attack poorly defended critical infrastructure or other commercial targets.

We must also consider motivation and intent, in addition to capability. The few nations that currently possess advanced cyber attack capabilities are deterred by American military force or they are our allies. Most cyber criminals only engage in actions that generate income. Attacking critical infrastructure does not generate income unless extortion is involved (by threatening to disrupt services if the criminal is not paid). Cyber criminals have no motive to launch a cyber attack unless they are acting as government proxies or unless they have been hired as mercenaries. This is where the nexus between the diffusion of attack capabilities and intent become important. There are countries and groups that would like to attack the United States and are not as deterrable as our current adversaries. As nations and hackers develop more sophisticated attack capabilities and as sophisticated attack tools become available on the cyber crime black market, the threat of attack is increasing.

We know that two countries hostile to the United States are developing cyber attack capabilities. North Korea has been pursuing cyber capabilities for more than a decade but the backwardness of its economy has so far limited its success. North Korea lacks easy access to advanced technologies. Its tightly controlled population is an unlikely source of hackers, as North Koreans do not have the independence and internet access hackers need to thrive. Technological backwardness and political culture are major obstacles to developing strong hacking capabilities, but, as with nuclear weapons, if North Korea is able to support sustained investment in cyber attack capabilities and find some outside support, it will eventually acquire them. North Korea’s erratic behavior suggests it will use cyber attacks against South Korea, Japan, or U.S. forces in Korea, should it succeed in its long quest to obtain a cyber attack capability.

Iran is a more troubling case. Iran has also been pursing the acquisition of cyber attack capabilities for several years. Iran has been for many years willing to attack U.S. forces and embassies in the region, and FBI Director Mueller stated in recent testimony that Iran is more willing to carry out attacks inside the United States. Statements by Iranian officials show that they believe that the United States, along with Israel, was responsible for the Stuxnet attacks and suggest that they believe they would be justified in retaliating in kind. Iran’s attack capabilities are still limited but they have probed Israeli networks in what appear to be tests. Iranian hackers have greater access to the internet and to the cyber black market than North Korea, suggesting that their development of cyber capabilities will be more rapid.

Iran, even more than North Korea, could miscalculate the costs of a cyber attack against the United States. Iran has groups that it sponsors, like Hezbollah, that it has used in the past to attack Americans. The Iranians may believe that these proxies will make it difficult for the United States to attribute an attack and this will reduce their perceptions of the risk of a cyber attack on American targets.

STATEMENT OF GREGORY C. WILSHUSEN, DIRECTOR, INFORMATION SECURITY ISSUES, GOVERNMENT ACCOUNTABILITY OFFICE

We have also identified vulnerabilities and industrial control systems that monitor and control sensitive processes and physical functions supporting the Nation’s critical infrastructures. Federal agencies continue to report an increasing number of cybersecurity incidents. Over the past 6 years, the number of incidents reported by Federal agencies to US–CERT has risen nearly 680 percent, to almost 42,900 in fiscal year 2011. These incidents include unauthorized access and improper use of computing resources and the installation of malicious software on systems. Reported attacks and unintentional incidents involving Federal, private, and critical infrastructure systems occur daily and demonstrate that their impact can be serious.

Other vulnerable infrastructure

These are all essential for the functioning of an economy. Destruction or compromise of any of these systems/services would be debilitating either directly or through cascading effects.

  • Agriculture
  • Banking and Finance
  • Chemical and Hazardous materials
  • Commercial assets
  • Dams
  • Defense industrial base
  • Emergency services
  • Energy
  • Information technology
  • National monuments and icons
  • Nuclear power
  • Organizations
  • Postal and shipping
  • Public Health
  • Telecommunications
  • Transportation
  • Water and water treatment systems

August 2, 2013. Tom Simonite. Chinese Hacking Team Caught Taking Over Decoy Water Plant. A hacking group accused of being operated by the Chinese army now seems to be going after industrial control systems.  TechnologyReview

References

CYBERSECURITY. Threats Impacting the Nation. April 24, 2012. Subcommittee on Oversight, Investigations, and Management, Committee on Homeland Security, House of Representatives.

Energy Sector-Specific Plan. An annex to the National Infrastructure protection plan. 2010. United States Department of Energy & Homeland Security.

Spellman, Frank. 2010. Energy Infrastructure Protection and Homeland Security

Related articles (links to some of these may be broken but most of them are still here)

Electric Grid

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Why biofuels can not scale up to replace petroleum

Preface. This is my favorite paper on why we can’t replace crude oil with biofuels.  Of course, oil is a biofuel. But alas, not renewable, since it took over 100 million years to make them. Every year we burn fossil fuels equal to 400 times the planet’s total annual plant growth, including the microscopic plants in the ocean. And therein lies the rub. We are trying to make biofuels from plants faster than 100 million years. We need 400 more Earths.

Oil just has a staggering, unbelievable amount of energy density that’s second only to uranium.  Vaclav Smil (2015) calculated the biofuel and oil energy densities. Oil has a whopping energy density of up to 10,000 Watts (W) per square meter (m2) since an oil well uses very little space. But huge tracts of land are required to grow corn, soybeans, and other oil seeds to make ethanol or biodiesel. When you include the area of land to grow these crops, petroleum has 40,000 times more energy density than ethanol (0.25 W/m2), 67,000 times more than biodiesel (0.12–0.18 W/mw), and 200,000 times more than cellulosic ethanol (0.025 W/m2). On top of that, there are large energy costs to collect, transport, process, and deliver biofuels using a massive road structure over tens of thousands of square miles.

But a single pipeline can take crude oil to a refinery. It takes hundreds of thousands of trucks and railcars to haul crops to biorefneries and deliver the ethanol or biodiesel to hundreds of thousands service stations, since biofuels can’t travel through pipelines because they corrode them.

Oil is solar power brewed for free by mother nature over hundreds of millions of years.  Nothing on earth, not even plants, can scale up to replace the oil we burn — it took 196,000 pounds of plants to make ONE gallon of gasoline.  If your car gets 20 miles per gallon, that’s equal to 40 acres of wheat.

And there are no commercial tractors that run on ethanol or batteries, so be sure to carry a scythe in your car…

Alice Friedemann  www.energyskeptic.com  Author of Life After Fossil Fuels: A Reality Check on Alternative Energy; When Trucks Stop Running: Energy and the Future of Transportation”, Barriers to Making Algal Biofuels, & “Crunch! Whole Grain Artisan Chips and Crackers”.  Women in ecology  Podcasts: WGBH, Jore, Planet: Critical, Crazy Town, Collapse Chronicles, Derrick Jensen, Practical Prepping, Kunstler 253 &278, Peak Prosperity,  Index of best energyskeptic posts

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Dukes JS (2003) Burning buried sunshine: human consumption of ancient solar energy. Climatic Change 61: 31-44.

Bad Mileage: 98 tons of plants per gallon. Study shows vast amounts of ‘buried sunshine’ needed to fuel society.

A staggering 98 tons of prehistoric, buried plant material – that’s 196,000 pounds – is required to produce each gallon of gasoline we burn in our cars, SUVs, trucks and other vehicles, according to a study conducted at the University of Utah.

“Can you imagine loading 40 acres worth of wheat – stalks, roots and all – into the tank of your car or SUV every 20 miles?” asks ecologist Jeff Dukes.

But that’s how much ancient plant matter had to be buried millions of years ago and converted by pressure, heat and time into oil to produce one gallon of gas, Dukes concluded.

Dukes also calculated that the amount of fossil fuel burned in a single year – 1997 was used in the study – totals 97 million billion pounds of carbon, which is equivalent to more than 400 times “all the plant matter that grows in the world in a year,” including vast amounts of microscopic plant life in the oceans.

“Every day, people are using the fossil fuel equivalent of all the plant matter that grows on land and in the oceans over the course of a whole year,” he adds.

In another calculation, Dukes determined that “the amount of plants that went into the fossil fuels we burned since the Industrial Revolution began [in 1751] is equal to all the plants grown on Earth over 13,300 years.”

Explaining why he conducted the study, Dukes wrote: “Fossil fuel consumption is widely recognized as unsustainable. However, there has been no attempt to calculate the amount of energy that was required to generate fossil fuels, (one way to quantify the ‘unsustainability’ of societal energy use).”

The study is titled “Burning Buried Sunshine: Human Consumption of Ancient Solar Energy.” In it, Dukes conducted numerous calculations to determine how much plant matter buried millions of years ago was required to produce the oil, natural gas and coal consumed by modern society, which obtains 83% of its energy needs from fossil fuels.

“Fossil fuels developed from ancient deposits of organic material, and thus can be thought of as a vast store of solar energy” that was converted into plant matter by photosynthesis, he explains. “Using published biological, geochemical and industrial data, I estimated the amount of photosynthetically fixed and stored [by ancient plants] carbon that was required to form the coal, oil and gas that we are burning today.”

Dukes conducted the study while working as a postdoctoral fellow in biology at the University of Utah. He now works for the Carnegie Institution of Washington’s Department of Global Ecology on the campus of Stanford University in California.

How the calculations were done

To determine how much ancient plant matter it took to eventually produce modern fossil fuels, Dukes calculated how much of the carbon in the original vegetation was lost during each stage of the multiple-step processes that create oil, gas and coal.

He looked at the proportion of fossil fuel reserves derived from different ancient environments: coal that formed when ancient plants rotted in peat swamps; oil from tiny floating plants called phytoplankton that were deposited on ancient seafloors, river deltas and lakebeds; and natural gas from those and other prehistoric environments. Then he examined the efficiency at which prehistoric plants were converted by heat, pressure and time into peat or other carbon-rich sediments.

Next, Dukes analyzed the efficiency with which carbon-rich sediments were converted to coal, oil and natural gas. Then he studied the efficiency of extracting such deposits. During each of the above steps, he based his calculations on previously published studies.

The calculations showed that roughly one-eleventh of the carbon in the plants deposited in peat bogs ends up as coal, and that only one-10,750th of the carbon in plants deposited on ancient seafloors, deltas and lakebeds ends up as oil and natural gas.

Dukes then used these “recovery factors” to estimate how much ancient plant matter was needed to produce a given amount of fossil fuel. Dukes considers his calculations good estimates based on available data, but says that because fossil fuels were formed under a wide range of environmental conditions, each estimate is subject to a wide range of uncertainty.

Plants in your tank?

Dukes calculated ancient plant matter needed for a gallon of gasoline in metric units:

  • One gallon of oil weighs 3.26 kilograms. A gallon of oil produces up to 0.67 gallons of gasoline. So 3.26 kilograms for a gallon of oil divided by 0.67 gallons means that at least 4.87 kilograms of oil are needed to make a gallon of gasoline.
  • Oil is 85 percent carbon, so 0.85 times 4.87 kilograms equals 4.14 kilograms of carbon in the oil used to make a gallon of gasoline.
  • Since only about one-10,750th of the original carbon in ancient plant material actually ends up as oil, multiply 4.14 kilograms by 10,750 to get roughly 44,500 kilograms of carbon in ancient plant matter to make a gallon of gas.
  • About half of plant matter is carbon, so double the 44,500 kilograms to get 89,000 kilograms – or 89 metric tons – of ancient plant matter to make a gallon of gas. In U.S. units, that is equal to a bit more than 196,000 pounds or 98 tons.

Dukes made similar calculations for oil, natural gas and coal to determine that it took 44 million billion kilograms (97 million billion pounds) of carbon in ancient plant matter to produce all the fossil fuel used in 1997. That includes 29 million billion kilograms of prehistoric plants to produce a year’s worth of oil (including gasoline), almost 15 million billion kilograms of buried plant matter to make all the natural gas used in 1997, and 27,000 billion kilograms of dead plants to produce all the coal used in the same year.

“It took an incredible amount of plant matter to generate the fossil fuels we are using today,” says Dukes. “The new contribution of this research is to enable us to picture just how inefficient and unsustainable fossil fuels are – inefficient in terms of the conversion of the original solar energy to fossil fuels. Fortunately, it is much more efficient to use modern energy sources like wind and solar. As the reasons keep piling up to switch away from fossil fuels, it is important that we develop these modern power sources as quickly as possible.”

What about modern plant biomass?

Unlike the inefficiency of converting ancient plants to oil, natural gas and coal, modern plant “biomass” can provide energy more efficiently, either by burning it or converting into fuels like ethanol. So Dukes analyzed how much modern plant matter it would take to replace society’s current consumption of fossil fuels.

He began with a United Nations estimate that the total energy content of all coal, oil and natural gas used worldwide in 1997 equaled 315,271 million billion joules (a unit of energy). He divided that by the typical value of heat produced when wood is burned: 20,000 joules per gram of dry wood. The result is that fossil fuel consumption in 1997 equaled the energy in 15.8 trillion kilograms of wood. Dukes multiplied that by 45% – the proportion of carbon in plant material – to calculate that fossil fuel consumption in 1997 equaled the energy in 7.1 trillion kilograms of carbon in plant matter.

Studies have estimated that all land plants today contain 56.4 trillion kilograms of carbon, but only 56% of that is above ground and could be harvested. So excluding roots, land plants thus contain 56% times 56.4, or 31.6 trillion kilograms of carbon.

Dukes then divided the 1997 fossil fuel use equivalent of 7.1 trillion kilograms of carbon in plant matter by 31.6 trillion kilograms now available in plants. He found we would need to harvest 22% of all land plants just to equal the fossil fuel energy used in 1997 – about a 50% increase over the amount of plants now removed or paved over each year.

“Relying totally on biomass for our power – using crop residues and quick-growing forests as fuel sources – would force us to dedicate a huge part of the landscape to growing these fuels,” Dukes says. “It would have major environmental consequences. We would have to choose between our rain forests and our vehicles and appliances. Biomass burning can be part of the solution if we use agricultural wastes, but other technologies have to be a major part of the solution as well – things like wind and solar power.”

University of Utah Public Relations 201 S Presidents Circle, Room 308 Salt Lake City, Utah 84112-9017 (801) 581-6773 fax: 585-3350 www.utah.edu/unews

Calculations illustrate fossil-fuel crisis

Plant-to-oil equations point up unsustainable profligacy.

29 October 2003 BETSY MASON

http://www.nature.com/nsu/031027/031027-3.html

In 1997 we burned fossil fuels equivalent to 400 times the plant matter produced that year.

If you burned a liter of petrol on the way to work this morning, consider this: it took 23.5 tonnes of ancient, buried plants to produce.

That’s the equivalent of 16,200 square meters of wheat, roots and stalks included. So says new research that aims to raise awareness about the need to change our energy-consumption habits.

The long, slow process that converts plant matter into oil is extremely inefficient, says ecologist Jeff Dukes of Carnegie Institution of Washington, Stanford, who did the calculations. Less than one part in 10,000 of the organic matter becomes oil.

“So much carbon is lost back to the atmosphere through decomposition, it’s only the residues that are turned into fossil fuels,” says Dukes. He warns that less than a tenth of the carbon in plants buried in peat bogs was turned into coal.

In 1997, he points out, we burned fossil fuels equivalent to more than 400 times the amount of plant matter produced on Earth in the same year.

Despite these inefficiencies, fossil fuels created over the past 500 million years have given us a relatively inexpensive fuel source for the past 250 years. “It is fantastic stored free energy from the past, but it’s not sustainable,” Dukes says.

Modern ways to convert biomass into fuels such as ethanol are far more efficient. But it would still take nearly a quarter of all the plants on Earth to replace the fuel used in 1997. That’s 50% more than humans already remove or pave over each year, says Dukes. “Hopefully we’ll use more wind and solar power,” he suggests.

When you start multiplying uncertainties the numbers start to become meaningless. Sandra Neuzil, USGS

It’s a valid point, says geologist Sandra Neuzil of the US Geological Survey in Reston, Virginia, who studies peat decomposition. But she is cautious about the many unknowns in such equations, saying: “When you start multiplying uncertainties the numbers start to become meaningless.”

Dukes acknowledges that his calculations have a large degree of uncertainty, but believes he has captured the essence of the process. “I’m hoping that it will make people think,” he says.

 

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Military Threats: Peak oil, population, climate change, pandemics, economic crises, cyberattacks, failed states, nuclear war

Mackintosh C (2010) Peak Oil “The debate is over”. Permaculture research institute. https://www.permaculturenews.org/2010/11/10/peak-oil-the-debate-is-over/

Preface. The military is more realistic about the challenges the world faces than congress or other branches and government agencies.

In 2010, all of the military branches took a look at some of the world’s toughest issues, with a report “The Joint Operating Environment”. To save you the time of reading this 76 page document I’ve summarized it below.

It’s just as true in 2023 as it was in 2010. There are many other documents at https://man.fas.org/index.html FYI. And probably more at Homeland Security too secret to be found online, especially whatever the plans are for future mass migrations and oil shocks. Though I doubt there is a plan. Ted Koppel’s book “Lights out: A Cyberattack, A Nation Unprepared, Surviving the Aftermath” has interviews with the heads of FEMA, Homeland Security and others who basically say that they can’t plan for an electric grid outage for the country (several book reviews in this will be published here in 2024), so you need to prepare for that happening yourself.  Like the Mormon’s, who Koppel writes about quite a bit in his book, since they are by far the most prepared, many with a year of food supplies on hand.

Alice Friedemann  www.energyskeptic.com  Author of Life After Fossil Fuels: A Reality Check on Alternative Energy; When Trucks Stop Running: Energy and the Future of Transportation”, Barriers to Making Algal Biofuels, & “Crunch! Whole Grain Artisan Chips and Crackers”.  Women in ecology  Podcasts: WGBH, Jore, Planet: Critical, Crazy Town, Collapse Chronicles, Derrick Jensen, Practical Prepping, Kunstler 253 &278, Peak Prosperity,  Index of best energyskeptic posts

***

USJFC. 2010. The Joint Operating Environment. United States Joint Forces Command.

Every military force in history that has successfully adapted to the changing character of war and the evolving threats it faced did so by sharply defining the operational problems it had to solve.

The enemy’s capabilities will range from explosive vests worn by suicide bombers to long-range precision-guided cyber, space, and missile attacks. The threat of mass destruction – from nuclear, biological, and chemical weapons – will likely expand from stable nation states to less stable states and even non-state networks.

Today’s interlocking trading and communications networks may tempt leaders to consider once again that war is, if not impossible, then at least obsolete. Accordingly, any future war would cost so much in lives and treasure that no “rational” political leader would pursue it.

The problem is that rationality is often a matter of perspective – in the cultural, political, and ideological eye of the beholder. For what must have seemed perfectly rational reasons, Saddam Hussein invaded two of Iraq’s six neighbors in the space of less than ten years and sparked three wars during the period he ruled.

The real danger in a globalized world, where even the poorest have access to pictures and media portrayals of the developed world, lies in a reversal or halt to global prosperity. Such a possibility would lead individuals and nations to scramble for a greater share of shrinking wealth and resources, as they did in the 1930s with the rise of Nazi Germany in Europe and Japan’s “co-prosperity sphere” in Asia.

 

ENERGY

To meet even the conservative growth rates posited in the economics section, global energy production would need to rise by 1.3% per year. By the 2030s, demand is estimated to be nearly 50% greater than today. To meet that demand, even assuming more effective conservation measures, the world would need to add roughly the equivalent of Saudi Arabia’s current energy production every seven years. Absent a major increase in the relative reliance on alternative energy sources (which would require vast insertions of capital, dramatic changes in technology, and altered political attitudes toward nuclear energy), oil and coal will continue to drive the energy train. By the 2030s, oil requirements could go from 86 to 118 million barrels a day (MBD). Although the use of coal may decline in the Organization for Economic Cooperation and Development (OECD) countries, it will more than double in developing nations. Fossil fuels will still make up 80% of the energy mix in the 2030s, with oil and gas comprising upwards of 60%. The central problem for the coming decade will not be a lack of petroleum reserves, but rather a shortage of drilling platforms, engineers and refining capacity.

Peak Oil

Petroleum must continue to satisfy most of the demand for energy out to 2030.

OPEC: To meet climbing global requirements, OPEC will have to increase its output from 30 MBD to at least 50 MBD. Significantly, no OPEC nation, except perhaps Saudi Arabia, is investing sufficient sums in new technologies and recovery methods to achieve such growth. Some, like Venezuela and Russia, are actually exhausting their fields to cash in on the bonanza created by rapidly rising oil prices.

The Chinese are laying down approximately 1,000 kilometers of four-lane highway every year, a figure suggestive of how many more vehicles they expect to possess, with the concomitant rise in their demand for oil. The presence of Chinese “civilians” in the Sudan to guard oil pipelines underlines China’s concern for protecting its oil supplies and could portend a future in which other states intervene in Africa to protect scarce resources. The implications for future conflict are ominous, if energy supplies cannot keep up with demand and should states see the need to militarily secure dwindling energy resources.

Another potential effect of an energy crunch could be a prolonged U.S. recession which could lead to deep cuts in defense spending (as happened during the Great Depression). Joint Force commanders could then find their capabilities diminished at the moment they may have to undertake increasingly dangerous missions. Should that happen, adaptability would require more than preparations to fight the enemies of the United States, but also the willingness to recognize and acknowledge the limitations of America’s military forces. The pooling of U.S. resources and capabilities with allies would then become even more critical. Coalition operations would become essential to protecting national interests.

OPEC and Energy Resources

OPEC nations will remain a focal point of great-power interest. These nations may have a vested interest in inhibiting production increases, both to conserve finite supplies and to keep prices high.

Should one of the consumer nations choose to intervene forcefully, the “arc of instability” running from North Africa through to Southeast Asia easily could become an “arc of chaos,” involving the military forces of several nations.

OPEC nations will find it difficult to invest much of the cash inflows that oil exports bring. While they will invest substantial portions of such assets globally through sovereign wealth funds – investments that come with their own political and strategic difficulties – past track records, coupled with their appraisal of their own military weaknesses, suggest the possibility of a military buildup. With the cost of precision weapons expected to decrease and their availability increasing, Joint Force commanders could find themselves operating in environments where even small, energy-rich opponents have military forces with advanced technological capabilities. These could include advanced cyber, robotic, and even anti-space systems. Finally, presuming the forces propelling radical extremism at present do not dissipate, a portion of OPEC’s windfall might well find its way into terrorist coffers, or into the hands of movements with deeply anti-modern, anti-Western goals – movements which have at their disposal increasing numbers of unemployed young men eager to attack their perceived enemies.

World Oil Chokepoints (page 30) (U.S. department of energy & Energy Information Administration)

  • Strait of Hormuz 17 MBD
  • Strait of Malacca 15 MBD
  • Suez Canal Sumed Pipline 4.5 MBD
  • Bab-el-Mandeb 3.3 MBD
  • Turkish Straits 2.4 MBD
  • Baku-Tbilisi-Ceylan Pipeline 1 MBD
  • Panama Canal 0.5 MBD

A severe energy crunch is inevitable without a massive expansion of production and refining capacity. While it is difficult to predict precisely what economic, political, and strategic effects such a shortfall might produce, it surely would reduce the prospects for growth in both the developing and developed worlds. Such an economic slowdown would exacerbate other unresolved tensions, push fragile and failing states further down the path toward collapse, and perhaps have serious economic impact on both China and India. At best, it would lead to periods of harsh economic adjustment.

One should not forget that the Great Depression spawned a number of totalitarian regimes that sought economic prosperity for their nations by ruthless conquest.

During the next 25 years, coal, oil, and natural gas will remain indispensable to meet energy requirements. The discovery rate for new petroleum and gas fields over the past two decades (with the possible exception of Brazil) provides little reason for optimism that future efforts will find major new fields.

By 2012, surplus oil production capacity could entirely disappear, and as early as 2015, the shortfall in output could reach nearly 10 MBD.

Natural disease also has an impact on the world’s food supply. The Irish Potato Famine was not an exceptional historical event. As recently as 1954, 40% of America’s wheat crop failed as a result of black-stem disease. There are reports of a new aggressive strain of this disease (Ug99) spreading across Africa and possibly reaching Pakistan. Blights threatening basic food crops such as potatoes and corn would have destabilizing effects on nations close to the subsistence level. Food crises have led in the past to famine, internal and external conflicts, the collapse of governing authority, migrations, and social disorder. In such cases, many people in the crisis zone may be well-armed and dangerous, making the task of the Joint Force in providing relief that much more difficult. In a society confronted with starvation, food becomes a weapon every bit as important as ammunition.

Access to fish stocks has been an important natural resource for the prosperity of nations with significant fishing fleets. Competition for access to these resources has often resulted in naval conflict. Conflicts have erupted as recently as the Cod War (1975) between Britain and Iceland and the Turbot War (1995) between Canada and Spain. In 1996, Japan and Korea engaged in a naval standoff over rocky outcroppings that would establish extended fishing rights in the Sea of Japan. These conflicts saw open hostilities between the naval forces of these states, and the use of warships and coastal protection vessels to ram and board vessels. Over-fishing and depletion of fisheries and competition over those that remain have the potential for causing serious confrontations in the future.

THE SQUEEZE ON DISCRETIONARY SPENDING

Although these fiscal imbalances have been severely aggravated by the recent financial crisis and attendant global economic downturn, the financial picture has long term components which indicate that even a return to relatively high levels of economic growth will not be enough to right the financial picture. The near collapse of financial markets and slow or negative economic activity has seen U.S. Government outlays grow in order to support troubled banks and financial institutions, and to cushion the wider population from the worst effects of the slowdown. These unfunded liabilities are a reflection of an aging U.S. Baby-Boom population increasing the number of those receiving social program benefits, primarily Social Security, Medicare, and Medicaid, versus the underlying working population that pays to support these programs.17 The foregoing issues of trade imbalance and government debt have historic precedents that bode ill for future force planners. Habsburg Spain defaulted on its debt some 14 times in 150 years and was staggered by high inflation until its overseas empire collapsed. Bourbon France became so beset by debt due to its many wars and extravagances that by 1788 the contributing social stresses resulted in its overthrow by revolution. Interest ate up 44% of the British Government budget during the interwar years 1919-1939, inhibiting its ability to rearm against a resurgent Germany.

Unless current trends are reversed, the U.S. will face similar challenges, anticipating an ever-growing percentage of the U.S. government budget going to pay interest on the money borrowed to finance our deficit spending. Rising debt and deficit financing of government operations will require ever-larger portions of government outlays for interest payments to service the debt. Indeed, if current trends continue, the U.S. will be transferring approximately seven percent of its total economic output abroad simply to service its foreign debt.

Interest payments are projected to grow dramatically, further exacerbated by recent efforts to stabilize and stimulate the economy, far outstripping the current tax base shown by the black line. Interest payments, when combined with the growth of Social Security and health care, will crowd out spending for everything else the government does, including National Defense.

U.S. Defense Spending: The “Hidden Export” The global trade and finance illustration on page 19 overlooks one large “export” that the United States provides to the world – the armed force that underpins the open and accessible global system of trade and travel that we know as “globalization.” At a cost of 600 billion dollars a year, U.S. Joint Forces around the world provide safety and security for the major exporters to access and use the global commons for trade and commerce.

A more immediate implication of these twin deficits will likely mean far fewer dollars available to spend on defense. In 1962 defense spending accounted for some 49% of total government expenditures, but by 2008 had dropped to 20% of total government spending. Following current trend lines, by 2028 the defense budget will likely consume between 2.6 percent and 3.1 percent of GDP – significantly lower than the 1990s average of 3.8%. Indeed, the Department of Defense may shrink to less than ten percent of the total Federal budget.

For over six decades the U.S. has underwritten the “hidden export” of global security for the great trading nations of the world, yet global and domestic pressures will dramatically impact the defense budget in the face of rising debt and trade imbalances. This may diminish this service which is of great benefit to the international community. In this world, new security exporters may rise, each having opinions and objectives that differ from the global norms and conventions that we have encouraged since our own emergence as a great power a century ago. Moreover, they will increasingly have the power to underwrite their own not-so-hidden export of military power. Unless we address these new fiscal realities we will be unable to engage in this contest on terms favorable to our nation.

The long-term strategic consequences of the current financial crises are likely to be significant. Over the next several years a new international financial order will likely arise that will redefine the rules and institutions that underpin the functioning, order, and stability of the global economy. There is one new watchword that will continue to define the global environment for the immediate future: “interconnectedness.” Until a new structure emerges, strategists will have to prepare to work in an environment where the global economic picture can change suddenly, and where even minor events can cause a cascading series of unforeseen consequences.

Large exporting nations accept U.S. dollars for their goods and use them both to build foreign exchange reserves and to purchase U.S. treasuries (which then finance ongoing U.S. federal operations). The dollar’s “extraordinary privilege” as the primary unit of international trade allows the U.S. to borrow at relatively low rates of interest. However, the emerging scale of U.S. Government borrowing creates uncertainty about both our ability to repay the ever growing debt and the future value of the dollar. Moreover, “any sudden stop in lending…would drive the dollar down, push inflation and interest rates up, and perhaps bring on a hard landing for the United States…”

The precise nature of a “hard landing” of this sort is difficult to predict should creditor nations such as China demand higher interest rates, increasing the perception that the U.S. no longer controls its own financial fate. This dynamic could encourage the establishment of new reserve currencies as global economic actors search for alternatives to the dollar. Changing conditions in the global economy could likewise have important implications for global security also, including a decreased ability of the United States to allocate resources for defense purposes, less purchasing power for available dollars, and shifting power relationships around the world in ways unfavorable to global stability. Domestically, the future of the U.S. financial picture in both the short and long term is one of chronic budget deficits and compounding debt.

WATER

As we approach the 2030s, the world’s clean water supply will be increasingly at risk. Growing populations and increasing pollution, especially in developing nations, are likely to make water shortages more acute. Most estimates indicate nearly 3 billion (40%) of the world’s population will experience water stress or scarcity.

Absent new technology, water scarcity and contamination have human and economic costs that are likely to prevent developing nations from making significant progress in economic growth and poverty reduction.

The unreliability of an assured supply of rainwater has forced farmers to turn more to groundwater in many areas. As a result, aquifer levels are declining at rates between one and three meters per year. The impact of such declines on agricultural production could be profound, especially since aquifers, once drained, may not refill for centuries. Glacial runoff is also an important source of water for many countries. The great rivers of Southeast Asia, for example, flow through India, Pakistan, China, Nepal, Thailand, and Burma, and are fed largely from glacial meltwaters in the Himalaya Range. Construction of dams at the headwaters of these rivers may constrict the flow of water downstream, increasing the risk of water-related population stresses, cross-border tension, migration and agricultural failures for perhaps a billion people who rely on them.

One should not minimize the prospect of wars over water. In 1967, Jordanian and Syrian efforts to dam the Jordan river were a contributing cause of the Six-Day War between Israel and its neighbors. Today Turkish dams on the upper Euphrates and Tigris Rivers, the source of water for the Mesopotamian basin pose similar problems for Syria and Iraq. Turkish diversion of water to irrigate mountain valleys in eastern Turkey already reduces water downstream. Even though localized, conflicts sparked by water scarcity easily could destabilize whole regions. Continuing crisis in Sudan’s Darfur region is an example of what could happen on a wider scale between now and the 2030s. Indeed, it is precisely along other potential conflict fault lines that potential crises involving water scarcity are most likely.

Were they called on to intervene in a catastrophic water crisis, they might well confront chaos, with collapsing or impotent social networks and governmental services. Anarchy could prevail, with armed groups controlling or warring over remaining water, while the specter of disease resulting from unsanitary conditions would hover in the background.

The latter is only one potential manifestation of a larger problem. Beyond the problems of water scarcity will be those associated with water pollution, whether from uncontrolled industrialization, as in China, or from the human sewage expelled by the mega-cities and slums of the world. The dumping of vast amounts of waste into the world’s rivers and oceans threatens the health and welfare of large portions of the human race, to say nothing of the affected ecosystems. While joint forces rarely will have to address pollution problems directly, any operations in polluted urban areas will carry considerable risk of disease. Indeed, it is precisely in such areas that new and deadly pathogens are most likely to arise. Hence, commanders may be unable to avoid dealing with the consequences of chronic water pollution.

CLIMATE CHANGE AND NATURAL DISASTERS

The impact of climate change, specifically global warming and its potential to cause natural disasters and other harmful phenomena such as rising sea levels, has become a concern.

Shrinking sea ice opens new areas for natural resource exploitation, but may raise tensions between Arctic nations over the demarcation of exclusive economic zones and between Arctic nations and maritime states over the designation of important new waterways as international straits or internal waters.

Global sea levels have been on the rise for the past 100 years. Some one-fifth of the world’s population as well as one-sixth of the land area of the world’s largest urban areas are located in coastal zones less than ten meters above sea level.

Furthermore, populations in these coastal areas are growing faster than national averages. In places such as China and Bangladesh, this growth is twice that of the national average. Should global sea levels continue to rise at current rates, these areas will see more extensive flooding and increased saltwater intrusion into coastal aquifers upon which coastal populations rely, compounding the impact of increasing shortages of fresh water. Additionally, local population pressures will increase as people move away from inundated areas and settle farther up-country. In this regard, tsunamis, typhoons, hurricanes, tornadoes, earthquakes and other natural catastrophes have been and will continue to be a concern of Joint Force commanders. In particular, where natural disasters collide with growing urban sprawl, widespread human misery could be the final straw that breaks the back of a weak state.

If such a catastrophe occurs within the United States itself – particularly when the nation’s economy is in a fragile state or where U.S. military bases or key civilian infrastructure are broadly affected – the damage to U.S. security could be considerable. Areas of the U.S. where the potential is great to suffer large-scale effects from these natural disasters are the hurricane-prone areas of the Gulf and Atlantic coasts, and the earthquake zones on the west coast and along the New Madrid fault.

PANDEMICS

One of the fears haunting policy makers is the appearance of a pathogen, either manmade or natural, able to devastate mankind, as the “Black Death” did in the Middle East and Europe in the middle of the Fourteenth Century. Within barely a year, approximately a third of Europe’s population died.

The crucial element in any response to a pandemic may be the political will to impose quarantine.

A repetition of the 1918 influenza pandemic, which led to the deaths of millions world-wide, would have the most serious consequences for the United States and the world politically as well as socially. The dangers posed by the natural emergence of a disease capable of launching a global pandemic are serious enough, but the possibility exists also that a terrorist organization might acquire a dangerous pathogen.

The deliberate release of a deadly pathogen, especially one genetically engineered to increase its lethality or virulence, would present greater challenges than a naturally occurring disease like SARS. While the latter is likely to have a single point of origin, terrorists could seek to release the pathogen at several different locations in order to increase the rate of transmission across a population. This would seriously complicate both the medical challenge of bringing the disease under control

The implications for the Joint Force of a pandemic as widespread and dangerous as that of 1918 would be profound. American and global medical capabilities would soon find themselves overwhelmed. If the outbreak spreads to the United States, the Joint Force might have to conduct relief operations in support of civil authorities that, consistent with meeting legal prerequisites, could go beyond assisting in law enforcement and maintaining order. Even as Joint Force commanders confronted an array of missions, they would also have to take severe measures to preserve the health of their forces and protect medical personnel and facilities from public panic and dislocations. Thucydides captured the moral, political, and psychological dangers that a global pandemic would cause in his description of the plague’s impact on Athens: “For the catastrophe was so overwhelming that men, not knowing what would happen next to them, became indifferent to every rule of religion or of law.

SPACE

A timely high-resolution imagery of much of the globe is already available. This has empowered not only states, but also citizens who have, for example, used such imagery to identify hundreds of facilities throughout North Korea. As a result, the future Joint Force commander will not be able to assume that his deployments and operations will remain hidden; rather, they will be exposed to the scrutiny of both adversaries and bystanders.

China’s 2007 successful test of a direct-ascent anti-satellite weapon sent shock waves throughout the international community and created tens of thousands of pieces of space debris. Then in 2009, a commercial telecommunications satellite was destroyed in a collision with a defunct Russian satellite, raising further concerns about the vulnerability of low-earth orbit systems. These events and others highlight the need to protect and operate our space systems in an increasingly contested and congested orbital environment. The relative vulnerability of space assets plus our heavy reliance on them could provide an attractive target for a potential adversary.

Cooperation & competition among conventional powers

The great question confronting Europe is whether some impending threat – an aggressive and expansionist hegemon, competition for resources, the internal stress of immigration, or violent extremism – will inspire them to raise a larger armed force to preserve their security. It is also conceivable that combinations of regional powers with sophisticated capabilities could band together to form a powerful anti-American alliance. It is not hard to imagine an alliance of small, cash-rich countries arming themselves with high-performance long-range precision weapons. Such a group could not only deny U.S. forces access into their countries, but could also prevent American access to the global commons at significant ranges from their borders.

Deng Xiaoping’s advice for China to “disguise its ambition and hide its claws” may represent as forthright a statement as the Chinese can provide. What does appear relatively clear is that the Chinese are thinking in the long term regarding their strategic course. Rather than emphasize the future strictly in military terms, they seem willing to see how their economic and political relations with the United States develop, while calculating that eventually their growing strength will allow them to dominate Asia and the Western Pacific.

The Chinese are interested in the strategic and military thinking of the United States. In the year 2000, the PLA had more students in America’s graduate schools than the U.S. military, giving the Chinese a growing understanding of America and its military. As a potential future military competitor, China would represent a most serious threat to the United States, because the Chinese could understand America and its strengths and weaknesses far better than Americans understand the Chinese. This emphasis is not surprising, given Sun Tzu’s famous aphorism: “Know the enemy and know yourself; in a hundred battles you will never be in peril. When you are ignorant of the enemy, but know yourself, your chances of winning or losing are equal. If ignorant both of your enemy and of yourself, you are certain in every battle to be in peril.”

The Chinese are working hard to ensure that if there is a military confrontation with the United States sometime in the future, they will be ready. Chinese discussions exhibit a deep respect for U.S. military power. There is a sense that in certain areas, such as submarine warfare, space, and cyber warfare, China can compete on a near equal footing with America. Indeed, competing in these areas in particular seems to be a primary goal in their force development. One does not devote the significant national treasure required to build nuclear submarines for coastal defense. The emphasis on nuclear submarines and an increasingly global Navy in particular, underlines worries that the U.S. Navy possesses the ability to shut down China’s energy imports of oil, 80% of which goes through the straits of Malacca. As one Chinese naval strategist expressed it: “the straits of Malacca are akin to breathing – to life itself.

With the collapse of the Soviet Union, Russia lost the lands and territories it had controlled for the better part of three centuries. Not only did the collapse destroy the economic structure that the Soviets created, but the weak democratic successor regime proved incapable of controlling the criminal gangs or creating a functioning economy.

Since 2000, Russia has displayed a considerable recovery based on Vladimir Putin’s reconstitution of rule by the security services – a move most Russians have welcomed – and on the influx of foreign exchange from Russia’s production of petroleum and natural gas. How the Russian government spends this revenue over the long term will play a significant role in the kind of state that emerges. The nature of the current Russian regime itself is also of concern. To a considerable extent, its leaders have emerged from the old KGB, suggesting a strategic perspective that bears watching. At present, Russian leaders appear to have chosen to maximize petroleum revenues without making the investments in oil fields that would increase oil and gas production over the long term. With its riches in oil and gas, Russia is in a position to modernize and repair its ancient and dilapidated infrastructure and to improve the welfare of its long suffering people. Nevertheless, the current leadership has displayed little interest in such a course. Instead, it has placed its emphasis on Russia’s great power status. For all its current riches, the brilliance of Moscow’s resurgence, and the trappings of military power, Russia cannot hide the conditions of the remainder of the country. The life expectancy of Russia’s male population, 59 years, is 148th in the world and places the country somewhere between East Timor and Haiti.

In the Caucasus region, especially Georgia and its Abkhazian and South Ossetian provinces, Russia has provided direct support to separatists. In other cases, such as the conflict between Armenia and Azerbaijan or in the Trans-Dnestrian region of Moldova, Russia provides indirect support to keep these conflicts simmering. These conflicts further impoverish areas

They lay astride new and vulnerable routes to access the oil of the Caspian Basin and beyond. They encourage corruption, organized crime, and disregard legal order and national sovereignty in a critical part of the world. In the future, they could exacerbate the establishment of frameworks for regional order and create a new “frontier of instability” around Russia. Indeed, while many of its European neighbors have almost completely disarmed, Russia has begun a military buildup. Since 2001, the Russians have quadrupled their military budget with increases of over 20% per annum over the past several years. In 2007, the Russian parliament, with Putin’s enthusiastic support, approved even greater military appropriations through 2015. Russia cannot recreate the military machine of the old Soviet Union, but it may be attempting to make up for demographic and conventional military inferiority by modernizing. Russia’s failure to diversify its economy beyond oil and natural gas, together with its accelerating demographic collapse, will create a Russia of greatly decreased political, economic, and military power by the 2020s. One of the potential Russias that could emerge in coming decades could be one that focuses on regaining its former provinces in the name of “freeing” the Russian minorities in those border states from the illtreatment they are supposedly receiving.

The Pacific and Indian Oceans

The rim of the great Asian continent is home to a number of states with significant nuclear potential. China and Russia are members of the Nuclear Nonproliferation Treaty (NPT) and have significant nuclear arsenals at their command. India and Pakistan have demonstrated the capacity to detonate nuclear devices, possess the means to deliver them, and are not party to the NPT, while others such as North Korea and Iran are pursuing nuclear weapons technology (and the means to deliver them) as well. Several friends or Allies of the United States, such as Japan and South Korea are highly advanced technological states and could quickly build nuclear devices if they chose to do so.

While the region appears stable on the surface, political clefts exist. There are few signs that these divisions, which have deep historical, cultural, and religious roots, will be mitigated. Not all of Asia’s borders are settled. China, Japan and Russia have simmering territorial disputes over maritime boundaries, while demographic and natural resource pressures across the Siberia/Manchuria border have significant implications for Moscow’s control of its far east. If one includes the breakup of the British Raj in 1947-1948, India and Pakistan have fought three brutal wars, while a simmering conflict over the status of Kashmir continues to poison relations between the two powers.

The Vietnamese and the Chinese have a long record of antipathy, which broke out into heavy fighting in the late 1970s, and China’s claims that Taiwan is a province of the mainland and that scattered islands as far afield as Malaysia are Chinese territory obviously represent a set of troublesome flashpoints. The continuing dispute between India and Pakistan over Kashmir may be the most dangerous disagreement that exists between two nuclear armed powers. The Chinese have backed up their claims to the Spratleys, which Vietnam and the Philippines also claim, with force.

How contested claims in this important sea lane are resolved will have important implications for trade routes and energy exploration, and as an area of growing naval competition. The Kurile Islands, occupied by the Soviets at the end of World War II, remain a contentious issue between Russia and Japan. The uninhabited islands south of Okinawa are in dispute between Japan and China, both drawn to the area by the possibility of oil. Much of the Yellow Sea remains in dispute between the Koreas, Japan, and China, again because of its potential for oil. The straits of Malacca represent the most important transit point for world commerce, the closure of which for even a relatively short period of time would have a devastating impact on the global economy. There is at present a subtle, but sustained military buildup throughout the region. India could more than quadruple its wealth over the course of the next two decades, but large swaths of its population will likely remain in poverty through the 2030s. Like China, this will create tensions between the rich and the poor. Such tension, added to the divides among its religions and nationalities, could continue to have implications for economic growth and national security. Nevertheless, its military will receive substantial upgrades in the coming years. That fact, combined with its proud martial traditions and strategic location in the Indian Ocean, will make India the dominant player in South Asia and the Middle East. Like India, China and Japan are also investing heavily in military force modernization, particularly with an emphasis in naval forces that can challenge their neighbors for dominance in the seas surrounding the East and South Asian periphery. The buildup of the navies by the powers in the region has significant implications for how the United States develops its strategy as well as for the deployments of its naval forces.

India sits on the rim of an ocean pivotal to U.S. interests, and possesses a navy larger than any other in the region. It borders a troubled Pakistan, a growing China, is in a neighborhood at high risk of nuclear proliferation, is a common target for radical ideological groups using terrorist tactics, and sits astride key sea lanes linking East Asia to the oil fields of the Middle East. An estimated 700 million Indians still earn under $2 a day.

From a security standpoint, the NATO alliance will have the potential to field substantial, world-class military forces and project them far beyond the boundaries of the continent, but this currently seems a relatively unlikely possibility, given demographic shifts between native-born Europeans and immigrants from the Middle East and Southwest Asia. Europe is undergoing a major cultural transformation, making it less willing to project military power into likely areas of conflict. Perhaps this will change with the recognition of a perceived threat. The next 25 years will provide two good candidates: Russia and continued terrorism fueled by global violent extremism.

The Baltic and Eastern European regions will likely remain flashpoints as a number of historical issues such as ethnicity or the location of national boundaries, which have led to conflict in the past, continue to simmer under the surface. Russian efforts to construct a gas pipeline to Western Europe under the Baltic Sea rather than a less costly land route through Eastern Europe suggests a deliberate aim to separate the Central and Western European NATO countries from the Baltic and Eastern European members of NATO. Continued terrorist attacks in Europe might also spark a popular passion for investing in military forces.

Should violent extremists persist in using this tactic to attack the European continent with increasing frequency and intensity, there might be a response that includes addressing this threat on a global scale rather than as an internal security problem.

Central and South America

Military challenges in South America and Central America will likely arise from within states, rather than between them. Many internal stresses will continue to challenge the continent, particularly drug cartels and criminal gangs, while terrorist organizations will continue to find a home in some of the continent’s lawless border regions.

The power of criminal gangs fueled by drug money may be the primary impediment to economic growth, social progress, and perhaps even political stability and legitimacy in portions of Latin America. The cartels work to undermine and corrupt the state, bending security and legal structures to their will, while distorting and damaging the overall economic potential of the region. That criminal organizations and cartels are capable of leveraging expensive technologies to smuggle illicit drugs across national borders serves to illustrate the formidable resources that these groups can bring to bear. Taking advantage of open trade and finance regimes and global communications technologies, these groups attempt to carve out spaces free from government control and present a real threat to the national security interests of our friends and allies in the Western Hemisphere.

The assault by the drug cartels on the Mexican government and its authority over the past several years has also recently come into focus, and reminds one how critical stability in Mexico is for the security of the United States and indeed the entire region. Mexico has the 14th largest economy on Earth, significant natural resources, a growing industrial base, and nearly free access to the biggest export market in the world immediately to its north.

In addition to conventional bank transfers, syndicates import between $8 billion and $10 billion in bulk cash each year. As traditional land routes for smuggling drugs into the US have been shut down, in most of the US there has been an increase in drug price and a decrease in drug purity but as in any conflict, the enemy has adapted, and now the maritime routes have become critical to smugglers.

As Mexico becomes successful, the drug problem will expand into a greater regional problem, so a holistic approach is needed. The economics are shifting as well, with the United Kingdom and Spain now the most lucrative markets and the problem spilling into Japan, Russia, and China.

Unless Venezuela’s current regime changes direction, it could use its oil wealth to subvert its neighbors for an extended period while pursuing anti-American activities on a global scale with the likes of Iran, Russia, and China, in effect creating opportunities to form anti-American coalitions in the region.

Sub-Saharan Africa presents a unique set of challenges, including economic, social, and demographic factors, often exacerbated by bad governance, interference by external powers, and health crises such as Acquired Immune Deficiency Syndrome (AIDS). Even pockets of economic growth are under pressure and may regress as multiple problems challenge government to build the capacity to respond. Some progress in the region may occur, but it is almost certain that many of these nations will remain on any list of the poorest nations on the globe. Exacerbating their difficulties will be the fact that the national borders, drawn by the colonial powers in the Nineteenth Century, bear little relation to tribal and linguistic realities. The region is endowed with a great wealth of natural resources, a fact which has already attracted the attention of several powerful states. This could represent a welcome development because in its wake might follow foreign expertise and investment for a region in dire need of both. The importance of the region’s resources will ensure that the great powers maintain a vested interest in the region’s stability and development.

Relatively weak African states will be very hard-pressed to resist pressure by powerful state and non-state actors who embark on a course of interference. This possibility is reminiscent of the late Nineteenth Century, when pursuit of resources and areas of interest by the developed world disturbed the affairs of weak and poverty stricken regions.

Based on current evidence, a principal nexus of conflict will continue to be the region from Morocco to Pakistan through to Central Asia. Across this part of the globe a number of historical, dormant conflicts between states and nations over borders, territories, and water rights exist, especially in Central Asia and the Caucasus. Radical extremists will present the first and most obvious challenge. The issue here is not terrorism per se, because terrorism is merely a tactic by which those who lack the technology, weapons systems, and scruples of the modern world can attack their enemies throughout the world. Radical extremists who advocate violence constitute a transnational, theologically-based insurgency that seeks to overthrow regimes in the Islamic world. They bitterly attack the trappings of modernity as well as the philosophical underpinnings of the West

At a minimum radical Islam seeks to eliminate U.S. and other foreign presence in the Middle East, a region vital to U.S. and global security, but only as a first step to the creation of a Caliphate stretching from Central Asia in the East to Spain in the West and extending deeper into Africa. The problems in the Arab-Islamic world stem from the past five centuries, during which the rise of the West and the dissemination of Western political and social values paralleled a concomitant decline in the power and appeal of their societies.

Today’s Islamic world confronts the choice of either adapting to or escaping from a globe of interdependence created by the West. Often led by despotic rulers, addicted to the exports of commodities which offered little incentive for more extensive industrialization or modernization, and burdened by cultural and ideological obstacles to education and therefore modernization, many Islamic states have fallen far behind the West, South Asia, and East Asia. The rage of radical Islamists feeds off the lies of their often corrupt leaders, the rhetoric of radical imams, the falsifications of their own media, and resentment of the far more prosperous developed world. If tensions between the Islamic world’s past and the present were not enough, the Middle East, the Arab heartland of Islam, remains divided by tribal, religious, and political divisions, making continued instability inevitable. Iran has an increasingly important role in this center of instability. A society with a long and rich history, Iran has yet to live up to its potential to be a stabilizing force in the region. Although the U.S. has removed Iran’s most powerful adversary (Saddam) and reduced the Taliban, the regime continues to foment instability in areas far from its own borders. Despite a population that remains relatively favorable to the United States, the cleric dominated regime appears ready to continue dedicating its diplomatic and military capabilities to confrontation with the United States and Israel, and to cultivate an array of very capable proxy forces around the world. Hezbollah in Lebanon, Hamas in Gaza, various groups in Afghanistan, Yemen, Iraq, and the Caucasus, and other client states will serve to extend and solidify Iranian influence abroad.

Extreme volatility in oil prices is eroding national revenues due to the failure of the regime to diversify the national economy, which stifles the future prosperity of the Iranian people. Iran must create conditions for its economic viability beyond the near term or face insolvency, internal dissension and ferment, and possible upheaval. The economic importance of the Middle East with its energy supplies hardly needs emphasis. Whatever the outcome of the conflicts in Iraq and Afghanistan, U.S. forces will find themselves again employed in the region on numerous missions ranging from regular warfare, counterinsurgency, stability operations, relief and reconstruction, to engagement operations. The region and its energy supplies are too important for the U.S., China, and other energy importers to allow radical groups to gain dominance or control over any significant portion of the region.

WEAK & FAILING STATES

Weak and failing states will remain a condition of the global environment over the next quarter of a century. Such countries will continue to present strategic and operational planners serious challenges, with human suffering on a scale so large that it almost invariably spreads throughout the region, and in some cases possesses the potential to project trouble throughout the globalized world.

Many, if not the majority, of weak and failing states will be in Sub-Saharan Africa, Central Asia, the Middle East, and North Africa. A current list of such states much resembles the lists of such states drawn up a generation ago, suggesting a chronic condition, which, despite considerable aid, provides little hope for solution.

There is one dynamic in the literature of weak and failing states that has received relatively little attention, namely the phenomenon of “rapid collapse.” For the most part, weak and failing states represent chronic, long-term problems that allow for management over sustained periods. The collapse of a state usually comes as a surprise, has a rapid onset, and poses acute problems. The collapse of Yugoslavia into a chaotic tangle of warring nationalities in 1990 suggests how suddenly and catastrophically state collapse can happen – in this case, a state that had hosted the 1984 Winter Olympics at Sarajevo, then quickly became the epicenter of the ensuing civil war. The erosion of state authority by extremist Islamist groups bears consideration due to the disastrous consequences for U.S. security such weakness could create. Pakistan is especially under assault, and its collapse would carry with it the likelihood of a sustained violent and bloody civil and sectarian war, an even bigger haven for violent extremists, and the question of what would happen to its nuclear weapons. That “perfect storm” of uncertainty alone might require the employment of U.S. and coalition forces in a situation

Risk Level

One of the most troubling and frighteningly common human disasters that occur as states collapse is that of ethnic cleansing and even genocide. This extreme violence, leading to the death and displacement of potentially millions, is usually traced to three interlocking factors. These include the collapse of state authority, severe economic turmoil, and the rise of charismatic leaders proposing the “ultimate solution” to the “problem” of ethnic or religious diversity or the division of economic or political spoils.

The drive to create ethnically or ideologically pure political entities has been a consistent feature of the era of self-determination and decolonization. The retreat of the European empires followed by the contraction of the dangerous, yet relatively stable U.S.-Soviet confrontation has laid bare a world of complex ethnic diversity and violent groups attempting to secure power while keeping ethnic minorities under heel. As sources of legitimate order have crumbled, local elites compete for the benefits of power. The stakes are particularly high in ethnically diverse regions.

Where might we expect to see a similar toxic mix of mismatched political governance, difficult economic circumstances, and aggressive politicians willing to use human differences to further their pursuit of political power? The ethnic confrontations in Europe have been largely solved through wars, including the Second World War and the Balkan Conflict; however, they may reemerge in new areas where migration, demographic decline, and economic stress take hold. Most problematic is the vast arc of instability between Morocco and Pakistan where Shias, Sunnis, Kurds, Arabs, Persians, Jews, Pashtuns, Niall Ferguson, “The Next War of the World” Foreign Affairs (September 2006), p. 66. Baluchs, and other groups compete with one another.

Many areas of central Africa are also ripe for severe ethnic strife as the notion of ethnically pure nation states animate old grievances, with Rwanda and the Congo being examples of where this path might lead. As Lebanon, Bosnia, Rwanda, and current operations in Iraq and Afghanistan have shown, the Joint Force may be called upon to provide order and security in areas where simmering political, racial, ethnic, religious, and tribal differences create the potential for large scale atrocities.

THE THREATS OF UNCONVENTIONAL POWER

While states and other conventional powers will remain the principal brokers of power, there is an undeniable diffusion of power to unconventional, non-state, or trans-state actors. While these groups have rules of their own, they exist and behave outside the recognized norms and conventions of society. Some transnational organizations seek to operate beyond state control and acquire the tools and means to challenge states and utilize terrorism against populations to achieve their aims. These unconventional transnational organizations possess no regard for international borders and agreements. The discussion below highlights two examples: militias and super-empowered individuals. Militias represent armed groups, irregular yet recognizable as an armed force, operating within ungoverned areas or in weak failing states. They range from ad hoc organizations with shared identities to more permanent groups possessing the ability to provide goods, services, and security along with their military capabilities.

Militias challenge the sovereignty of the state by breaking the monopoly on violence traditionally the preserve of states. An example of a modern day militia is Hezbollah, which combines state-like technological and warfighting capabilities with a “substate” political and social structure inside the formal state of Lebanon. One does not need a militia to wreak havoc. Pervasive information, combined with lower costs for many advanced technologies, have already resulted in individuals and small groups possessing increased ability to cause significant damage and slaughter. Time and distance constraints are no longer in play. Such groups employ niche technologies capable of attacking key systems and providing inexpensive countermeasures to costly systems. Because of their small size, such groups of the “super-empowered” can plan, execute, receive feedback, and modify their actions, all with considerable agility and synchronization. Their capacity to cause serious damage is out of all proportion to their size and resources.

RADICAL IDEOLOGIES

In the 1940’s the Democratic West faced down and ultimately defeated an extreme ideology that espoused destruction of democratic freedoms: Nazism. Afterward, these same powers resisted and overcame another opposing ideology that demanded the diminution of individual liberties to the power of the state: Communism.

We now face a similar, but even more radical ideology that directly threatens the foundation of western secular society. Al Qaeda terrorists, violent militants in the Levant, radical Salafist groups in the Horn of Africa, and the Taliban in the mountains of Afghanistan are all examples of local groups pursuing local interests, but tied together by a common, transnational, and violent ideology. These groups are driven by an uncompromising, nihilistic rage at the modern world, and accept no middle ground or compromise in pursuing their version of the truth. Their goal is to force this truth on the rest of the world’s population. These radical ideological groups have discovered how to form cellular, yet global networks that operate beyond state control and have the capacity – and, most importantly, the will – to challenge the authority of states. Because these organizations do not operate within the international diplomatic systems, they will locate bases of operations in the noise and complexity of cities and use international law and the safe havens along borders of weak states to shield their operations and dissuade the U.S. from engaging them militarily.

Combining extreme ideologies with modern technology, they use the Internet and other means of communications to share experiences, tactics, funding, and best practices to maintain a constant flow of relatively sophisticated volunteers for their effort. Moreover, they have made common cause with other unconventional powers and will use these organizations to shelter their efforts and as fronts for their operations. These radical groups are constructing globe-spanning “narratives” that effectively dehumanize their opponents, legitimizing in their eyes any tactic no matter how abhorrent to civilized norms of conduct. They believe that their target audience is the 1.1 billion Muslims who are 16 percent of the world’s total population. The use of terror tactics to shock and silence moderate voices in their operational areas includes suicide bombing and improvised explosive devices to kill and maim as many as possible.

Most troubling is the possibility, indeed likelihood, that some of these groups will achieve a weapons of mass destruction (WMD) capability through shared knowledge, through smuggling, or through the deliberate design of an unscrupulous state. The threat of attacks both abroad and in the homeland using nuclear devices, custom bio-weapons, and advanced chemical agents intended to demonstrate dramatically our security weaknesses are real possibilities we must take account of in our planning and deterrent strategies.

No one should harbor the illusion that the developed world can win this conflict in the near future. As is true with most insurgencies, victory will not appear decisive or complete. It will certainly not rest on military successes. The treatment of political, social, and economic ills can help, but in the end will not be decisive. What will matter most will be the winning of a “war of ideas,” much of which must come from within the Islamic world itself.

THE PROLIFERATION OF WEAPONS OF MASS DESTRUCTION

A continuing challenge to American security will be the proliferation of nuclear weapons. Throughout the Cold War, U.S. planners had to consider the potential use of nuclear weapons both by and against the Soviet Union. For the past 20 years, Americans have largely ignored issues of deterrence and nuclear warfare. We no longer have that luxury.

Since 1998, India and Pakistan have created nuclear arsenals and delivery capabilities. North Korea has on two occasions attempted to test nuclear devices and likely has produced the fissile material required to create weapons. North Korea is likely to attempt to weaponize its nascent nuclear capability to increase its leverage with its neighbors and the United States.

Furthermore, the Iranian regime is pressing forward aggressively with its own nuclear weapons program. The confused reaction in the international community to Iran’s defiance of external demands to discontinue its nuclear development programs may provide an incentive for others to follow this path. Unless a global agreement to counter proliferation is successful, the Joint Force must consider a future in which issues of nuclear deterrence and use are a primary feature. Some state or non-state actors may not view nuclear weapons as tools of last resort. It is far from certain that a state whose culture is deeply distinct from that of the United States, and whose regime is either unstable or unremittingly hostile (or both), would view the role of nuclear weapons in a fashion similar to American strategists. The acquisition of nuclear weapons by other regimes, whether they were hostile or not, would disrupt the strategic balance further, while increasing the potential for the use of nuclear weapons.

Add to this regional complexity the fact that multiple nuclear powers will very likely have the global reach to strike other states around the world. These rising nuclear powers may view use of WMD very differently from the U.S. and may be willing to employ them tactically to achieve short term objectives. The stability of relations among numerous states capable of global nuclear strikes will be of central importance for the Joint Force. Assured second-strike capabilities and relations based on mutually-assured destruction may mean greater stability, but may effectively reduce access to parts of the world. On the other hand, fragile nuclear balances and vulnerable nuclear forces may provide tempting targets for nuclear armed competitors.

Any discussion of weapons of mass destruction must address also the potential use of biological weapons by sovereign states as well as non-state actors. By all accounts, such weapons are becoming easier to fabricate – certainly easier than nuclear weapons – and under the right conditions they could produce mass casualties, economic disruption, and terror on the scale of a nuclear strike. The knowledge associated with developing biological weapons is widely available, and the costs for their production remain modest, easily within reach of small groups or even individuals. The U.S. ability to deter nuclear armed states and non-state actors needs to be reconsidered and perhaps updated to reflect this changing landscape.

More advanced weaponry will be available to more groups, conventional and unconventional, for a cheaper price. This will allow relatively moderately funded states and militias to acquire long-range precision munitions, projecting power farther out and with greater accuracy than ever before. At the high end, it has already been seen that this reach extends into space with the public demonstration of anti-satellite weapons. Whether a small oil-rich nation or a drug cartel, cash will be able to purchase lethal capabilities. If manpower is a limiting factor, the advances in robotics provide a solution for those who can afford the price. This has the sobering potential to amplify further the power of the “super-empowered” guerrilla.

A current example of the kind of technological surprise that could prove deadly would be an adversary’s deployment and use of disruptive technology, such as electro-magnetic pulse (EMP) weapons against a force without properly hardened equipment. The potential effects of an electromagnetic pulse resulting from a nuclear detonation have been known for decades. The appearance of non-nuclear EMP weapons could change operational and technological equations. They are being developed, but are joint forces being adequately prepared to handle such a threat? The impact of such weapons would carry with it the most serious potential consequences for the communications, reconnaissance, and computer systems on which the Joint Force depends at every level.

High powered microwave (HPM) weapons will offer both the Joint Force and our adversaries new ways to disrupt, degrade, or even destroy unshielded electrical systems, as well as electronics and integrated circuits upon which command and control, ISR and weapon systems themselves are based. The non-explosive, non-lethal aspects of HPM will prove adaptive against a variety of threats embedded and operating among civilian populations in urban environments.

URBANIZATION

By the 2030s, five billion of the world’s eight billion people will live in cities. Fully two billion of them will inhabit the great urban slums of the Middle East, Africa, and Asia. Many large urban environments will lie along the coast or in littoral environments. With so much of the world’s population crammed into dense urban areas and their immediate surroundings, future Joint Force commanders will be unable to evade operations in urban terrain. The world’s cities, with their teeming populations and slums, will be places of immense confusion and complexity, physically as well as culturally. They will also provide prime locations for diseases and the population density for pandemics to spread.

There is no modern precedent for major cities collapsing, even in the Eighteenth and Nineteenth Centuries, when the first such cities appeared. Cities under enormous stress, such as Beirut in the 1980s and Sarajevo in the 1990s, nevertheless managed to survive with only brief interruptions of food imports and basic services. As in World War II, unless contested by an organized enemy, urban areas are always easier to control than the countryside. In part, that is because cities offer a pre-existing administrative infrastructure through which forces can manage secured areas while conducting stability operations in contested locations. The effectiveness of that pre-existing infrastructure may be tested as never before under the stress of massive immigration, energy demand, and food and water shortages in the urban sprawl that is likely to emerge.

What may be militarily effective may also create the potential for large civilian casualties, which in turn would most probably result in a political disaster, especially given the ubiquitous presence of the media. As well, the nature of operations in urban environments places a premium on decentralized command and control, ISR, fire support, and aviation. Combat leaders will need to continue to decentralize decision-making down to the level where tactical leaders can act independently in response to fleeting opportunities.

PART IV: THE IMPLICATIONS FOR THE JOINT FORCE

In an uncertain world, which will inevitably contain enemies who aim either to attack the United States directly or to undermine the political and economic stability on which America, its allies, and the world’s economy depend, the nation’s military forces will play a crucial role. Yet, war is an inherently uncertain and costly endeavor. As the United States has discovered in Iraq and Afghanistan, there is no such thing as a rapid, decisive operation that does not generate unforeseen second and third order effects.

Preventing war will prove as important as winning a war.

Deterrence also depends on the belief on the part of the adversary that the United States will use its military power in defense of its national interests.

After protracted action in Afghanistan and Iraq, the force now faces a period of reconstitution and rebalancing which will require significant physical, intellectual, and moral effort that may take a decade to complete. During this time, our forces may be located significant distances from a future fight. Thus, the Joint Force will be challenged to maintain both a deterrent posture and the capacity and capability to be forward engaged around the world, showing the flag and displaying the ability to act in ways to both prevent and win wars.

Shadow Globalization: “Bazaars of Violence”

The globalization of trade, finance, and human travel across international boundaries in the commercial world has an analogous dark side as well. Criminal and terrorist networks are intermingling to construct their own “shadow globalization,” building micro markets, and trade and financial networks that will enable them to coordinate nefarious activities on a global scale.

The ubiquity and ease of access to these markets outside of legal structures attract shadow financing from a much larger pool, irrespective of geography. In these markets, rates of innovation in tactics, capabilities, and information sharing will accelerate and will enable virtual organizational structures that quickly coalesce, plan, attack, and dissolve.

As they grow, these markets will allow adversaries to generate attacks at a higher level of rapidity and sophistication beyond law enforcement’s capability to interdict. For example, we have seen Somali pirates hiring indigenous spotters to identify ships leaving foreign harbors as prime targets for hijackings.

We should expect shadow globalization to encourage this outsourcing of criminality to interface increasingly with insurgencies, such that actors in local conflicts will impact on a global scale, with perhaps hundreds of groups and thousands of participants. The line between insurgency and organized crime will likely continue to blur. This convergence can already be seen in the connections between the FARC and cocaine trafficking, MEND and stolen oil, and the Taliban and opium production. This convergence means that funding for violent conflicts will interplay and abet the growth of global gray and black markets.

The current size of these markets is already $2-3 trillion and is growing faster than legal commercial trade; it has the potential to equal a third of global GDP by 2020. If so, violent insurgencies will have the ability to trade within this economic regime, amassing financial resources in exchange for market protection, and to mobilize those resources to rival state military capabilities in many areas. This gives them the increased ability to co-opt and corrupt state legal structures.

Shadow globalization may not be merely an Internet phenomenon, as groups are able to buy or lease their own commercial aircraft, fast boats, submarines, and truck fleets, and to move people and cargo across regions outside state-controlled legal trade regimes. Moreover, collaboration among younger generations through ever more powerful social media will likely be globally mainstream by 2025. The sophistication, ubiquity, and familiarity of these technologies will enable faster and more efficient market formation. This means that micro-market interaction will be both natural and habitual to its participants, creating opportunities for “flash micro-markets” and symbiosis between legal and illicit market elements.

It is in this political-strategic environment that the greatest surprises for Americans may come. The United States has dominated the world economically since 1915 and militarily since 1943. Its dominance in both respects now faces challenges brought about by the rise of powerful states. Moreover, the rise of these great powers creates a strategic landscape and international system, which, despite continuing economic integration, will possess considerable instabilities. Lacking either a dominant power or an informal organizing framework, such a system will tend toward conflict.

Between now and the 2030s, the military forces of the United States will almost certainly find themselves involved in combat.

PREPARING FOR WAR

There are two particularly difficult scenarios that will confront joint forces between now and the 2030s. The first and most devastating would be a major war with a powerful state or hostile alliance of states.

Given the proliferation of nuclear weapons, there is considerable potential for such a conflict to involve the use of such weapons.

While major regular war is currently in a state of hibernation, one should not forget that in 1929 the British government adopted as its basic principle of defense planning the assumption that no major war would occur for the next ten years. Until the mid-1930s the “Ten Year Rule” crippled British defense expenditures. The possibility of war remained inconceivable to British statesmen until March 1939, despite the movement of formerly democratic governments to Fascism. The one approach that would deter a major conflict involving U.S. military forces, including a conflict involving nuclear weapons, is the maintenance of capabilities that would allow the United States to wage and win any possible conflict. As the Romans so aptly commented, “if you wish for peace, prepare for war.” Preventing war will in most instances prove more important than waging it. In the long term, the primary purpose of the military forces of the United States must be deterrence, for war in any form and in any context is an immensely expensive undertaking both in lives and national treasure.

Americans must not allow themselves to be deluded into believing their future opponents will prove as inept and incompetent as Saddam Hussein’s regime was in 1991 and again in 2003.

Having seen the capabilities of U.S. forces in both regular and irregular war, future opponents will understand “the American way of war” in a particularly detailed and thorough way.

More sophisticated opponents of U.S. military forces will certainly attack American vulnerabilities. For instance, it is entirely possible that attacks on computers, space, and communications systems will severely degrade command and control of U.S. forces.

Conflicts or events beyond the scope of traditional war, such as 9/11, or non-attributable use of WMD, will create demands that will stress the Joint Force.

In planning for future conflicts, Joint Force commanders and their planners must factor two important constraints into their calculations: logistics and access. The majority of America’s military forces will find themselves largely based in North America. Thus, the first set of problems involved in the commitment of U.S. forces will be logistical. In the 1980s many defense pundits criticized the American military for its supposed over-emphasis on logistics, and praised the German Wehrmacht for its minimal “tooth to tail” ratio in the Second World War. What they missed was that the United States had to project its military forces across two great oceans, then fight massive battles of attrition in Europe and in East Asia. Ultimately, the logistical prowess of U.S. and Allied forces translated into effective combat forces, defeated the Wehrmacht on the Western Front, crushed the Luftwaffe in the skies over Germany, and broke Imperial Japan’s will. The tyranny of distance will always influence the conduct of America’s wars, and joint forces will confront the problems associated with moving forces over great distances and then supplying them with fuel, munitions, repair parts, and sustenance. In this regard, a measure of excess is always necessary, compared to “just in time” delivery. Failure to keep joint forces who are engaged in combat supplied could lead to disaster, not just unstocked shelves. Understanding that requirement represents only the first step in planning, but it may well prove the most important.

The crucial enabler for America’s ability to project its military power for the past six decades has been its almost complete control over the global commons.

Any projection of military power in the future will require a similar enabling effort, and must recognize that the global commons have now expanded to include the domains of cyber war and space. The Joint Force must have redundancy built in to each of these areas to ensure that access and logistics support are more than “single-point safe” and cannot be disrupted through a single point of attack by the enemy. In America’s two recent wars against Iraq, the enemy made no effort to deny U.S. forces entry into the theater. Future opponents, however, may not prove so accommodating.

The second constraint confronting planners is that the United States may not have uncontested access to bases in the immediate area from which it can project military power. Even in the best case, allies will be essential to providing the base structure required for arriving U.S. forces.

But there may be other cases in which uncontested access to bases is not available for the projection of military forces. This may be because the neighborhood is hostile, smaller friendly states have been intimidated, negative perceptions of America exist, or states fear giving up a measure of sovereignty. Furthermore, the use of bases by the Joint Force might involve the host nation in conflict. Hence, the ability to seize bases in enemy territory by force from the sea and air could prove the critical opening move of a campaign. Given the proliferation of sophisticated weapons in the world’s arms markets, potential enemies – even relatively small powers – will be able to possess and deploy an array of longer-range and more precise weapons. Such capabilities in the hands of America’s enemies will obviously threaten the projection of forces into a theater, as well as attack the logistical flow on which U.S. forces will depend. Thus, the projection of military power could become hostage to the ability to counter long-range systems even as U.S. forces begin to move into a theater of operations and against an opponent. The battle for access may prove not only the most important, but the most difficult.

One of the major factors in America’s success in deterring potential aggressors and projecting its military power over the past half century has been the presence of its naval forces off the coasts of far-off lands. Moreover, those forces have proven of enormous value in relief missions when natural disasters have struck. They will continue to be a significant factor in the future. Yet, there is the rising danger with the increase in precision and longer range missiles that presence forces could be the first target of an enemy’s action in their exposed positions.

The Joint Force can expect future opponents to launch both terrorist and unconventional attacks on the territory of the continental United States, while U.S. forces, moving through the global commons, could find themselves under persistent and effective attack. In this respect, the immediate past is not necessarily a guide to the future.

Unfortunately, we must also think the unthinkable – attacks on U.S. vital interests by implacable adversaries who refuse to be deterred could involve the use of nuclear weapons or other WMD.

Our joint forces must also have the recognized capability to survive and fight in a WMD, including nuclear, environment. This capability is essential to both deterrence and effective combat operations in the future joint operating environment. If there is reason for the Joint Force commander to consider the potential use of nuclear weapons by adversaries against U.S. forces, there is also the possibility that sometime in the future two other warring states might use nuclear weapons against each other. In the recent past, India and Pakistan have come close to armed conflict beyond the perennial skirmishing that occurs along their Kashmir frontier. Given India’s immense conventional superiority, there is considerable reason to believe such a conflict could lead to nuclear exchanges. As would be true of any use of nuclear weapons, the result could be massive carnage, uncontrolled refugee flows, and social collapse – all in all, a horrific human catastrophe.

Future adversaries will work through surrogates, including terrorist and criminal networks, manipulate access to energy resources and markets, and exploit perceived economic and diplomatic leverage in order to complicate our plans. Such approaches will be obscure and difficult to detect,

We face an era of failed states, destabilized elements and high end asymmetric threats. We must be prepared to adapt rapidly to each specific threat, and not narrowly focus only on preferred modes of warfare.

As Mao suggested, the initial approach in irregular war must be a general unwillingness to engage the regular forces they confront. Rather, according to him, they should attack the enemy where he is weakest, and in most cases this involves striking his political and security structures. It is likely that the enemy will attack those individuals who represent the governing authority or who are important in the local economic structure: administrators; security officials; tribal leaders; school teachers; and business leaders among others, particularly those who are popular among the locals.

The current demographic trends and population shifts around the globe underline the increasing importance of cities. The urban landscape is steadily growing in complexity, while its streets and slums are filled with a youthful population that has few connections to their elders. The urban environment is subject to water scarcity, increasing pollution, soaring food and living costs, and labor markets in which workers have little leverage or bargaining power. Such a volatile mixture is a recipe for trouble.

Joint forces will very likely find themselves involved in combat and relief operations in cities. Such areas will provide adversaries with environments that allow them to hide, mass, and disperse, while using the cover of innocent civilians to mask their operations.

They will also be able to exploit the interconnections of urban terrain to launch attacks on infrastructure nodes with cascading political effects. Urban geography will provide enemies with a landscape of dense buildings, an intense information environment, and complexity, all of which ease the conduct of operations.

Any urban military operation will require a large number of troops which could consume manpower at a startling rate. Moreover, operations in urban terrain will confront Joint Force commanders with a number of conundrums. The very density of buildings and population will inhibit the use of lethal means, given the potential for collateral damage and large numbers of civilian casualties. Such inhibitions could increase U.S. casualties. Additionally, any collateral damage carries with it difficulties in winning the “battle of narratives.” How crucial is the connection between collateral damage and disastrous political implications is suggested by the results of a remark an American officer made during the Tet offensive that American forces “had to destroy a village to save it.” That thought process and suggestion of indiscriminate violence reverberated throughout the United States and was one contributing factor to the erosion of political support for the war. Terrorists will be able to internalize lessons rapidly from their predecessors and colleagues without the bureaucratic hindrances found in nation states. One must also note the growing convergence of armed groups and terrorist organizations with criminal cartels like the drug trade to finance their activities. Such cooperative activities will make terrorism and criminal cartels only more dangerous and effective.

Where an increase in terrorist activity intersects with energy supplies or weapons of mass destruction, Joint Force commanders will confront the need for immediate action, which may require employment of significant conventional capabilities.

As Sir Michael Howard once commented, the military profession is not only the most demanding physically, but the most demanding intellectually. Moreover, it confronts a problem that no other profession possesses: There are two great difficulties with which the professional soldier, sailor, or airman has to contend in equipping himself as commander. First, his profession is almost unique in that he may only have to exercise it once in his lifetime, if indeed that often. It is as if a surgeon had to practice throughout his life on dummies for one real operation;

Secondly, the complex problem of running a [military service] at all is liable to occupy his mind so completely that it is easy to forget what it is being run for.

The Joint Operating Environment has spoken thoroughly about the asymmetric application of power by potential enemies against U.S. military forces. There is also an asymmetry with respect to the defense spending of the United States and its potential opponents, particularly in irregular contexts. One needs only to consider the enormous expenditures the United States has made to counter the threat posed by improvised explosive devices (IED). The United States has spent literally billions to counter these crude, inexpensive, and extraordinarily effective devices. If one were to multiply this ratio against a global enemy, it becomes untenable.

If we expect to develop and sustain a military that operates at a higher level of strategic and operational understanding, the time has come to address the recruiting, education, training, incentive, and promotion systems so that they are consistent with the intellectual requirements for the future Joint Force.

Do make it clear that generalship, at least in my case, came of understanding, of hard study and brainwork and concentration. Had it come easy to me, I should not have done [command] so well. If your book could persuade some of our new soldiers to read and mark and learn things outside drill manuals and tactical diagrams, it would do a good work. I feel a fundamental crippling in curiousness about our officers. Too much body and too little head. The perfect general would know everything in heaven and earth. So please, if you see me that way and agree with me, do use me as a text to preach for more study of books and history, a greater seriousness in military art. With two thousand years of example behind us, we have no excuse, when fighting, for not fighting well…

The defining element in military effectiveness in war lies in the ability to recognize when prewar visions and understanding of war are wrong and must change. Unfortunately, in terms of what history suggests, most military and political leaders have attempted to impose their vision of future war on the realities of the conflict in which they find themselves engaged, rather than adapting to the actual conditions they confront. The fog and friction that characterize the battle space invariably make the task of seeing, much less understanding what has actually happened, extraordinarily difficult. Moreover, the lessons of today, no matter how accurately recorded and then learned, may no longer prove relevant tomorrow. The enemy is human and will consequently learn and adapt as well. The challenges of the future demand leaders who possess rigorous intellectual understanding. Providing such grounding for the generals and admirals, sergeants and chiefs of the 2030s will ensure that the United States is as prepared as possible to meet the threats and seize the opportunities of the future.

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Skyscrapers: A bad idea as energy declines

Preface. One reason Paris is such a lovely city is that it was built to human scale, with buildings of five stories or less, because that was about as high as people were willing to climb, so not surprisingly, rents were highest on the first floor.  This post discusses tall buildings in light of the coming energy crisis. We really shouldn’t be building any more of them…

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Book review of Turchin’s “Secular Cycles” and “War & Peace & War”

Preface. This is a book review of both “Secular Cycles” and “War & Peace & War”.  I recommend reading “War & Peace & War” first, then the more difficult “Secular Cycles”.

Turchin has found patterns in the rise and fall of many nations.  Although there are variations in outcomes given the geography and culture of a nation, on average a nation’s cycle occurs over centuries with stages of expansion and integration followed by stagnation, crisis, conflict-ridden depression, ending in collapse.  He has a book on modern society and collapse that utterly misses our fossil-fueled civilization, but still the factors he writes about will also play a role as energy declines and climate changed + lack of fossil pesticides and fertilizers reduce crop production. There is a list of 210 reasons why the Roman empire failed, which I try to cover at this website which ultimately is about the collapse of our one-time fossil-fueled richest-most-complex society that has ever or will ever exist.

Homer-Dixon has come to similar conclusions, and his key findings also discuss the role of resources and violence better than Turchin does.

Alice Friedemann  www.energyskeptic.com  Author of Life After Fossil Fuels: A Reality Check on Alternative Energy; When Trucks Stop Running: Energy and the Future of Transportation”, Barriers to Making Algal Biofuels, & “Crunch! Whole Grain Artisan Chips and Crackers”.  Women in ecology  Podcasts: WGBH, Jore, Planet: Critical, Crazy Town, Collapse Chronicles, Derrick Jensen, Practical Prepping, Kunstler 253 &278, Peak Prosperity,  Index of best energyskeptic posts

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When the crisis phase and state failure happens, it can occur quickly — within 20 years.

History will never be a precise as physics

Turchin assures the reader he doesn’t expect the use of scientific methodology and data will ever make history as clear as physics, but it enables him to back up his theories with strong evidence.

It can’t be physics because social systems are too complex, single individuals can affect the whole system, outside armies invade, there’s climate change, epidemics, earthquakes, volcanic eruptions, and the chaos of  interactions between of fathers-and-sons cycles plus all of the above factors and trends.  That makes it hard to predict what will happen very far into the future.

The Crisis phase / State Breakdown

Although Turchin’s theory is meant for agrarian societies, I think it’s clear where industrial civilization is within the cycle.  Sure, an industrial civilization is bound to collapse differently than an agrarian one given the many unique factors of our one-time only fossil fueled society.

At the start of the crisis phase, when the state collapses, the elites have very high levels of corruption.  Sounds like our times too, huh.

Having read a great deal about this topic in general (see my amazon book list Fraud & Greed:  Wall Street, Banks, & Insurance book list), it seems pretty clear that we are on the verge of a crisis phase. The wealthy are trying to blame the government (like they always have), make billions off of defense, Medicare, and other government contracts, have gotten their taxes dramatically lowered, and the distribution of wealth has never been more unfair in our nation’s history.  When you read the details of other past nations in these books, you can see that the same tactics were used in previous secular cycles.

Short summary of a typical cycle:

  • There is growth in the beginning. Everyone lives well. There’s land and food for all, no need to work for someone else if you don’t want to, and if you do, the wages will be high because workers are scarce.  There’s not a great deal of stratification of wealth yet consequently.
  • But that ends as available land is farmed, and there’s not enough to pass on to all of the children.  Peasants either need to find work on someone else’s land, or go to towns and cities, where they’ll also earn low wages as more and more people do so as well.  Since cities are breeding grounds for disease, the death rate is high so for a while there is room for newcomers to continue to find work
  • The disparity in wealth grows.  Wages go down and yet at the same time the wealthy can charge more in rent for land and homes as population grows. Worse yet, food prices rise as more people compete for the limited food that can be grown in an agrarian society.
  • It’s not long before the poorest peasants become malnourished and vulnerable to disease.  The elites and wealthier peasants can store enough grain to get past one bad season, but if there is a second bad harvest year, the numbers of workers dying grows.
  • As carrying capacity is exceeded even further, stagflation sets in. The wealthy elites have been able to afford to have many children, too many for them all to continue the lavish lifestyles of their parents.  Elite families become poor, or wage war against other elite families to maintain their wealth.
  • This is destabilizing to society.
  • By the end of the stagflation cycle, wealth is concentrated in the elites, and even among them there are the very richest who have even more power and wealth.  In an agrarian society, where there were such small middle classes, the elites oven only number one to two percent of the population but have most of the wealth and power.
  • The state’s ability to maintain order is threatened.  Armies and bureaucracies are expanded, but this costs so much money that taxes are raised, which makes both the peasants and nobility angry and leads to elite-driven popular uprisings.
  • A depression ensues, full of conflict.
  • This socio-political instability leads to more peasant deaths, so less food can be grown, which increases malnourishment, which leads to epidemics.  Meanwhile, the elites are fighting and reducing their own numbers as well.  This all leads to the state collapsing into bankruptcy and disorder, crisis, depression, and eventually the start of a new cycle.

The main factors of Turchin’s theory  

  1. Carrying capacity overshooting the productive capacity of the land, overpopulation plays a key role in the rise and fall of civilizations
  2. The stagflation that occurs when the elites get rich as overpopulation provides them with both cheap labor and the ability to charge lots of rent
  3. Strength of state institutions
  4. The role of socio-political instability.

How this unfolds and how long the phases last depend on many other factors.  If there’s a frontier with more land, or nations to be conquered next door, the nation can continue to expand.  During a crisis though, outside nations may take advantage of the state’s weakness and invade, quickly bringing on collapse.

At the bottom of the cycle, the best farm land is abandoned

Turchin mentions that the best farm land is abandoned, such as the bottom land of valleys with the richest soil.  This happens because starvation and disease drive people away from cities and towns out into the countryside looking for food.  Farmers have to contend with that, plus gangs trying to force them into slave labor, and local and external armies fighting and pillaging.  So they flee and the land lies fallow. Food is mainly grown during these unstable times near towns and fortified areas where lookouts can spot attacking brigands and sound the alarm.

If you’re ever unlucky enough to be alive during a crisis phase, you’d want to live in a town large enough to defend nearby farms, but not so large the population has gone past carrying capacity.  Isolated farms are vulnerable to invasion and plunder.

Disintegrative Trends: The Crisis and Depression phases

  • It can take several iterations for an empire to completely fail.
  • Within the disintegration, there are also “fathers-and-sons” cycles war and peace and war.  These civil wars consume a nation until the survivors and their children are so tired of war that peace and stability finally return. But the grandchildren who never experienced the reality of war start new wars. This cycle tends to happen every 40 to 60 years.
  • Climate change has the least effect when there’s a low population and lots of land, and the most effect if a society is in the disintegrative phases.

Competition between groups

One way of looking at history is competition between different groups, with those who have the highest level of cooperation having an advantage over other groups. Ethnicity and religion are very important to creating in and out groups as well as cohesion.  Other groups might be divided by language or dialect. Differences can also be what race you are, what rituals you engage in, or your appearance: clothing, tattoos, hairstyle, etc.

Imperial nations have high levels of cohesion, especially at the edges of the empire where conflicts are greatest.

Secular Cycles take place over two to three hundred years.  Within the same nation, different regions can be in different phases.

A more detailed list of the phases derived from the table at the end of Chapter 1 in Secular Cycles:

Expansion Phase (growth)

  • Stability and peace leads to prosperity
  • Grain reserves are high, so crop failures don’t have much effect
  • Wages are high, commoners can rent farmland cheaply
  • Cities are small, artisans few, trade level low,
  • Prosperity leads to population growth
  • The elites exist but there aren’t many and they have a pretty modest lifestyle because there are peasant wages are so high.
  • The number of towns and land farmed grows
  • The elites don’t own large amounts of land yet
  • The state government is well financed from increasing taxes and ideas about going to war are growing
  • The overall outlook is one of optimism

Stagflation phase (compression)

  • Population growth continues, but the rate slows down, yet still overpopulation is reached, just as Malthus predicted, and the carrying capacity – the number of people who can occupy the land – is exceeded.
  • This problem is “solved” by the excess children without land moving to towns and cities.
  • Cities are cesspools of disease and many die, but no problem, there are always excess children from farms to replace them
  • Towns and cities grow, craftsmen and trade flourish
  • The Elites — the top one to two percent of the population — enter a golden age because they can charge high rents for all of the basic necessities: food, housing, land, etc., and at the same time, pay low wages.  No wonder the wealthy elites in America are so pro-immigration and against birth control and abortion.  In every civilizations that has ever existed, without exception, the elites only grow fabulously wealthy at this point in the cycle when they can pay low wages and charge high rents.
  • The amount of land owned by the wealthy is increasing
  • Some segments of the elite consume conspicuously.
  • Meanwhile the commoners in towns, cities, and on farms are all experiencing decreasing wages and increasing costs of living. Land prices are high. Misery, the homeless, debt, and poverty are increasing.  Grain reserves are declining.
  • The rich and powerful over-reproduce too, so there are fewer lucrative opportunities for their children
  • The rich start to compete with each other. How this happens varies. In some there might be more duels, or more lawsuits.  If there are government jobs that are especially lucrative, the competition to get into the best schools and to get the best government jobs grows intense.
  • The elites also try to get the government to give them money, to stop taxing them at all or lower their taxes
  • Which results in the peasants being taxed even more to make up for the lowered taxes on the rich
  • The government and internal order is till okay but starting to unravel, the general outlook grows more pessimistic and critical.
  • The government may try to solve these problems by invading nearby countries, or provide more food by building irrigation and roads
  • There is often a rise in the rate of crime in this pre-crisis period

Crisis Phase (state breakdown)  

  • Trade starts to decline due to political unrest
  • Cities are at their highest levels of population
  • A few large landowners own most of the land.  Sounds like now: In America (2013), the top 10 landholders own 2% of the land. In California (1973), just 25 landowners hold 16% of the land.
  • Debt is high, the price of food is high, and the grain reserves are gone
  • Very high inequality between the rich and poor, subsistence crises increase as food shortages happen more often
  • The populace, weakened by malnutrition and hunger, easily succumbs to epidemics (i.e. anti-biotic resistant diseases in the future like TB, etc).
  • In the country and city, peasants rebel, demand reforms such as land redistribution
  • The elites have very high levels of corruption.
  • The elites may begin to wage wars against each other
  • The population starts to decline
  • The government goes bankrupt since no one is paying taxes, and loses control of the army and other institutions
  • The government collapses

Depression

  • At the bottom the population is low, there’s lots of free land or cheap land, grain and other food vary in availability and price
  • The depression goes on for a long time because social cohesion has been lost and isn’t easily regained, fighting continues, and this is often when outside conquerors invade and conquer
  • The rich have gotten their comeuppance and declined from civil wars between themselves and are consuming a lot less, own less land than before, lots of downward mobility with the elite becoming commoners again
  • The state keeps trying to reinstate order but usually fails, and this is often when nearby nations invade to take advantage of the collapse
  • Trade is local, long-distance networks are broken
  • The outlook is very pessimistic
  • After enough time, stability and peace come back and the cycle starts all over again.

Farmers and nomads hate each other and always will: Russia vs the Tatars.

Since the beginning of agriculture, nomads have seen farmers as cowards doing women’s work, and stole their grain and captured farmers to turn them into slaves.  For example, in 1521 the Crimean Khan Mohammad-Girey invaded Russia with 100,000 men and captured 300,000 people and killed another half a million at a time when there were 7 million people in Russia. And of course, farmers thought the nomads were uncivilized murderers.

Tatar warriors – perhaps 80,000 of them plus 200,000 horses — typically penetrated a settled area up to 240 miles, spread out up to 36 miles, turned around and systematically swept through taking back any booty, animals, and people they could capture.   Resistors were killed.

Russian peasants learned to create fortified defense lines of small military towns, and trees were cut to create obstacles.  Each was felled so it landed to the south, and their fallen branches were intertwined so the horsemen couldn’t penetrate them.  While the invaders spent hours untangling them, the defense forces got ready.  The trees also made it harder for the Tatar retreat with all the loot, cattle and captives, giving pursuers enough time often to rescue them.  Grasslands were also burned so the Tatar horses had nothing to eat.  Beyond this first line of trees was an even more massive defensive line that stretched over 600 miles built by tens of thousands of people.

Peasants in Russia kept settling beyond the defense lines.  They all demanded their defense, and boundaries kept growing outwards.  Mongols crushed Russians when no collective defense emerged, eventually an “us vs them” glued by Christianity led to collective action, the willingness to endure hardship and do the right thing became deeply ingrained.

Other motivations were getting to loot, or being paid in cash, grain, or land for fighting, and punishment for not fighting.  It also helped that at the frontier edge, an egalitarian way of life was common, there weren’t large differences in wealth.  Cooperation is not all “sweetness and light” – there has to be policing and punishment. (pp 41-45).

The dividing line between the Russians and Tatars was religion, not ethnicity.  About 17% of 17th century Muscovite gentry were Tatars – but they were Orthodox Christians not Muslims, so they were accepted.  (p 54)

Miscellaneous notes

Tribes in Europe and Middle East often had separate “chiefs” for military, religion, and the economy.  To take on a neighboring empire, someone had to assume all 3 roles to unify tribes in the region.  This happened various ways, i.e. in Germany, the cult of Odin gave military chiefs religious legitimacy, in Arabia, religious leaders gained military power (p. 96).

Aristocracies broke into factions, which led to civil war and armies plundering cities, then plague killed a third of the people – only nomads escaped.  When people are exposed to years, decades, of chaos, they yearn for stability. Any message of hope, even if only a better afterlife, is attractive.  Monotheistic religions satisfy that need, which is why Muslims were able to unify tribes in Arabia.  Mohammed was one of over 6 monotheistic prophets. The sudden appearance of prophets in bad times happened when people were ripe for their appearance.  Polytheism can’t unite people, because accepting the Gods of the “lucky” tribe isn’t something freedom loving tribespeople want.  One of the functions of religion is “us versus them”. Converting to Islam meant submitting to God, rather than a particular leader.  Islam welcomes all, regardless of social status or tribal origin.  (pp 97-99)

Machiavelli taught rulers to be feared more than loved, and that people were motivated solely by desire for gain and fear of punishment. His ideas were at odds with the prevailing wisdom.  P 108-109

Adam Smith was the founder of the “greed is good” philosophy that every one of us is pursuing our own interest and that will eventually be good for society too.   And there are many other “rational choice” types of ideas out there, Turchin thinks that cooperation can’t be brought about by force, and no one would pay taxes, there’d be a war of all against all if these ideas were correct.  He points to evolutionary biology and kin selection, which favors reciprocal altruism.(111-113).

He cites several studies that point to trust and moral punishment being hard-wired in our brains.  The capacity for cooperation exists, Machiavelli was wrong.  The good guys pressure the “knaves” and “free-riders” to cooperate, like in WW I women put white feathers on men who hadn’t joined the military yet. (120)

Group Selection.  Not many examples in non-humans.  We are different because of thought, communication, culture.  Cultures with harmful practices are weeded out in group competition – warfare may be one of the most important forces of group selection (p. 127).

Spartan men trained to fight from age 7 onwards away from home.  They enslaved the Messenians to grow food and do other chores so they could dedicate themselves to fighting.  But the Messenians kept revolting and finally succeeded when Sparta faltered.  Rome on the other hand, welcomed those they conquered (164-5).

France and England medieval times: the top 20% owned most everything and benefitted the most from overpopulation: grain prices were high, labor cheap, land rental prices high, manufactured goods cheap since labor was paid so little.  The rich spent money on imported luxuries, more churches, etc. (216-28)

Wheel of fortune: too many nobility – their numbers rose faster than the rest of the impoverished population.  More people could become noble than historians realize – a city merchant often bought land with his wealth which allowed him to become a noble.  Peasants could too by lending money, buying more land, hiring more labor and so on.  Nobles sank back to being small farmers when they ran out of money to live the good life.  In one case where nobility numbers rose over 40%, the oppression of peasants to maintain their lifestyle was enormous.  When the peasants rebelled, this usually ended in peasants being hung by the thousands by the nobility.  (218-222)

The rich escaped plagues by going to their country estates.  The best place to be was far from roads, have a water supply from a well, and lots of wine.  In England 8% of the wealthy died from plague, lesser nobles 27%, and 40% of the general population.  (222)

After the plague die-off, the worst hit then were the low and middle landowners who used hired labor to farm their large properties.  Laborers insisted on more money, but didn’t get it, because the landowners had armed retainers who forced peasants to accept low wages, captured runaway serfs, and made examples of them.  But eventually after enough rebellions and runaway serfs, the wealthy started to lose money having so few employees left (223).

The only way to get money was to attack other nobility, so they preyed on each other, and the social fabric unraveled in feuds and private wars.  (224)

Violent crime rose between 1350 and 1450 due to huge numbers of destitute, but armed and dangerous nobles, who fought duels, ambushed each other, and this upward cycle of violence led to nobles becoming the criminal underclass.

In agricultural societies, the rich always get richer.  Consider this, let’s say everyone is equal in generation 1, all have the same amount of land.  But some have more children.  If just the first-born gets all of the land, then there are a lot of kids with no property.  If the land is divided among all the children, it won’t take many generations for there to be too little land to feed a family and many people without any property at all.  Meanwhile, the rich only marry the rich, increasing the amount of property they own, and they don’t have to do any work at some point, because they can hire the landless so cheaply (p 263).

Of course, in the beginning the rich have a hard time earning any income from the poor – there are so few poor, and you have to pay workers high wages.  If the peasant doesn’t like the work, they can afford to buy land of their own.  Once the population goes up, the rich only need to pay the workers enough so that they don’t starve.  Where money is required to pay taxes, farmers either have to sell their land to feed their family or starve.  Wealth concentrates.  The rich use their income to buy more land.  The poor often use land as the collateral to borrow money to get past a bad season – if there’s another bad year, then they lose their land (264).

Therefore – within just one generation inequality will occur unless no private property is allowed or there is no inheritance.  (265).

Other ways landowners grew richer were death taxes, so that when a peasant with land died, the lord got the best beast (perhaps the ox used to plow the land), the parish priest got the 2nd best animal, and if there were no oxen left, the son couldn’t plow his fields (267).   So he probably left for the city and abandoned his land.

Even though we abolished slavery long ago, it has effects to this day on “social capital”.  The more virulent slavery was in a region, the less civic the state is today.  Even in the 1830s Alexis de Tocqueville observed that “As one goes farther south, one finds less active municipal life; the township has fewer officials, rights, and duties; the population does not exercise such a direct influence on affairs; the town meetings are less frequent and deal with fewer matters.”  Turchin then goes on to explain in greater detail why slavery was so corrosive and the way that the wealthy also divided free men from slaves to prevent any kind of networking and eventual rebellions, and how slavery was a key factor in the decline of the Roman and other empires – after all, part of what holds a society together is group cooperation and equality – slaves can’t be included in that. (294-5)

Some ideas to think about

There are new factors to consider in an industrial society cycle.

There has never been a civilization that totally depended on oil for transportation and fossil fuels in general to grow food and do all the other work of society.  It used to be people and animals and wood.  The planet had reached the limits to growth at about a billion people.  Fossil fuels have temporarily expanded carrying capacity to around 7 billion people, by far the largest overshoot in all of human history.

And it’s not just resources.  The Limits to Growth model and other economists have written how it doesn’t matter if there are more resources left to exploit, once the financial system collapses, the credit to finance such enterprises doesn’t exist and collapse ensues.  Worse yet, the easy resources are gone requiring spectacularly expensive projects to get at the remaining low-grade ores and remote fossil fuel resources.  Most people who study both ecology and finance believe there is a Perfect Storm of factors arriving around the same time, which will exacerbate and exaggerate each other into a potentially fast crash, faster than previous agrarian cycles.

But as Turchin points out, different regions of a nation can be in different phases.  San Francisco, California, with the central valley nearby that feeds one-third of America, with the nearby Oakland deep water port to continue trade with the rest of the world, especially Asia, might do better than parched Phoenix or the ten states dependent on the Ogallala aquifer, which is within a decade or two of drying up across large areas.  Until the next earthquake along the Hayward or San Andreas, which is past due.  All the freeways and airports are on land-fill and will be destroyed.  If this happens after the oil shocks have begun and the financial system or energy resources to rebuild aren’t there, millions will move to the central valley, joining those from the parched Southwest and freezing midwest.

How will most American households owning guns affect collapse?  In the past, if the elites and state were united, they could crush peasant rebellions.  But now that just about anyone and everyone will be armed, how will that play out?  Are the Hells’ Angels going to enslave people?

If there are places that do well, will they be swamped by refugees?   Or will various levels of government and citizen roadblocks prevent massive migrations towards food and away from no-longer fixable natural disasters?

We aren’t going to invent our way out of our situation with Fusion power or some other fossil fuel alternative, it’s too late to scale up.  But I do have hope that the ingenuity locally will help some regions suffer less.  I can imagine thousands of bicycles carrying goods around cities in light-weight aluminum trailers and all sorts of other small scale projects and victory gardens, sharing of cars and tools – but the problem is that you would have wanted to start doing this a long time before collapse, whether panic and fear and distrust will prevail if this all happens in sudden oil shocks is a big question.  I would guess that large cities won’t cope well, though they have the population and weaponry to commandeer whatever they want from the surrounding areas nearby.  Think twice about living near a large city once the oil shocks come.

If China collapses inwardly, that will be a huge sigh of relief for Australia, New Zealand, Japan, and the west coast of the United States, to name just a few nations.  But they’ve stolen billions of dollars worth of research and the actual design plans for building undetectable submarines, a Blue Water navy, and just about anything else you can think of via cyber attacks or private companies and our government.  The Chinese have caught up to us, giving us less of an advantage than we’d expected.  They have enough cyber traps embedded in our infrastructure to take down our electric grid and other infrastructure without even firing a shot…

 

 

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